ONE
INTRODUCTION
IN THE PREMODERN STATE, in Europe as elsewhere, power was made visible through theatrical displays, in the form of processions, progresses, royal entries, coronations, funerals, and other rituals that guaranteed the well-being and continued power of the rulers over the ruled.1 The theater of power was managed by specialists (priests and ritual preceptors, historians and bards, artists and artisans) who maintained the various forms of knowledge required.
From the eighteenth century onward, European states increasingly made their power visible not only through ritual performance and dramatic display, but through the gradual extension of "officializingâ procedures that established and extended their capacity in many areas. They took control by defining and classifying space, making separations between public and private spheres; by recording transactions such as the sale of property; by counting and classifying their populations, replacing religious institutions as the registrar of births, marriages, and deaths; and by standardizing languages and scripts. The state licensed some activities as legitimate and suppressed others as immoral or unlawful. With the growth of public education and its rituals, it fostered official beliefs in how things are and how they ought to be. The schools became the crucial civilizing institutions and sought to produce moral and productive citizens. Finally, nation states came to be seen as the natural embodiments of history, territory, and society.2
The establishment and maintenance of these nation states depended upon determining, codifying, controlling, and representing the past. The documentation that was involved created and normalized a vast amount of information that formed the basis of their capacity to govern. The reports and investigations of commissions, the compilation, storage, and publication of statistical data on finance, trade, health, demography, crime, education, transportation, agriculture, and industryâthese created data requiring as much exegetical and hermeneutical skill to interpret as an arcane Sanskrit text.3
The process of state building in Great Britain, seen as a cultural project, was closely linked with its emergence as an imperial power, and India was its largest and most important colony. It is not just that the personnel who governed Indian were British, but the projects of state building in both countriesâdocumentation, legitimation, classification, and bounding, and the institutions therewithâoften reflected theories, experiences, and practices worked out originally in India and then applied in Great Britain, as well as vice versa. Many aspects of metropolitan documentation projects were first developed in India. For example, the Indian civil service provided some of the models for the development of the Home services. Conversely, the universities and public schools in Victorian Great Britain were the factories in which the old aristocracy was associated with the new middle class, and new governing classes for the empire were produced. These models were exported to India and the other colonies to produce loyal governing elites.4 And the central symbol of the British state and the focus of national loyalty, the Crown, was reworked in the second half of the nineteenth century in relation to India and the rest of the empire.5 A guiding assumption in my research on the British conquest of India in the eighteenth and nineteenth centuries has been that metropole and colony have to be seen in a unitary field of analysis. In India the British entered a new world that they tried to comprehend using their own forms of knowing and thinking. There was widespread agreement that this society, like others they were governing, could be known and represented as a series of facts. The form of these facts was taken to be self-evident, as was the idea âthat administrative power stemmed from the efficient use of these facts.â6
What were these âfactsâ whose collection lay at the foundation of the modern nation state? To the educated Englishman of the late eighteenth and early nineteenth centuries, the world was knowable through the senses, which could record the experience of a natural world. This world was generally believed to be divinely created, knowable in an empirical fashion, and constitutive of the sciences through which would be revealed the laws of Nature that governed the world and all that was in it. In coming to India, they unknowingly and unwittingly invaded and conquered not only a territory but an epistemological space as well. The âfactsâ of this space did not exactly correspond to those of the invaders. Nevertheless, the British believed they could explore and conquer this space through translation: establishing correspondence could make the unknown and the strange knowable.
The first step was evidently to learn the local languages. âClassicalâ Persian, Arabic, and Sanskrit as well as the currently spoken âvernacularâ languages were understood to be the prerequisite form of knowledge for all others, and the first educational institutions that the British established in India were to teach their own officials Indian languages. The knowledge of languages was necessary to issue commands, collect taxes, maintain law and orderâand to create other forms of knowledge about the people they were ruling. This knowledge was to enable the British to classify, categorize, and bound the vast social world that was India so that it could be controlled. These imperatives, elements in the larger colonial project, shaped the âinvestigative modalitiesâ devised by the British to collect the facts.
An investigative modality includes the definition of a body of information that is needed, the procedures by which appropriate knowledge is gathered, its ordering and classification, and then how it is transformed into usable forms such as published reports, statistical returns, histories, gazetteers, legal codes, and encyclopedias. Some of the investigative modalities of the colonial project are quite general, such as historiography and museology, although they might include very specific practices such as the location and description of archaeological sites. Other modalities, such as the survey and the census, were more highly defined and clearly related to administrative questions. Most investigative modalities were constructed in relation to institutions and administrative sites with fixed routines. Some were transformed into âsciencesâ such as economics, ethnology, tropical medicine, comparative law, or cartography, and their practitioners became professionals. A brief discussion of a few of these modalities will illustrate my approach.
