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The Place of Language and Myth in the Pattern of Human Culture
THE opening passage of the Platonic dialogue Phaedrus describes how Socrates lets Phaedrus, whom he encounters, lure him beyond the gates of the city to the banks of Ilissus. Plato has pictured the setting of this scene in nicest detail, and there lies over it a glamour and fragrance well-nigh unequaled in classical descriptions of nature. In the shade of a tall plane tree, at the brink of a cool spring, Socrates and Phaedrus lie down; the summer breeze is mild and sweet and full of the cicadaâs song. In the midst of this landscape Phaedrus raises the question whether this be not the place where, according to a myth, Boreas carried off the fair Orithyia; for the water is clear and translucent here, fitting for maidens to sport in and bathe. Socrates, when pressed with questions as to whether he believes this tale, this âmythol-ogemen,â replies that, although he cannot be said to believe it, yet he is not at a loss as to its significance. âFor,â he says, âthen I could proceed as do the learned, and say by way of clever interpretation, that Orithyia, while playing with her companion Pharmacia, had been borne over yonder cliffs by Boreas the Northwind, and because of this manner of her death she was said to have been carried off by the god Boreas. . . . But I,â he adds, âfor my part, Phaedrus, I find that sort of thing pretty enough, yet consider such interpretations rather an artificial and tedious business, and do not envy him who indulges in it. For he will necessarily have to account for centaurs and the chimaera, too, and will find himself overwhelmed by a very multitude of such creatures, gorgons and pegasuses and countless other strange monsters. And whoever discredits all these wonderful beings and tackles them with the intention of reducing them each to some probability, will have to devote a great deal of time to this bootless sort of wisdom. But I have no leisure at all for such pastimes, and the reason, my dear friend, is that as yet I cannot, as the Delphic precept has it, know myself. So it seems absurd to me that, as long as I am in ignorance of myself, I should concern myself about extraneous matters. Therefore I let all such things be as they may, and think not of them, but of myselfâwhether I be, indeed, a creature more complex and monstrous than Typhon, or whether perchance I be a gentler and simpler animal, whose nature contains a divine and noble essence.â (Phaedrus, 229D ff.)
This sort of myth interpretation, which the Sophists and Rhetoricians of the time held in high repute as the flower of polite learning and the height of the urbane spirit, seemed to Plato the very opposite of this spirit; but although he denounced it as such, calling it a rustic science (
ÎłÏoÎčÎșoÏ ÏoÏα), his judgment did not prevent the learned from indulging in this sort of wisdom for centuries to come. As the Sophists and Rhetoricians vied with each other at this intellectual sport in Platoâs day, so the Stoics and Neoplatonists did in the Hellenistic period. And it was ever and always the science of language, of etymology, that served as a vehicle for such research. Here in the realm of spooks and daemons, as well as in the higher reaches of mythology, the Faustian word seemed ever, to hold good: here it was always assumed that the essence of each mythical figure could be directly learned from its name. The notion that name and essence bear a necessary and internal relation to each other, that the name does not merely denote but actually is the essence of its object, that the potency of the real thing is contained in the nameâthat is one of the fundamental assumptions of the mythmaking consciousness itself. Philosophical and scientific
mythology, too, seemed to accept this assumption. What in the spirit of myth itself functions as a living and immediate conviction becomes a postulate of reflective procedure for the science of mythology; the doctrine of the intimate relation between names and essences, and of their latent identity, is here set up as a methodological principle.
