PART ONE
Beginnings
I
An Invitation
THE Inauguration took place on a bright, cold, and windy day. I sat on the platform just behind the new Cabinet and watched Lyndon Johnson stride down the aisle for the last time to the tune of âHail to the Chief.â I wondered what this powerful and tragic figure thought as he ended a term of office that had begun with soaring aspiration and finished in painful division. How had this man of consensus ended up with a torn country? Johnson stood like a caged eagle, proud, dignified, never to be trifled with, his eyes fixed on distant heights that now he would never reach.
There was another fanfare and President-elect Richard Nixon appeared at the top of the Capitol stairs. He was dressed in a morning coat, his pant legs as always a trifle short. His jaw jutted defiantly and yet he seemed uncertain, as if unsure that he was really there. He exuded at once relief and disbelief. He had arrived at last after the most improbable of careers and one of the most extraordinary feats of self-discipline in American political history. He seemed exultant, as if he could hardly wait for the ceremony to be over so that he could begin to implement the dream of a lifetime. Yet he also appeared somehow spent, even fragile, like a marathon runner who has exhausted himself in a great race. As ever, it was difficult to tell whether it was the occasion or his previous image of it that Nixon actually enjoyed. He walked down the steps and took the oath of office in his firm deep voice.
Nelson Rockefeller
MY own feeling of surprise at being there was palpable. Only eight weeks earlier the suggestion that I might participate in the Inauguration as one of the new Presidentâs closest advisers would have seemed preposterous. Until then, all my political experience had been in the company of those who considered themselves in mortal opposition to Richard Nixon. I had taught for over ten years at Harvard University, where among the faculty disdain for Richard Nixon was established orthodoxy. And the single most influential person in my life had been a man whom Nixon had twice defeated in futile quests for the Presidential nomination, Nelson Rockefeller.
It was Nelson Rockefeller who had introduced me to high-level policymaking in 1955 when he was Special Assistant for National Security Affairs to President Eisenhower. He had called together a group of academics, among whom I was included, to draft a paper for the President on a fundamental diplomatic problem: how the United States could seize the initiative in international affairs and articulate its long-range objectives.
It was a revealing encounter. Rockefeller entered the room slapping the backs of the assembled academics, grinning and calling each by the closest approximation of his first name that he could remember. Yet this and his aura of all-American charm served at the same time to establish his remoteness: when everybody is called by his first name and with equal friendliness, relationships lose personal significance. Rockefeller sat down to listen as each of us, intoxicated by our proximity to powerâand I daresay wealthâdid his best to impress him with our practical acumen. One professor after another volunteered clever tactical advice on how to manipulate nationsâor at least the bureaucracy; how to deal with a President we did not know; or (the perennial problem of national security advisers) how to prevail over an equally unfamiliar Secretary of State. As we finished, the smile left Rockefellerâs face and his eyes assumed a hooded look which I later came to know so well and which signaled that the time for serious business had arrived. He said: âI did not bring you gentlemen down here to tell me how to maneuver in Washingtonâthat is my job. Your job is to tell me what is right. If you can convince me I will take it to the President. And if I canât sell it to him I will resign.â
Rockefeller proved to be true to his word. We wrote a report; one of its ideas, the âopen skiesâ proposal, was accepted. The sections spelling out long-range objectives were stillborn, partly because of the prevailing mood of self-satisfaction in the country, but largely because of the opposition of a powerful Secretary of State pressing his own convictions. At the end of 1955 Rockefeller resigned.
I had been part of a typical Rockefeller venture. Of all the public figures I have known he retained the most absolute, almost touching, faith in the power of ideas. He spent enormous resources to try to learn what was âthe right thingâ to do. His national campaigns were based on the illusion that the way to win delegates at national political conventions was to present superior substantive programs. He spent an excruciating amount of time on his speeches. Untypical as he might seem to be, he was in a way quintessentially American in his boundless energy, his pragmatic genius, and his unquenchable optimism. Obstacles were there to be overcome; problems were opportunities. He could never imagine that a wrong could not be righted or that an honorable aspiration was beyond reach. For other nations utopia is a blessed past never to be recovered; for Americans it is no farther than the intensity of their commitment.
