CHAPTER 1
Authorship and Textual Integrity
A SKEPTIC MIGHT ASSERT that it is wrong for people to identify with the intellectual products of their capacities and therefore, would question whether individuals should have any particular entitlements to such products. Justin Hughes fittingly captured this view with the following observation: âTo transpose Robert Nozickâs classic query, why should we think putting our personality out into the world gives us rights to the things we create? Why should we not assume that when we mix our personality with the world, we lose part of our personality instead of gaining part of the world?â1 Postmodernist skeptics advance the related argument that no single work manifests creativity and innovation deriving from a unitary source. Drawing on this view, legal scholars have criticized copyright law as a whole for its implicit reliance on the Romantic view of authorship.2 If true artistic creativity is, in essence, a fiction, then no reason exists for privileging authors above other producers when it comes to issues of textual integrity.3
Moreover, literary theorists document that the concept of âauthorship,â as we understand that term today, is a relatively recent phenomenon that began to take shape in the eighteenth century.4 English professor Martha Woodmansee reminds us that how we see the concept of âauthorshipâ today was not inevitable given that the heritage of the Renaissance was to view authors as either âcraftsmenâ who mastered what was put before them for the enjoyment of the âcultivated audience of the court,â or alternatively as âinspiredâ by external forces .5 The idea that an author is personally responsible for her work may be inconsistent with the first, and perhaps even to some degree with the second, of these conceptions. According to Woodmansee, the notion of personal responsibility emerged later, in part as a result of the influence by a class of professional writers in the eighteenth century who sought to justify legal protection for their efforts.6
To some there is appeal in the view that once we create we should lose that which we have infused in our work. I suggest, however, that the rationale underlying this position contradicts the norms of artistic protection. Although authors freely borrow from the landscape of existing cultural production, a work of creative authorship nonetheless manifests the authorâs individual process of creativity and artistic autonomy. The postmodern critique ignores the reality that when an author borrows from the cultural fabric in crafting her work, it is still the unique combination of past efforts and the authorâs original contributions that invests the authorâs work with its autonomous unique and inviolate stamp. As Fred Yen has observed: âAuthorship is therefore not the creation of works which spring like Athena from the head of Zeus, but the conscious and unconscious intake, digestion, and transformation of input gained from the authorâs experience within a broader society.â7 Perhaps the authorship construct in which we indulge today was âneither natural nor inevitable,â8 but it is without doubt the one that has prevailed and thus, cannot be completely eliminated from the discourse. Further, by questioning the ability of authors to draw upon personal originality as their creative inspiration, notwithstanding liberal borrowing from the existing artistic landscape, the postmodern scholars arguably do not sufficiently account for the inspirational dimension of authorship. Indeed, the very act of authorship entails an infusion of the creatorâs mind, heart, and soul into her work. Many authors of creative works maintain a certain type of relationship with their artistic âchildren.â This relationship is unique among other types of human production given the highly personalized and intrinsic nature of creative authorship.
Although a creatorâs audience may indeed find meaning in a creatorâs work that is distinct from the authorâs, the focus here is on a âmeaningâ and âmessageâ personal to the creator. Courts use the words meaning and message together, but typically they do not define or distinguish these terms.9 The concepts of a workâs âmeaningâ and âmessageâ as used in this book are related in that they are dependent upon the creatorâs subjective vision rather than the vision of the creatorâs audience, but these terms nonetheless embrace somewhat distinct ideas. The creatorâs meaning personifies what the work stands for on a level personal to the author, whereas the creatorâs message represents what the author is intending to communicate externally on a more universal level. A workâs âmeaningâ therefore exemplifies the idea of âwhy I as the creator got involved in doing this work and what I see in it.â In contrast, a workâs âmessageâ embodies the notion of âwhat I as creator expect others to see in it, and what I hope theyâll take from it.â10
Letâs unbundle these concepts with an example. In my office hangs an exquisite colorful print called Bereshit Micrography by Leon Azoulay. The print contains the complete book of Genesis executed in Hebrew microcalligraphy and depicts the Creation, Noahâs ark and a rainbow, and other images from the book of Genesis. Although I cannot say with certainty what the meaning of this work is for the author, one could posit that he created this edition of 350 prints as a testament to the mysteries of Divine creation. Azoulay was raised in the ancient town of Tsfat, Israel, the birthplace of Jewish mysticism known as Kabbalah. His biography indicates that this environment inspired him to search for a means of expressing his passion for both painting and the Bible.11 Azoulayâs personal meaning essentially can be viewed as including whatever qualities he believes the work intrinsically embodies. The message of the print, on the other hand, is the narrative the author seeks to communicate to his audience. The authorâs message likely will include his own personal meaning but it might also extend beyond it. For example, hypothetically speaking, Azoulayâs microcalligraphy of Genesis may be intended to communicate that unless man controls his evil tendencies, suffering will occur as it did in the Garden of Eden.