Among the philosophers it was especially Herbert Spencer who tried to prove the thesis that the mythico-religious veneration of natural phenomena, as, for instance, the sun and the moon, has its ultimate origin in nothing more than a misinterpretation of the names which men have applied to these objects. Among the philologists, Max MĂŒller has taken the method of philological analysis not only as a means to reveal the nature of certain mythical beings, especially in the context of Vedic religion, but also as a point of departure for his general theory of the connection between language and myth. For him, myth is neither a transformation of history into fabulous legend nor is it fable accepted as history; and just as certainly it does not spring directly from the contemplation of the great forms and powers of nature. What we call myth is, for him, something conditioned and negotiated by the agency of language; it is, in fact, the product of a basic shortcoming, an inherent weakness of language. All linguistic denotation is essentially ambiguousâand in this ambiguity, this âparonymiaâ of words lies the source of all myths. The examples by which Max MĂŒller supports this theory are characteristic of his approach. He cites, as one instance, the legend of Deucalion and Pyrrha, who, after Zeus had rescued them from the great flood which destroyed mankind, became the ancestors of a new race by taking up
stones and casting them over their shoulders, whereupon the stones became men. This origin of human beings from stones is simply absurd and seems to defy all interpretationâbut is it not immediately clarified as we recall the fact that in Greek men and stones are denoted by identical or at least similar sounding
names, that the words λαo
and λ
Î±Ï are assonant? Or take the myth of Daphne, who is saved from Apolloâs embraces by the fact that her mother, the Earth, transforms her into a laurel tree. Again it is only the history of language that can make this myth âcomprehensible,â and give it any sort of sense. Who was Daphne? In order to answer this question we must resort to etymology, that is to say, we must investigate the history of the word. âDaphneâ can be traced back to the Sanskrit
AhanĂą, and
AhanĂą means in Sanskrit the redness of dawn. As soon as we know this, the whole matter becomes clear. The story of Phoebus and Daphne is nothing but a description of what one may observe every day: first, the appearance of the dawnlight in the eastern sky, then the rising of the sun-god who hastens after his bride, then the gradual fading of the red dawn at the touch of the fiery rays, and finally its death or disappearance in the bosom of Mother Earth. So the decisive condition for the development of the myth was not the natural phenomenon itself, but rather the circumstance that the Greek word for the laurel (
ÎŽÏΜη) and the Sanskrit word for the dawn are related; this entails with a sort of logical necessity the identification of the beings they denote. This, therefore, is his conclusion:
âMythology is inevitable, it is natural, it is an inherent necessity of language, if we recognize in language the outward form and manifestation of thought; it is in fact the dark shadow which language throws upon thought, and which can never disappear till language becomes entirely commensurate with thought, which it never will. Mythology, no doubt, breaks out more fiercely during the early periods of the history of human thought, but it never disappears altogether. Depend upon it, there is mythology now as there was in the time of Homer, only we do not perceive it, because we ourselves live in the very shadow of it, and because we all shrink from the full meridian light of truth. . . . Mythology, in the highest sense, is the power exercised by language on thought in every possible sphere of mental activity.â1
It might seem an idle pursuit to hark back to such points of view, which have long been abandoned by the etymology and comparative mythological research of today, were it not for the fact that this standpoint represents a typical attitude which is ever recurrent in all related fields, in mythology as in linguistic studies, in theory of art as well as in theory of knowledge. For Max MĂŒller the mythical world is essentially a world of illusionâbut an illusion that finds its explanation whenever the original, necessary self-deception of the mind, from which the error arises, is discovered. This self-deception is rooted in language, which is forever making game of the human mind, ever ensnaring it in that iridescent play of meanings that is its own heritage. And this notion that myth does not rest upon a positive power of formulation and creation, but rather upon a mental defectâthat we find in it a âpathologicalâ influence of speechâthis notion has its proponents even in modern ethnological literature.2
But when we reduce it to its philosophical lowest terms, this attitude turns out to be simply the logical result of that naive realism which regards the reality of objects as something directly and unequivocally given, literally something tangibleâ
ÏÏΟ ÏαÏ
ÏΔÏoÎœ, as Plato says. If reality is conceived in this manner, then of course everything which has not this solid sort of reality dissolves into mere fraud and illusion. This illusion may be ever so finely wrought, and flit about us in the gayest and loveliest colors; the fact remains that this image has no independent content, no intrinsic meaning. It does indeed reflect a realityâbut a reality to which it can never measure up, and which it can never adequately portray. From this point of view all artistic creation becomes a mere imitation, which must always fall short of the original. Not only simple imitation of a sensibly presented model, but also what is known as idealization, manner, or style, must finally succumb to this verdict; for measured by the naked âtruthâ of the object to be depicted, idealization itself is nothing but subjective misconception and falsification. And it seems that all other processes of mental gestation involve the same sort of outrageous distortion, the same departure from objective reality and the immediate data of experience. For all mental processes fail to grasp reality itself, and in order to represent it, to hold it at all, they are driven to the use of symbols. But all symbolism harbors the curse of mediacy; it is bound to obscure what it seeks to reveal. Thus the sound of
speech strives to âexpressâ subjective and objective happening, the âinnerâ and the âouterâ world; but what of this it can retain is not the life and individual fullness of existence, but only a dead abbreviation of it. All that âdenotationâ to which the spoken word lays claim is really nothing more than mere suggestion; a âsuggestionâ which, in face of the concrete variegation and totality of actual experience, must always appear a poor and empty shell. That is true of the external as well as the inner world: âWhen
speaks the soul, alas, the soul no longer speaks!â
From this point it is but a single step to the conclusion which the modern skeptical critics of language have drawn: the complete dissolution of any alleged truth content of language, and the realization that this content is nothing but a sort of phantasmagoria of the spirit. Moreover, from this standpoint, not only myth, art, and language, but even theoretical knowledge itself becomes a phantasmagoria; for even knowledge can never reproduce the true nature of things as they are, but must frame their essence in âconcepts.â But what are concepts save formulations and creations of thought, which, instead of giving us the true forms of objects, show us rather the forms of thought itself? Consequently all schemata which science evolves in order to classify, organize, and summarize the phenomena of the real world turn out to be nothing but arbitrary schemesâairy fabrics of the mind, which express not the nature of things, but the nature of mind. So knowledge, as well as myth, language, and art, has been reduced to a kind of fictionâto a fiction that recommends itself by its usefulness, but must not be measured by any strict standard of truth, if it is not to melt away into nothingness.
