1
The Rise and Fall of the Human Subject (1985)
Is there in the human sciences a specific psychological approach or level of analysis? Is there a conceptual space for the human subject? There are two extreme positions on this issue. One gives the abstract individual, or subject, or personality variables, priority as factors in explaining human behaviour or culture (see Kaplan and Manners 1979, 127â59). This strategy is assumed by existentialists, ego psychologists, and some psychoanalytic writers, personality structures being most commonly employed as intervening variables. It is also implicit in much transactional analysisâsuch as the early writings of Barth and Leach, where the abstract individual is seen as an agency of social change. Often described as methodological individualism, this position has serious flaws.
The other extreme position expunges the subject from the analysis entirely, and sees sociocultural phenomena as an autonomous realm, completely independent of psychological variables. This is the viewpoint of behaviourism and sociobiology, which put great emphasis on the biological analogy of âorganism and environmentâ and not only play down cultural variables but find little space for the concept of person or even the conscious mind. This is why there has been a strong reaction against behaviourism by existentialists and humanistic psychologists. It is also the viewpoint of many anthropologists within the Durkheimian tradition, for Durkheim saw culture as a phenomenon sui generis, and in reacting against any kind of psychological reductionism eliminatedâin theoryâpsychological variables from the analysis of culture. âMan is double. There are two beings in him: an individual being which has its foundation in the organism ⊠and a social being which represents the highest reality in the intellectual and moral orderâ (1915, 16). Social facts could therefore only be explained by other social facts, and the social realm is seen as independent of both psychological and environmental factors. In countering the suggestion that this therefore left social life âin the air,â Durkheim drew an analogy between this social/individual duality (which he stresses) and the relationship between mental faculties and the brain, arguing that we cannot reduce the âmind to the cell and deny mental life all specificityâ (1974, 26â29). But he could hardly affirmâif he followed his own reasoning and analogyâthat there is no relationship between these two entities or variables.
The anthropologist who has taken this kind of cultural emphasis to the extreme is Leslie White, for whom the individual is no more thanâas the Gestalt psychologist Köhler (1937) put itââan empty containerâ for the products of the group. White (1949) distinguishes essentially between three distinct levels of reality, the physical, the biological, and the culturalâand psychology is firmly associated with the second category, as one of the biological sciences, or as a kind of analysis that links the individual organism with cultural facts. The individual as such is but âthe expression of a cultural tradition in somatic form,â and human behaviour simply the response of the human organism to âextra-somatic, symbolic stimuli which we call cultureâ (1949, 139). The human individual is therefore neither the creator nor a determinant of culture; âhe is merely a catalyst and a vehicle of expression.â Like Durkheim, White stresses that culture is an entity sui generis, with âa life of its own,â and more than once he writes that to study culture scientifically one must proceed âas if the human race did not existâ (1949, 209).
For all these writers there is a radical separation of the individual from the cultural setting. The theoretical orientation is essentially positivistic (see Allport 1955, 7â12). Yet some recent developments within the Marxist tradition have stressed a viewpoint similar to that of White and the behaviourists. Whereas Marxists in the Hegelian or socialist humanist traditionâSartre, Marcuse, and Frommâhave advocated a dialectical approach to social life and have viewed history as the project of the human subject, some recent Marxists, following Althusser, have viewed the concept of the âhumanâ as essentially a part of bourgeois ideology and hence unscientific. History, for Althusser is a âprocess without a subjectâ (1972, 183), and he is equally keen to reject any notion of human nature in general, or at least any notion which implies that the individual has any explanatory role in the science of history (see Callinicos 1976, 66â71; Thompson 1978, 193â406). This anti-humanism has gone hand-in-hand with a rejection of historical time or process; it is the advocacy of a static structuralism within a highly mechanistic discourse.
