The Lacanian approach to diagnosis is bound to seem strange to those schooled in the DSM-III or DSM-IV; it is in some ways far simpler, yet in other ways more discriminating, than what passes for diagnosis in much of the contemporary psychological and psychiatric world. Lacanian diagnostic criteria are based primarily on Freudâs workâa certain reading of and extension of notions found in Freudâs workâand on work done by a handful of French and German psychiatrists (most notably Emil Kraepelin and Georges Gatian de ClĂŠrambault). Rather than tending to multiply ever further the number of diagnostic categories, such that every new clinically observable symptom or set of symptoms is taken to constitute a separate âdisorder,â Lacanâs diagnostic schema is remarkably simple, including only three main categories: neurosis, psychosis, and perversion. And unlike the categories developed in the DSM-IV, which provide little concrete direction for the psychotherapist regarding how to proceed with different categories of patients, Lacanian diagnoses find immediate application in guiding the practitionerâs aims and in indicating the position the therapist must adopt in the transference.
At the most basic level, Lacanian theory demonstrates that certain aims and techniques used with neurotics are inapplicable with psychotics. And not only are such techniques inapplicableâthey may even prove dangerous, triggering a psychotic break.
1 Diagnosis, from a Lacanian standpoint, is not merely a matter of performing perfunctory paperwork required by institutions and insurance companies; it is crucial in determining the therapistâs general approach to treating an individual patient, in correctly situating him- or herself in the transference, and in making specific kinds of interventions.
This should not be taken to imply that Lacanians are always able to make a precise diagnosis immediately. As many clinicians are aware, it can sometimes take quite a long time before one manages to discern the most basic mechanisms
in a personâs psychical economy. Nevertheless, a preliminary situating of the patient as most likely neurotic or psychotic is quite important, and the clinicianâs very
inability to situate a patient at this level must incline him or her to tread lightly during the preliminary meetings.
Lacan attempts to systematize Freudâs work on diagnostic categories, extending certain of Freudâs terminological distinctions. Freud himself separates neurosis from perversion by theorizing that whereas repression (
Verdrängung) is characteristic of neurosis,
2 the primary mechanism characteristic of perversion is disavowal (
Verleugnung).
3 Lacan points out that Freud employs another termâ
Verwerfungâto talk about a still more radical mechanism (though not in theoretical detail). This term is found in a number of contexts in Freudâs work,
4 and Lacan suggests (especially through a close reading of Freudâs 1925 paper âNegationâ)
5 that we understand it as the primary mechanism characteristic of psychosis; he translates it first as ârejectionâ and later as âforeclosure.â
6 I will discuss this term at some length in
Chapter 7. Suffice it to say here that Freud uses it to describe not simply a rejection of something from or by the ego (repression might be talked about in some such way), or the refusal to admit something that was nevertheless seen and stored in memory (disavowal might be talked about in this way), but an ejection from oneselfânot simply from the egoâof some part of âreality.â
Thus, the three main diagnostic categories adopted by Lacan are structural categories based on three fundamentally different mechanisms, or what we might call three fundamentally different forms of negation (Verneinung):
Category | Mechanism |
Neurosis | Repression |
Perversion | Disavowal |
Psychosis | Foreclosure |
Regardless of whether one accepts these mechanisms as fundamentally different and as defining three radically different categories, it should be clear that
Lacanâs project here is essentially Freudian in inspiration, and in direct continuity with Freudâs efforts to discern the most basic differences among psychical structures. (In
Chapter 8, we shall consider Freudâs attempt to distinguish between obsession and hysteriaâan attempt that is perhaps more familiar to the reader.)
It will, I hope, be immediately clear that the possibility of distinguishing among patients on the basis of such a fundamental mechanismâthe way in which they negate somethingâwould constitute a diagnostic contribution of
major proportions. It would allow the practitioner to go beyond weighing the relative importance of certain clinical characteristics, comparing them with lists of features in manuals such as the DSM-IV, and to focus instead on a
defining mechanismâthat is, a single determinant characteristic. For, as Freud was wont to say, repression is the
cause of neurosis. In other words, repression is not simply associated with neurosis; it is constitutive of neurosis. One becomes neurotic due to repression. Similarly, Lacan puts forward a causal argument: foreclosure is the cause of psychosis. It is not simply associated with psychosis; it is constitutive of psychosis.
An important consequence of this structural approach is that there are three and only three principal structures. (There are, of course, various subcategories. For example, the subcategories of neurosis are hysteria, obsession, and phobiaâthese are the three neuroses.) People referred to in common parlance as ânormalâ do not have some special structure of their own; they are generally neurotic, clinically speakingâthat is, their basic mechanism is repression. As Freud himself said, âIf you take up a theoretical point of view and disregard the matter of quantity, you may quite well say that we are
all illâthat is, neuroticâsince the preconditions for the formation of symptoms [that is, repression] can also be observed in normal people.â
7 Obviously, it is conceivable that other forms of negation could be found, leading to four or more principal structures; but on the basis of current research and theory, these three seem to cover the entire field of psychological phenomena. Thus,
âborderlineâ does not constitute a genuine diagnostic category in Lacanian psychoanalysis, as no specific mechanism corresponds to it.
This does not mean that Lacanians never hesitate in making a diagnosis; for example, they may note certain psychotic traits in patients, though they are not convinced of the existence of a true psychotic structure. They may, in other words, wonder whether the patient is neurotic or indeed psychotic; but they view this ambiguity as resulting from their own inability to make a convincing diagnosis. The patient is not on the border between two clinical structures; it is the clinician who is hesitating at the border in his or her diagnostic ponderings.