Against this self-dissolution of the spirit there is only one remedy: to accept in all seriousness what Kant calls his âCopernican revolution.â Instead of measuring the content, meaning, and truth of intellectual forms by something extraneous which is supposed to be reproduced in them, we must find in these forms themselves the measure and criterion for their truth and intrinsic meaning. Instead of taking them as mere copies of something else, we must see in each of these spiritual forms a spontaneous law of generation; an original way and tendency of expression which is more than a mere record of something initially given in fixed categories of real existence. From this point of view, myth, art, language and science appear as symbols; not in the sense of mere figures which refer to some given reality by means of suggestion and allegorical renderings, but in the sense of forces each of which produces and posits a world of its own. In these realms the spirit exhibits itself in that inwardly determined dialectic by virtue of which alone there is any reality, any organized and definite Being at all. Thus the special symbolic forms are not imitations, but organs of reality, since it is solely by their agency that anything real becomes an object for intellectual apprehension, and as such is made visible to us. The question as to what reality is apart from these forms, and what are its independent attributes, becomes irrelevant here. For the mind, only that can be visible which has some definite form; but every form of existence has its source in some peculiar way of seeing, some intellectual formulation and intuition of meaning. Once language, myth, art and science are recognized as such ideational forms, the basic philosophical question is no longer that of their relation to an absolute reality which forms, so to speak, their solid and substantial substratum; the central problem now is that of their mutual limitation and supplementation. Though they all function organically together in the construction of spiritual reality, yet each of these organs has its individual assignment.
From this angle, the relation between language and myth also appears in a new light. It is no longer a matter of simply deriving one of these phenomena from the other, of âexplainingâ it in terms of the otherâfor that would be to level them both, to rob them of their characteristic features. If myth be really, as Max Mullerâs theory has it, nothing but the darkening shadow which language throws upon thought, it is mystifying indeed that this shadow should appear ever as in an aura of its own light, should evolve a positive vitality and activity of its own, which tends to eclipse what we commonly call the immediate reality of things, so that even the wealth of empirical, sensuous experience pales before it. As Wilhelm von Humboldt has said in connection with the language problem: âMan lives with his objects chienyâin fact, since his feeling and acting depends on his perceptions, one may say exclusivelyâas language presents them to him. By the same process whereby he spins language out of his own being, he ensnares himself in it; and each language draws a magic circle round the people to which it belongs, a circle from which there is no escape save by stepping out of it into another.â3
This holds, perhaps, even more for the basic mythical conceptions of mankind than for language. Such conceptions are not culled from a ready-made world of Being, they are not mere products of fantasy which vapor off from fixed, empirical, realistic existence, to float above the actual world like a bright mist; to primitive consciousness they present the totality of Being. The mythical form of conception is not something super-added to certain definite elements of empirical existence; instead, the primary âexperienceâ itself is steeped in the imagery of myth and saturated with its atmosphere. Man lives with objects only in so far as he lives with these forms; he reveals reality to himself, and himself to reality, in that he lets himself and the environment enter into this plastic medium, in which the two do not merely make contact, but fuse with each other.
Consequently all those theories which propose to find the roots of myth by exploring the realm of experience, of objects, which are supposed to have given rise to it, and from which it then allegedly grew and spread, must always remain one-sided and inadequate. There are, as is well known, a multitude of such explanationsâa great variety of doctrines about the ultimate origin and real kernel of mythmaking, hardly less motley than the world of objects itself. Now it is found in certain psychical conditions and experiences, especially the phenomenon of dreaming, now in the contemplation of natural events, and among the latter it is further limited to the observation of natural objects such as the sun, the moon, the stars, or else to that of great occurrences such as storms, lightning and thunder, etc. Thus the attempt is made again and again to make soul mythology or nature mythology, sun or moon or thunde...