Many writers (e.g., Coward and Ellis 1977) have uncritically accepted Althusserâs formulations, presenting familiar ideas as if they had only just been discovered by structural Marxism. The notion that the subject or person is a social construct, and that in different societies or at different periods of European history there have been varying conceptions of the human individual, is hardly new. The category of âhuman essence,â or of the abstract individual, that transcends any given social context, which Coward and Ellis see as a fundamental premise of idealism was, of course, associated not with idealism but with early bourgeois philosophy of a materialistic kind. Criticisms of this notion are not a recent innovation of structuralism but are pre-Marxist. Stirner, a precursor of atheistic existentialism, made some salutary criticisms of this kind of liberal humanism more than a century ago (1845, 123â29). Marx, in his criticisms of Feuerbach, simply replicates Stirnerâs reservations about abstract humanity, and in The German Ideology, Marx and Engels subjected Stirner himself to the same searching critique. But rather than seeing the notion of the human subject as a âmetaphysical fictionâ (Hirst and Woolley 1982, 131) that must be expelled from scientific discourse, Marx sought a more genuine humanism, stressing that the essence of man involved the discharge of a creative practice that was essentially social (see Novack 1973; Fromm 1970, 68â84). Behaviourism, Durkheimian sociology, sociobiology, structural Marxism and LĂ©vi-Straussian structuralism thus have much in common in their repudiation of the human subject. (Although for LĂ©vi-Strauss the concept of the objective âmindâ retains a crucial role [see Shalvey 1979, 35].) Coward and Ellis express this kind of anti-humanist perspective rather well, arguing, like Durkheim, that society is prior to the individual, and that the human subject is âconstructed.â Rather than being a critique of bourgeois idealism, this simply replicates it, for culture is only prior to the individual if culture is conceived abstractly as uncreated by humans, and the individual is conceived as a particular asocial organism. But the human subject is an âemergentâ entity that makes culture possible. Culture does not âpre-existâ the human subject; they dialectically coexist. As Piaget insisted, an âepistemic subjectâ is essential for a meaningful analysis of social life: âif cognitive structures were static, the subject would indeed be a superfluous entityâ (1971, 70). The alternative is either a collapse into cultural relativism (and indigenous psychologies), or the positing of a transcendental subjectâwhich is what Coward and Ellis evidently have in mind in their critique of the subject. But there is I feel a way between the static ahistoric structuralism they seem to espouse with subjectivity expungedâand the kind of phenomenology that gives the human subject absolute priority.
What is of interest about these two theoretical treatments of the human subject is that they represent, in extreme form, two tendencies within the human sciencesâthe humanistic and scientificâand that they show that the social sciences also exemplify Gellnerâs âpendulum swingâ theory. If we examine the history of the social sciences over the past fifty or more years it appears to have moved through four distinct phases. In the first phase, around the turn of the century, anthropology and psychology happily coexisted as disciplines; there was a salient interest in human consciousness (evident particularly in the writings of William James and Boas); and many of the founders of experimental psychologyâRivers and Wundtâalso undertook anthropological studies, without confounding the two approaches. In the second phase, however, after the First World Warâwhen psychology, anthropology, and sociology were establishing themselves as independent academic disciplines, and psychoanalysis and Marxism were finding an institutional footingâthe human âsubjectâ was hardly mentioned. Structural-functionalism became the dominant paradigm in both sociology and anthropologyâin spite of the influence of Malinowskiâand there developed a kind of phobia about psychology (Lewis 1977, 2). Psychology itself was seemingly entrenched in Watsonâs style of behaviourism in which concepts such as âconsciousnessâ and âmindâ were deemed to denote the unobservable and therefore to be inadmissible in scientific discourse. Marxism too, under the influence of the mechanistic materialism of Engels and Plekhanov, saw little scope for a science of the psyche.
During the 1930s a changing emphasis can be discerned in all the human sciences, and attempts were made in various ways to bring the human âsubjectâ back into the analysis of culture. I shall discuss this third phase in some detail, focusing on the writings of four scholarsâKardiner, Reich, Fromm, Laingâand only briefly mention the latest phase, namely that associated with the dominance of structuralism, which has rejected the historical subject entirely.
Abram Kardiner
During the 1920s anthropologists and psychoanalysts were natural allies in the intellectual revolt against the constraints of sexual and other forms of provincialism. Boasian anthropologists âenjoyed a reputation for Bohemianism which they earned as proponents of the relativity of morals, as taboo-breaking feminists, or as practitioners of exotic customâ (Harris 1969, 431). Benedict, Mead, and Herskovits, in particular, were strong advocates of cultural relativism. Two things happened. One was that there was a continuing move away from evolutionary or materialist analyses towards a more humanistic approach. âCivilisationâ then became, in the work of Freud and Benedict, a synonym for culture, rather than a term that depicted Western society or capitalism (as it had been for Morgan and Engels). Secondly, Freudian theories and concepts became an âirresistible lureâ and came to permeate more and more anthropological studies. Psychoanalytic theory was a âmajor stimulusâ to anthropology (Hallowell 1976, 212) and to the social sciences generally. By the 1940s some kind of rapport between psychoanalysis and social science (and Marxism) had occurred, and it took various forms.