8 The defining mechanisms of the three major clinical structures will be discussed in detail in subsequent chapters. Here I shall merely point out that, however sophisticated our theoretical understanding of these structures may be, determining which mechanism is at work in the case of an individual patient is still a matter which requires a great deal of clinical experience and expertise. Foreclosure, like repression, is not something that the clinician can âseeâ directly; it is not perceptually available. It has to be inferred from the clinical material with which analysts are presented and which they are able to
elicit. Lacan was a highly experienced clinician by the time he gave Seminar III,
The Psychoses (he was fifty-four and had been working with psychotics for at least twenty-five years), but in this seminar he attests to how difficult it can beâeven in a case in which psychosis seems more than likelyâto elicit the âsignatureâ of psychosis,
9 the feature which makes it absolutely clear that the patient is psychotic.
Fine theoretical distinctions between neurosis, psychosis, and perversion do not eliminate clinical difficulties, but it seems to me that Lacan also details the essential clinical features associated with, say, foreclosure which allow the analyst to diagnose psychosis with a great deal of confidence. Some of these essential clinical features may be immediately manifested by a particular patient, whereas others may require a good deal of questioning and probing on the clinicianâs part. The more familiar the analyst becomes with them, however, the easier they are to discern.
Foreclosure and the Paternal Function
Foreclosure involves the radical rejection of a particular element from the symbolic order (that is, from language), and not just any element: it involves the element that in some sense grounds or anchors the symbolic order as a whole. When this element is foreclosed, the entire symbolic order is affected; as has been noted in a great deal of the literature on schizophrenia, for example, language operates very differently in psychosis from the way it does in neurosis. According to Lacan, the element that is foreclosed in psychosis intimately concerns the father. He refers to it as the âName-of-the-Fatherâ (as we shall see, the French,
Nom-du-Père, is far more instructive). For my present purposes, I will refer to the âfather functionâ or âpaternal function,â since they cover more or less the same ground. The latter term can occasionally be found in Freudâs work, but it is Lacan who rigorously formulates it.
1 The absence of the paternal function is the single most important criterion to consider in diagnosing an individual as psychotic, yet it is by no means immediately visible in the majority of cases. The paternal function is not the function played by the individualâs father, regardless of his particular style and personality, the role he plays in the family circle, and so on. A flesh-and-blood father does not immediately and automatically fulfill the paternal function, nor does the absence of a real, live father in any way automatically ensure the nonexistence of the paternal function. This function may be fulfilled despite the early death or disappearance of the father due to war or divorce; it may be fulfilled by another man who becomes a âfather figureâ; and it may be fulfilled in other ways as well.
A complete understanding of the paternal function requires knowledge of a good deal of Lacanâs work on language and metaphor. For our purposes
here, let it suffice to say that the father who embodies the paternal function in a nuclear family generally comes between mother and child, stopping the child from being drawn altogether to or into the mother and stopping the mother from engulfing her child. Lacan does not claim that
all mothers have a tendency to smother or devour their children (though some do); rather, he says that children âperceiveâ their mOtherâs desire as dangerous or threatening. This âperceptionâ reflects in some cases the childâs wish for the mother to take her child as her be-all and end-all (which would ultimately annihilate the child as a being separate from its mother), and in other cases a reaction to a genuine tendency on the motherâs part to obtain a kind of satisfaction with her child that she has not been able to obtain elsewhere.
In either case, the result is the same: the father keeps the child at a certain distance from its mother, thwarting the childâs attempt to become one or remain forever one with the mother, or forbidding the mother from achieving certain satisfactions with her child, or both. Stated differently, the father protects the child from le dĂŠsir de la mère (which means both the childâs desire for the mother and the motherâs desire)âthat is, from a potential danger. The father protects the child from the mother as desire (as desiring or as desired), setting himself up as the one who prohibits, forbids, thwarts, and protectsâin a word, as the one who lays down the law at home, telling both mother and child what is allowed and what is not.
The father I have been describing thus far is a stereotypical figure seen less and less frequently in our times (at least according to sociologists): the âhead of the householdâ who is the authority at home, the master in his own castle who has no need to justify his orders. Even if he generally does provide reasons for his commands, he can always put an end to any controversy by saying, âBecause I said so.â
We are familiar with this rhetorical strategy, since it is adopted in a great many contexts. In a leftist study of political economy, a particular line of reasoning may be merely suggested, not proven, and then followed by the fateful words, âAs Marx says in volume 3 of Capital . . .â This is known as the âargument from authority,â and is as prevalent in psychoanalysis as it is in politics, philosophy, and virtually every other field. In my own writing, I do not appeal to âFreudâ and âLacanâ as living, breathing individuals; I appeal to their names. Their names lend the weight of authority (only, of course, to those who accept them as authorities).
In the same way, when a father says, âYouâll do it because
I said so,â there is often an implicit âI am the father here, and the father is always to be obeyed.â In modern Western society, many contest the principle that âthe father is always to be obeyed,â but it seems to have been widely accepted for
centuries and is still commonly appealed to. The point is that in many families the father is granted a position of authority not so much because he is a âtrue masterââa truly authoritative, brilliant, or inspiring figure who commands total respectâbut simply because he is the father and is expected to take on the functions associated (in many peopleâs minds) with âfather.â
The paternal function is a symbolic function, and can be just as effective when the father is temporarily absent as when he is present. Mothers appeal to the father as judge and castigator when they say to their children, âYouâll be punished for that when your father gets home!â But they appeal to the father as a more abstract function when they ask a child to consider what its father would do or say if he found out that the child had done such and such. They appeal, in such cases, to the father as a name, as a word or signifier associated with certain ideas. Consider the case of a woman whose husband has died; she can keep him alive in her childrenâs minds by asking them, âWhat would your father have thought about that?â or by saying, âYour father wouldn...