Nelson Rockefeller, I am certain, would have made a great President. He possessed in abundance the qualities of courage and vision that are the touchstones of leadership. But at the moments when his goal might have been realized, in 1960 and again in 1968, he uncharacteristically hesitated. In the service of his beliefs he could be cold-blooded and ruthless; he was incredibly persistent. Yet there was in him a profound ambivalence. A kind of aristocratic scruple restrained him from pursuing the prize with the single-mindedness required and led him to exhaust himself in efforts to make himself worthy of the office. His entire upbringing made him recoil from appearing before the people he wanted to serve as if he were pursuing a personal goal; being already so privileged, he felt he had no right to ask anything more for himself as an individual. So he sought the office by trying to present to the nation the most sweeping vision of its possibilities and the best blueprint on how to attain them.
In a deep sense Nelson Rockefeller suffered from the hereditary disability of very wealthy men in an egalitarian society. He wanted assurance that he had transcended what was inherently ambiguous: that his career was due to merit and not wealth, that he had earned it by achievement and not acquired it by inheritance. In countries with aristocratic traditionsâin Great Britain, for example, until well after World War IIâan upper class moved in and out of high office convinced that public responsibility was theirs by right. Merit was assumed. But in the United States, the scions of great families are extremely sensitive to the charge of acquiring power through the visible exercise of influence or wealth; they believe that they must earn their office in their own right. But no more than a beautiful woman can be sure of being desired âfor her own sakeââindeed, her own sake is inseparable from her beautyâcan a rich man in America be certain what brought him to his station in public life. If he is lucky he learns in time that it makes little difference. In high political office he will be measured by the challenges he met and the accomplishments he wrought, not by his money or the motives of those who helped him get there. History will judge not the head start but the achievement.
Nelson Rockeller never fully resolved this dilemma. After his untimely death it was said that he failed to win the Presidency despite the fact that he was a Rockefeller. The opposite was more nearly true. He failed largely because he was a Rockefeller. He was not above spending vast sums for his political campaigns, but at the same time he felt an inordinate obligation to justify his ambition by his programs and an extraordinary reluctance to realize his dreams by what he considered the demeaning wooing of delegates to national conventions. It is not quite the way our political process works, geared as it is more to personalities than to programs.
Through three conventions Rockefeller fought for what he considered respectable party platforms in defiance of one of the surest lessons of American political history: that party platforms serve the fleeting moment when delegates come together to choose a partyâs candidate and then quietly fade from public memory. In 1960, he advanced a major and comprehensive program a bare three weeks before the Republican National Convention, when his rejection was already foreordained and there was no practical hope of altering the outcome. By this device he forced Nixon into the famous âCompact of Fifth Avenueââa document drafted in Rockefellerâs apartmentâtilting the Republican platform in a direction compatible with his views. But he paid a grievous price in terms of his standing in the party. In 1964, he opposed Barry Goldwater beyond all the dictates of prudence because he was genuinely convinced that Goldwater in those days was a stalking horse for a dangerous form of conservative extremism (though he came to admire him later). And Goldwaterâs less temperate adherents reciprocated by seeking to jeer Rockefeller off the stage at the Republican convention. In 1968, he withdrew from the race in March when he still had an outside chance and then, when Nixon had assured himself of a mathematical majority, reentered it by publishing a series of detailed and thoughtful policy positions.
The contrast with the style of Richard Nixon could not have been greater. In contemporary America, power increasingly gravitates to those with an almost obsessive desire to win it. Whoever does not devote himself monomaniacally to the nominating process, whoever is afraid of it or disdains it, will always be pursuing a mirage, however remarkable his other qualifications. With candidates for the highest office, as with athletes, everything depends upon timing, upon an intuitive ability to seize the opportunity. Convention delegates live the compressed existence of butterflies. For a brief period they are admired, wooed, pressured, flattered, cajoled, endlessly pursued. The day after they have chosen, they return to oblivion. They are therefore uniquely sensitive to any candidateâs self-doubt.