The Historiographic Modality
In British India, this modality is the most complex, pervasive, and powerful, underlying a number of the other more specific modalities. History, for the British, has an ontological power in providing the assumptions about how the real social and natural worlds are constituted. History in its broadest sense was a zone of debate over the ends and means of their rulership in India. From the beginning of their large-scale acquisition of territorial control and sovereignty, the British conceived of governing India by codifying and reinstituting the ruling practices that had been developed by previous states and rulers. They sought to incorporate, as much as possible, the administrative personnel employed by previous regimes. Thus knowledge of the history and practices of Indian states was seen as the most valuable form of knowledge on which to build the colonial state.
Starting in the 1770s in Bengal, the British began to investigate, through what they called âenquiries,â a list of specific questions to which they sought answers about how revenue was assessed and collected. Out of this grew the most extensive and continuous administrative activity of the British, which they termed the land-settlement process. Entailed in this enterprise was the collection of âcustoms and local histories,â which in the British discourse related to land tenure. The process culminated in the production of settlement reports, which were produced on a district-by-district basis.
A second strand of the historiographic modality involved the ideological construction of the nature of Indian civilizations, as typified in the major historical writings of Alexander Dow, Robert Orme, Charles Grant, Mark Wilks, James Mill, and James Tod. The historiographic practices and narrative genres of these writers can obviously be subjected to critical analysis, but beyond this they can be seen to have begun the formation of a legitimizing discourse about Britainâs civilizing mission in India.
A third historiographic strand involves histories of the British in India. This entails what might be thought of as âpopularâ historyâthe study of representations, whether in England or in India, of specific events. Thus stories of the Black Hole of Calcutta, the defeat of Tipu Sultan, or the siege of Lucknow involved the creation of emblematic heroes and villains, as individuals and types, who took shape in illustrations, various popular performances, and poetry; their âhistoryâ was made concrete through the construction of memorials and sacred spaces in India.
The Observational / Travel Modality
The questions that arise in examining this modality are related to the creation of a repertoire of images and typifactions that determined what was significant to the European eye. It was a matter of finding themselves in a place that could be made to seem familiar by following predetermined itineraries and seeing the sights in predictable ways. Two itineraries seem to have provided the narrative structure for many of the early travel accounts, and reflect the routes that brought Europeans to India. The earlier accounts follow the seventeenth-century trade pattern that brought merchants to the west coast of India, usually to Gujarat. The traveler then proceeded down the west coast to Ceylon, and up the east coast. By the eighteenth century much of British traffic to and from England went directly to Madras or Calcutta, and in the second half of the eighteenth century through the nineteenth century, arrival in Calcutta was followed by what became the standard traveler / tourist routeâby boat up the Ganges, then to Delhi and either further north into the Punjab or southwest through Rajasthan and Gujarat to Bombay, then down to Malabar, Ceylon, and up the east coast to Madras. Although the travel routes were conceived as linear and continuous, there were particular things that had to be included: the river front in Banaras, the fort at Allahabad, a visit with the Nawab of Oudh, sightseeing in Agra and Delhi. In addition, travel accounts included set pieces, such as the description of Indian holy men and their austerities, encounters with traveling entertainers, and a sati seen or heard about. Increasingly in the nineteenth century, these accounts included discussions of historical sitesâHindu, Muslim, and British.
Although the itineraries and the particular sites, social types, practices, and encounters with India and Indians that are reported show considerable consistency through a two-hundred-year period, their representation changed through time. What is observed and reported is mediated by particular socio-political contexts as well as historically specific aesthetic principles, such as the âsublime,â the âpicturesque,â the âromantic,â and the ârealistic.â
The Survey Modality
The word âsurveyâ in English evokes a wide range of activities: to look over or examine something; to measure land for the purpose of establishing boundaries; to inspect; and to supervise or keep a watch over persons or place. In other contexts it can mean to establish the monetary value of goods and objects. For the British in India in the late eighteenth century, it also meant a form of exploration of the natural and social landscape. The survey as an investigative modality encompasses a wide range of practices, from the mapping of India to collecting botanical specimens, to the recording of architectural and archaeological sites of historic significance, or the most minute measuring of a peasantâs fields.