When a work of authorship manifests a meaning and message specific to the author, attribution and integrity protections together safeguard the authorâs original conceptions. Charles Beitz, a professor of politics at Princeton University, has observed that even if a particular creatorâs work lacks a clear âpropositional contentâ in that the creator is simply attempting to âproduce an interesting object for interpretation,â the argument for moral rights protection remains strong because âthe creator might reasonably believe that preservation of the work in its original form is necessary for the success of the aim.â12 Moreover, preservation of the authorâs meaning and message during the lifetime of the author facilitates the development of authorship dignity. It is human nature to care about how oneâs product is packaged for external consumption. And when the packaging violates the original authorâs vision of the workâs meaning and message, there is an assault to the authorâs dignity. This assault, though arguably justifiable in light of other peopleâs enjoyment of free speech and artistic freedom, nonetheless violates a well-established code of authorship morality. There is, quite simply, something wrong with damaging a workâs textual integrity. Authorship morality depends upon the observance of certain foundational norms regarding authorship. The difficulty facing the United States, however, is how to craft legal protection for these authorship norms that are compatible with our current understanding of both copyright and free speech.
A legal system committed to authorship morality should be concerned with recognizing authorsâ dignity interests. Edward Bloustein emphasized the importance of dignity recognition in his classic explanation of the inviolate personality as âthe individualâs independence, dignity and integrity,â which âdefines manâs essence as a unique and self-determining being.â13 Linking this description of the inviolate personality to the subject of authorsâ rights, he continued: âIt is because our Western ethico-religious tradition posits such dignity and independence of will in the individual that the common law secures to man âliterary and artistic propertyââthe right to determine âto what extent his thoughts, sentiments, emotions shall be communicated to others.ââ14 Blousteinâs observations underscore the link between dignity as a construct and its embodiment in externalities that command respect and attention. Thus, as a behavioral category, dignity can find realization only in its external embodiments that allow the inner personality to commodify itself. Commodification of the products of authorship allows an authorâs inner personality to explain and interpret itself to the outside world. If a person succeeds in communicating her message, she can claim dignity. In the words of theologian Rabbi Joseph Soloveitchik, âthe silent person, whose message remains hidden and suppressed in the in-depth personality, cannot be considered dignified.â15 As these philosophical observations suggest, authorship dignity cannot be assessed absent the authorâs externalized message, and this message, in turn, reflects the inner dimensions of the authorâs creative process. Thus, appropriate regard for a workâs meaning and for the external embodiment of an authorâs work as the means through which her message is communicated to the public facilitates the acquisition of authorship dignity.16 Moreover, a legal system concerned with safeguarding authorship dignity is designed to ensure that the authorâs choice of signature and presentation will be respected to the fullest extent possible. These are the vital elements of the workâs meaning and the authorâs intended message to the world.17
In addition, there are practical benefits to designing a legal system of authorsâ rights that promote authorship morality. Laws governing authorsâ rights can be ignored if they fail to embrace widely shared norms regarding authorship. Psychology professor Tom Tyler has demonstrated that the most important factor in shaping compliance with the law is public perception of right and wrong.18 Tyler observes that âthe law can have an important symbolic function if it accords with public views about what is fair, but it loses that power as the formal law diverges from public morality.â19 In other words, people are more likely to obey laws that reflect public morality.
Tyler also proposes legitimacy as a factor fostering voluntary compliance. In the context of legislative mandates, legitimacy derives from public perception regarding the fairness of the decision-making process. Simply put, â[p]eople are more likely to regard as fair, and to accept, decisions in which they participated.â20 Broad-based participation is the key to ensuring that the decision-making process is perceived as fair, which in turn promotes compliance. In the context of intellectual property laws specifically, Tyler urges broader citizen participation so that people come to âbelieve that the rules established serve reasonable social purposes and are not simply efforts to create profits for special interest groups, such as large corporations.â21
In other countries, the intrinsic dimension of the creative process is recognized independently of the external commodity through moral rights laws that protect the personal, as opposed to the economic, rights of authors. The most prominent components of moral rights laws are the right of attribution and the right of integrity. The right of attribution safeguards the authorâs right to be recognized as the creator of her work. The right of integrity guarantees that the authorâs work truly represents her creative personality, and is free of distortions that misrepresent her creative expression. Central to moral rights is the idea of respect for the authorâs meaning and message as embodied in a tangible commodity because these elements reflect the intrinsic creative process. On a theoretical level, moral rights focus on inspirational motivations and the intrinsic dimension of creativity; attribution and integrity rights are protected because they are regarded as integral components of a workâs meaning and message as conceived by the original author. In other words, both the right of attribution and the right of integrity function to safeguard the authorâs meaning and message, and thus are designed to increase an authorâs ability to safeguard the integrity of her texts.
Attribution is a vital, and perhaps the most widely endorsed, component of authorship dignity. A focus on the intrinsic dimension of human creativity sees the authorâs choice of attribution as very much part of her meaning and message and as such, it plays a central role in communicating the essence of an authorâs work to her audience. As Chapter 7 explores more fully, even anonymous or pseudonymous works can be seen as reflecting a branding choice that is a fundamental part of the authorâs meaning and message. When the authorâs attribution of choice is omitted without permission of the author, the original work is somehow incomplete. Consider, for example, Stanford Law Schoolâs Creative Commons Project, which offers participating authors easy, predefined terms for licensing free use and even modifications of their work.22 In electing the terms in which to participate, virtually all authors require attribution of their work.23 In fact, because of this overwhelming preference on the part of authors, Creative Commons changed its default license option to include attribution.24 Attribution thus functions as a significant, and widely acknowledged, means of safeguarding the overall integrity of an authorâs text. In discussing the right of attribution, Susan Liemer has observed that the âgoal is to protect the personal association between the artist and her artâ because even if two works look similar, they arise out of distinct minds, bod...