The wealth of Spanish documentation on the subject of blood nobility is awesome, and the diversity of motivations of the writers adds a fascinating complexity to the subject. Classical authors, churchmen, monarchs and their jurists, and jurists representing other interests were all involved.
The Classes of Nobility
The most widely accepted classifications of types of nobility appearing in Spanish documents from the fourteenth century onward were the product of syntheses developed by Spanish jurists who read the classical and ecclesiastical texts on this subject and then disputed each other in print. According to these authors, there were three classes of nobility. The first, primary natural nobility (nobleza natural primera), included all classes of entities, animate and inanimate. Because God created all the categories, they all had intrinsic dignity and importance. Each species of entity contained better and worse representatives. The best representatives were called ânoble.â The connection between this idea and the chain of being is clear. What is noble in the natural world is that which most closely approximates the eternal Idea of it. This first category of nobility formed a background for all viewpoints and was not actively disputed.
The second class of nobility, natural secondary and moral nobility (nobleza natural secundaria y moral), was unique to human beings. It came to individuals either through direct inheritance from the first fathers of humanity or because, through great acts of valor or wisdom, the individuals had restored their bloodlines to the purity characteristic of the first fathers. This class of nobility was also called nobility of blood (bidalguĂa de sangre).
Humans were initially created by God in a state of purity. In this original state, all human actions were right actions, for nothing could have caused them to be otherwise. But humans were also created with the ability to sin, and through sin they fell from this original state of purity. Those humans whose behavior most closely approximated that of the first fathers of humanity and who, through all generations, maintained a steadfast commitment to right actions and reverence to God were considered to be noble: âNobility is nobility that comes to man by lineageâ (Alfonso X [El Sabio] [c. 1265] 1848).
In this view, nobility was the closest approximation to the original purity of creation, and it was transmitted genealogically. Those who through sin, heresy, or disloyalty stained their bloodlines were no longer noble. Such people were, of course, the immense majority.
There were two categories of people who could claim nobility of blood. The first consisted of the magnates, those extremely famous and wealthy Spanish families whose background and nobility could not be questioned because of their social power. The behavior and social prominence of another lesser group suggested that they, too, were noble, though they did not have the power and wealth to force public recognition. These people petitioned the ruler for letters patent of nobility (executorias). In theory, the ruler could neither absolve people of their sins nor purify their lineages; but as Godâs lieutenant on earth, he had the power to examine the records of a personâs behavior and family background. If these records indicated that the person was truly noble, the ruler could grant the letters patent that ârecognizedâ (not created or granted) that nobility. Nobles who gained their status in this manner were called nobles by letters patent (hidalgos de executoria) but were also considered to be nobles by blood (hidalgos de sangre).
The third class of nobility was civil political nobility (nobleza polĂtica civil). This kind of nobility was granted to individuals by a ruler in recognition of their service to the crown. It was a prize of honor awarded by the state to its servants because of their superiority in the use of the sword or the pen. Such people were also called nobles by grant (hidalgos de privilegio). There were numerous categories of grant (Isasti [1625, 1850] 1972, Moreno de Vargas [1636] 1795, Nueva recopilaciĂŽn⊠[1696] 1918).
Thus there were three major roads to socially recognized nobility: proper genealogy combined with general public recognition of it, proper genealogy and right actions recognized as such by a ruler, and service to a ruler sufficient to merit a grant of nobility. In theory, all three rested on the same basic principle: the genealogical transmission of material purity of blood that caused right action and belief. The purity/nobility relationship was the core of this naturalistic explanation and justification of human behavior and hierarchical social structures.
Double Meanings
A key to the operation of this system of concepts was the multiple meaning of biological/physical terms. Blood was a physical substance circulating through the body and, following the humoral theory, was a direct cause of an individualâs character and actions. Certain qualities of blood were important in the concept of nobility: purity, clarity, and cleanliness. It was not blood itself that made right actions, but its purity, clarity, and cleanliness. Purity of blood was not conceived as a metaphor in any sense; it was felt to be a specific physical property. Purity of blood resulted from genealogy and consanguinity.
The antitheses of these concepts helped to bound this conceptual universe and set its social context. The opposite of nobleman was commoner, and the opposite of the nobility was the populace. The quality opposed to purity/clarity/cleanliness was impurity or (the term most commonly used at the time) mixture. The opposite of nobility was thus mixture, meaning both physical mixture of noble and non-noble blood (creating impurity) and the social mixture arising from unknown genealogical background (always assumed to mean mixed noble and commoner elements). By the same logic, the state of purity had to be proved, for purity was the exception. The ordinary human condition was mixture.
A number of ambiguities must be dealt with at this point. First, as we have seen, there are two Spanish terms that we translate as ânobilityâ in English: nobleza and hidalguĂa. My understanding is that bidalguĂa came into use later and that the term emphasizes the social implications of nobility. The derivations of these terms supplied by jurists of the period are highly fanciful.
Ambiguities in the meanings of blood do not end with nobility, since ideas about blood expand into the realm of fertility, racial differences, and so on. There were also complex debates about the nobility of women, especially when a noblewoman married a commoner or a commoner woman married a nobleman.
Principles and Social Realities
A much deeper ambiguity centers on the sources of nobility themselves. In the ideal model, nobility was a direct genealogical transmission from the first fathers of humanity, who were created pure in blood. By this genealogical principle, anyone who was noble had to be directly descended from them. Yet the theoretical systems also recognized the possibility that people could, through right acts, restore purity to their bloodlines. This view is much harder to rationalize theoretically within the genealogical principle. After all, if purity of blood directly caused noble behavior, how was it possible for someone with impure blood to act in such a way as to purify it? The difficulty is great and its logic is readily understood. The legitimacy of noble privilege was given a naturalistic justification in a genealogy that supposedly placed i...