Although the mapping and establishment of routes were part of the mercantile history of India, the beginning of a systematic survey of India can be dated to 1765, when Robert Clive assigned James Rennell, a naval officer turned surveyor, the task of making a general survey of the newly acquired Bengal territories. In the context of colonial India, the concept of the âsurveyâ came to cover any systematic and official investigation of the natural and social features of the Indian empire.
The result was the vast official documentation project that included the Survey of India, under the direction of George Lambton, which eventually covered India with an imaginary grid on which the government could locate any site in India. Upon the acquisition of each new territory, a new survey was launched, which went far beyond mapping and bounding to describe and classify the territoryâs zoology, geology, botany, ethnography, economic products, history, and sociology. The history of this documentation project has tended to be written in terms of the âgeniusâ and / or obsessions of great surveyorsâJames Rennall, William Lambton, Colin Mackenzie, Alexander Cunningham, and Francis Buchanan Hamilton. But this âgreat manâ theory of surveying can be enriched by a study of the structure of the practices by which such knowledge was compiled, the underlying theories of classification and their implications for the governing of India, and the process by which these vast amounts of knowledge were transformed into textual forms such as encyclopedias and extensive archives that were deployed by the colonial state in fixing, bounding, and settling India.
The Enumerative Modality
For many British officials, India was a vast collection of numbers. This mentality began in the early seventeenth century with the arrival of British merchants who compiled and transmitted lists of products, prices, customs and duties, weights and measures, and the values of various coins. A number was, for the British, a particular form of certainty to be held on to in a strange world. But when they turned to early attempts to enumerate the population of India in various localities, as part of early surveys, they found that even the simplest of enumerative projects raised problems of classification.
As part of the imperial settlement project after the repression of the Indian uprising of 1857-1858, the Government of India carried out a series of censuses which they hoped would provide a cross-sectional picture of the âprogressâ of their rule. By 1881 they had worked out a set of practices that enabled them not just to list the names of what they hoped would be every person in India but also to collect basic information about age, occupation, caste, religion, literacy, place of birth, and current residence. Upwards of 500,000 people, most of whom were volunteers, were engaged in carrying out the census. The published census reports not only summarized the statistical information thus compiled but also included extensive narratives about the caste system, the religions of India, fertility and morbidity, domestic organization, and the economic structure of India. The census represents a model of the Victorian encyclopedic quest for total knowledge.
It is my hypothesis that what was entailed in the construction of the census operations was the creation of social categories by which India was ordered for administrative purposes.7 The British assumed that the census reflected the basic sociological facts of India. This it did, but through the enumerative modality, the project also objectified social, cultural, and linguistic differences among the peoples of India. The pan-optical view that the British were constructing led to the reification of India as polity in which conflict, from the point of view of the rulers, could only be controlled by the strong hand of the British.
The Museological Modality
For many Europeans India was a vast museum, its countryside filled with ruins, its people representing past agesâbiblical, classical, and feudal; it was a source of collectibles and curiosities to fill European museums, botanical gardens, zoos, and country houses.
Until the 1860s the generation and transmission of knowledge of the antiquities of Indiaâits art, architecture, scripts, and textual traditionsâwere largely left to individuals and scholarly societies, and were the by-products of other investigative modalities. In the late eighteenth century artists who traveled in India in pursuit of commissions and patronage, such as the Daniells brothers, William Hodges, and George Chinnery, sketched and painted not only landscapes and portraits of opulent princes and British officials but also created a visual record of the monuments of past dynasties. There was a large market in Great Britain for illustrated books, portfolios, prints, and drawings of oriental scenes and depictions of the people of India.
As a byproduct of the revenue surveys and the settlement proceedings, many archaeological sites were identified and mapped. The first large-scale excavation of an Indian archaeological site was directed by Colin Mackenzie who, in addition to his official duties, carried on a twenty-year project in south India which involved the collection of archaeological specimens, texts, manuscripts, and oral histories. James Fergusson, who had gone to India as an indigo planter, traveled widely in India in 1837-1842, and wrote a series of accounts of its art and architecture, which established a hegemonic history and evaluation of Indian art and architecture. He was active in the planning of the Crystal Palace exhibition, and became the âofficialâ connoisseur of Indiaâs artistic achievements.
An army engineer, Alexander Cunningham, who had developed an interest in Indian archaeology, successfully lobbied Lord Canning in 1859 to establish the Archaeological Survey of India, of which he was to become the first director. The primary concern of the ASI was to record important sites on the basis of topographical research. In addition, the Survey became responsible for the preservation of historical sites, and began to develop on-site museums as well as to build a nat...