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LEWIS EINSTEIN
Unlike the other figures we consider here, the American Lewis Einstein never occupied a high place in government and never was a direct actor in major events. He was not a President, a Foreign Minister, or an Ambassador between great powers; the highest office that he held was that of American Ambassador to Czechoslovakia during the 1920s. He was more than a Cassandra; numbering among his friends and acquaintances such large figures as Theodore Roosevelt, Oliver Wendell Holmes, Charles Evans Hughes and Cordell Hull, his intellectual influence affected Americaâs view of its new global responsibilities, though frequently in ways that were not directly traceable or tangible. Like Carlo Sforza and unlike our other subjects, he left a large and neglected permanent legacy in literary form.
His greatest contribution was in fostering recognition of the extent to which American security rested on naval power, its own and that of the British, and of the vital interest of America in British independence. He also had an acute recognition, rare in his time, of the dependence of international politics on economics. He saw that modern financial techniques made protracted wars possible, and saw the dangers for Europe in the protectionism and inflation following the First World War. He helped lay the intellectual foundations for the Marshall Plan, while successfully warning that acceptance of an Armenian mandate would over-extend and militarise the United States.
After graduating from Columbia with a masterâs degree, he published at the age of 25 a book on the Italian Renaissance in England, which was much-praised and which still repays reading.1 He found the enduring appeal of the Renaissance in the fact that learning was valued âas a guide to the conduct of life. Great is eloquence; nothing so much rules the world. Political action is the result of persuasion; his opinion prevails with the people who best knows how to persuade them.â In the Renaissance, the classics were studied ânot as an allegorical explanation of Christianity, but from the literary point of viewâ. The new type of English scholar âwas to equal his Italian model in learning, while he surpassed him in purity of lifeâ. The view was that âone ought not to boast of ancient lineage but prove oneself worthy of it. . . The ideal of universality once aimed at was consciously pursued and attained by the best spirits of the age.â
[A] ânew zeal for education . . . had swept over the English nation and placed side by side with the old feudal distinctions a new field of honor in learning. . . Venice was in many ways what England is to-day; her colonies formed a colonial empire governed by a merchant aristocracy. . . The energy, the vigor, the daring and courage of the Italian Renaissance found itself reflected no less strongly in the history of its merchants and explorers, than in the works of its painters and poets. In commerce, as in the arts and sciences, Italy held up the guiding light for the rest of Europe to follow . . . [Thomas] Cromwellâs aim was to secure peace and order for England by centralizing all power in the crown, and strengthening the hands of the king. As the church alone stood in the way of the absolute rule of the king, the last check that had survived the Wars of the Roses, his unbending efforts and energies were directed to destroying its authority . . . [he was] the first great English disciple of Machiavelli.
In his way of thinking, with democracy âwent envy of the rich, and an intense conceit accompanied the feeling it possessed of its own infallibility. . . it seemed âa horrible monster of many heads without reasonâ.â As for aristocracy,
As long as neither nobleman nor commoner overstepped their bounds, so long were both of benefit to the state. If either should do so, the party of the commons would certainly prove the more dangerous on account of their ignorance and inconstancy . . . there were many tyrants . . . a good prince, even though he diminished the power of the commons, preserved them, at the same time from the tyranny of the nobility.
The Italian philosophy of history was also imported to England, with its premise that
Nothing . . . removed one further from the desire of evil than to see the punishment of the wicked, and history exposed this clearly to the world. History made men wiser both to direct their own actions and to advise others . . . This historical method has fallen into undeserved oblivion.
The book led to his appointment to the Diplomatic Service, President Theodore Roosevelt declaring: âI would particularly like to put in the public service a man of the tastes indicated by such a book as this.â The Secretary of State, John Hay, referred to âits very great value both as literature and historyâ, while the Secretary of War, Elihu Root, acknowledged his copy of the work by referring to âits direct and lucid style . . . Mr. Hay had already spoken to me of the work in terms of high commendation.â2 TR, though today thought of by many as a blustering imperialist, was, as Henry Kissinger among others has shown,3 a realist in foreign policy. He appreciated Americaâs indebtedness to the British fleet, and shared the British dread of control by a single power of the European continent. His advocacy of American entry into World War I rested on what proved to be a just estimate of the durability of German militarism, while his role in the Treaty of Portsmouth was founded on a purpose to prevent the destruction of Russian power in Europe. Einsteinâs initial appointment was as Third Secretary in Paris at a salary of $1200 per year;4 his diplomatic career began at the Algeciras Conference in 1906, which he saw as one of the last triumphs of the old diplomacy, and where he met many prominent diplomats, including Carlo Sforza, who became a lifelong friend.