Within anthropology Freudian theory had a major influence on the âculture and personalityâ school. This school includes those who did not explicitly or systematically accept Freudian doctrines and concepts, but whose writings are nonetheless permeated with his ideas. The notions that childhood experiences to a large extent determine the adult personality, and that religion, folklore, and witchcraft are âprojectiveâ systems, were the two key ideas which were imbibed by the anthropological tradition. Kluckhohnâs study of Navaho Witchcraft (1944) for example is infused with Freudian themes, and Margaret Meadâs later writings, particularly Balinese Character (1942), written with Bateson, are âsaturated with psychoanalytic terms, concepts and nuancesâ (Harris 1969, 434). But the writer who came to represent most clearly this kind of approach, in which psychoanalytic concepts became âembedded,â as it were, in the analysis of social life, thus giving rise to a kind of psychosocial interpretation, is Abram Kardiner. Trained as a psychoanalyst, Kardiner was instrumental in the late 1930s in organising a series of seminars on âculture-and-personalityâ in conjunction with a group of anthropologists, of whom Ralph Linton and Cora du Bois were among the most prominent. The idea behind the seminar was that the anthropologists of the group should present ethnographic data on the cultures they were familiar with, which would then be âanalysedâ by Kardiner.
Although a psychoanalyst, Kardiner seems, in developing his theory, to have abandoned all the basic tenets of psychoanalysis: the Oedipus complex and the libido theory in particular are not mentioned at all. For Kardiner the most signal and durable aspect of Freudâs theory was the idea of approaching human life from the âpoint of view of biographyâ and in establishing criteria for the âstudy of the character of the individualâ (1945, 11). Given the anthropological framework and the concept of culture Kardiner inherited from Boas, it is not surprising that the central idea of his psychodynamic analysis of culture was the âbasic personality structure.â This is defined as âthe effective adaptive tools of the individual which are common to every individual in the societyâ (1939, 237). It thus refers to those personality characteristics that are shared by a majority of members of a particular community and which are the result of formative childhood experiences. The concept, Kardiner admits, is but a refinement of an old idea, going back at least to Herodotus, and generally known as ânational character.â This concept, Kardiner suggests, introduces a relativistic factor into the conception of history, enabling us to do away with the idea of a uniform and constant âhuman natureâ (1945, 415). It also has a constraining effect, he suggests, on the type of adaptation that a community will make in specific historical circumstances. This basic personality is essentially formed in the earliest years of life: it is the creation of what Kardiner termed the âprimaryâ institutions. These included such aspects as âfamily organization, in-group formation, basic discipline, feeding, weaning, institutionalized care or neglect of childrenâs anal training, sexual taboos ⊠subsistence techniquesâ (1939, 471). The Freudian influence is apparent here, and âprimary institutionsâ are focused less on the economic infrastructures than on child-rearing practices.
There is some truth in Vogetâs suggestion that Kardiner was seeking some kind of âmiddle groundâ between RĂłheimâs extreme ontogenetic approach, in which virtually all aspects of culture were interpreted in terms of childhood experiences, and that of Benedict who saw culture as moulding the person into its mirror image (Voget 1975, 441). As Kardiner himself put it: âthe individual stands midway between institutions which mould and direct his adaptation to the world, and his biological needs, which press for gratificationâ (1939, 17). The primary institutions, which are instrumental in shaping the basic personality structure, and which have their âfocusâ within the individual personality, are taken by Kardiner as given. He offers no explanation or interpretation to account for these primary institutions and, a bit like RĂłheimâs ontogenetic analysis, it is a theory without a âground floor.â Kardiner himself admits that only history can throw light on the forms which these institutions took, and that he knows of no satisfactory theory to account for them (1939, 471). But Kardiner does attempt to provide an explanation for the secondary institutionsâreligion, folklore, mythology, artâfor these are seen as âprojectionsâ fashioned and structured by the basic personality. Thus culture is split into two aspects: the primary institutions which determine the basic personality or structure, and the secondary institutions, which are expressive of this personality as a âprojectiveâ system. LeVine (1973, 55â58) calls this the âpersonality mediationâ view. Harris applauds, and sees promise in Kardinerâs attempt to bring religion and ideological practices within a deterministic framework, and concludes his critique of Kardiner with a ...