1. Lewis Einstein, by Eastman Johnson (Metropolitan Museum of Art)
No one yet recognized in this negative result that the stage was already being prepared for the excitable mass pressure that has been increasingly and detrimentally exercised in international affairs. In 1906, this pressure could still be kept in some restraint. I was still too inexperienced to understand the immense value of pompous and well-staged negativeness when this serves to allay political passion.5
All of our subjects were patient with leisurely negotiations; for InönĂŒ, perhaps the most skilled diplomat among them, each new discussion was a chance to propagate his governmentâs point of view and to ensure that its roots in vital interests were understood.
Einstein referred with appreciation to a senior Italian delegate who disdainfully observed: âThey told me there were to be ambassadors here. I see only lawyers.â In England âthe advocate is not thought to make the best negotiator.â Of Germany, he said that it was âthe only great nation never to feel quite certain of her position and therefore alternating with an uneasy violence between extremes of effacement and of dangerous arrogance.â
In the period 1906 to 1913, Einstein also edited The Humanistâs Library, a series of books from the Renaissance elegantly printed by the Merrymount Press, with introductions by Einstein6 and others. A unifying motif was that set forth in the introduction by J.W. Mackail to Erasmusâ Against War, written in 1908:
At the present day, the reactionary wave which has overspread the world has led, both in Europe and America, to a new glorification of war. Peace is on the lips of governments and of individuals, but beneath the smooth surface the same passions, draped as they always have been under fine names, are a menace to progress and to the higher life of mankind. The increase of armaments, the glorification of the military life, the fanaticism which regards organized robbery and murder as a sacred imperial mission, are the fruits of a spirit which has fallen as far below the standard of humanism as it has left behind it the precepts of a still outwardly acknowledged religion. . . At such a time the noble pleading of Erasmus has more than a merely literary or antiquarian interest. For the appeal of humanism still is, as it was then, to the dignity of human nature itself.7
Family Controversy
In the period before the war, Einstein had been involved in controversy with his family. In 1904, Einstein had married Helen Ralli, a twice-divorced member of an Anglo-Greek family who was ten years his senior, leading to violent controversy with his father arising from her age, her prior divorces and the fact that she was not of the Jewish faith. David Einstein, Lewisâ father, died in 1908, leaving an estate of $4 million, a very large sum at that time, derived from various businesses, most notably the Raritan Woolen Mills in New Jersey; he was a descendant of Judah P. Benjamin, Secretary of State of the Confederacy. After his marriage, he wrote his son a letter declaring:
Your dear mother is prostrated with grief over the degradation you have brought upon yourself. I am grieved to inform you that I have changed my will and that you will not participate in my fortune at my death. If you will dissolve your marriage with Helene, you will be received back into the arms of your broken-hearted father and mother and will have what you should have, share and share alike with your sisters. Do not suppose that any entreaties or threats you may make will influence us. Helene will never be received by your mother and sisters.8
In 1907, Lewis to wrote Helen: âWhat an extraordinary woman my mother is . . . She will worry and fret if I have sufficiently heavy underwear and then she does what she does!â9
The will left by David Einstein at his death in 1908 left Lewis and his two sisters $125,000 each outright. The residue of the estate was divided into three trusts of $1,250,000 each, one for each of his daughters and her descendants, and the third share to his daughter Florence with the right to assign interest or principal to âone of his bloodâ.10 It was later testified that he tried expressly to condition a bequest to Lewis on his divorce, but used the device of an additional trust for his daughter Florence âwhen he was convinced [a direct restriction] would invalidate the willâ. The testator declared to his brother-in-law:
I am leaving my son $5,000 a year, I donât want him to be a beggar. And then Florence can and will give him such sums as she thinks proper from time to time if he dissolves his disreputable marriage and shows a sincere penitence.11
Lewis did not find this condition acceptable, and after his fatherâs death in 1908 negotiated a settlement with the estate under the terms of which he would receive income of $20,000 per year of the $50,000 to 60,000 generated by the additional trust held by Florence. By June 1911, Justice Holmes wrote to him:
I am glad that the family matter promises settlement. I feared very much the result of the fight, and deeply regretted that you should have such a cloud always hanging in your mind. So you give me very great pleasure by your news.12
In late 1913, the matter flared up again, when Professor Charles Spingarn of Princeton, the husband of David Einsteinâs other daughter, filed a suit (to which Lewis was not a party) asking that the third trust be construed as including a secret agreement that Florence would bequeath the trust equally to the testatorâs grandchildren, i...