The qualities required to grasp the nomination for the American Presidency from such a transient body may have little in common with the qualities needed to govern; indeed, as the demands of the nominating process become more intensive with each election the two may grow increasingly incompatible. The nominating procedure puts a premium on a candidate skilled at organization, who can match political expression to the need of the moment, a master of ambiguity and consensus, able to subordinate programs to the requirement of amassing a broad coalition. A man who understands the complex essence of the nominating process, as Nixon did so supremely, will inevitably defeat a candidate who seeks the goal by emphasizing substance.
As a personality, Nelson Rockefeller was as different from Adlai Stevenson as it was possible for two men to be. Rockefeller was made of sterner stuff; he was far more decisive. And yet their destinies were oddly parallel. In the face of opportunity they hesitated, or rather they disdained to fashion their opportunities by the means required by the new politics. If this was dangerous for a Democrat, it was fatal for a Republican, whose party, having been out of power for a generation, had turned inward to an orthodoxy and discipline that made it highly suspicious of bold new programs. All the frustrations of the two men flowed from this flaw. Just as Stevenson was defeated by the Kennedy organization in 1960, so Rockefeller was defeated by the Nixon machine in 1960 and again in 1968. Rockefellerâs intense dislike of Nixon came from many factors, but crucial was the intuitive rebellion against the politics of manipulation that may yet be the essence of modern American Presidential politics.
In addition, the rivalry between Rockefeller and Nixon was not without an ingredient of personal antipathy that transcended even that automatically generated by competition for a unique prize. Nixon thought of Rockefeller as a selfish amateur who would wreck what he could not control, a representative of the Establishment that had treated him with condescension throughout his political life. Rockefeller considered Nixon an opportunist without the vision and idealism needed to shape the destiny of our nation.
In 1968 I shared many of these attitudes toward Nixon, although I had little direct evidence on which to base a judgment. I attended the gallant press conference in which Rockefeller conceded to Nixon and I was sick at heart. My feelings were very similar to those of a journalist who had covered the Rockefeller campaign and who broke down in the bar of the Americana Hotel when it came to an end. âThis is the last politician to whom I will become emotionally attached,â he said. âPoliticians are like dogs. Their life expectancy is too short for a commitment to be bearable.â A man who could have been one of our great Presidents would never achieve his goal. This knowledge was all the harder for his friends because we knew deep down that but for tactical errors and hesitations, it should have been otherwise.
The Phone Call
SOME months after that depressing dayâwith Richard Nixon now President-electâI was having lunch with Governor Rockefeller and a group of his advisers in New York City in his small apartment on the fourth floor of the Museum of Primitive Art. It was Friday, November 22, 1968. The museum, which he had endowed, was connected with Rockefellerâs gubernatorial office on West Fifty-fifth Street by a covered walkway traversing a back alley. The apartment had been designed by the architect Wallace Harrison, who had also built Rockefeller Center. Its dramatic curved walls done in red were covered with pictures by Toulouse-Lautrec; invaluable paintings which he had no room to hang were stored in closets. In this splendid setting we were discussing what attitude Rockefeller should take toward a possible offer to join the Nixon Cabinet and what Cabinet position he should seek if given a choice.
Views were divided. One group of advisers held that Rockefellerâs influence would be greater as governor of a major state controlling a political party organization and patronage. Others considered indirect influence illusory. A governor could scarcely sway national policy consistently or across the board, and any attempt to do so was likely to reopen old wounds in especially unfavorable circumstances. Rockefeller leaned toward the first opinion, arguing that he would find it difficult to serve as a subordinate, especially to Nixon.
I was of the view that if given the opportunity Rockefeller should join the Cabinet; I further urged that he would be happiest as Secretary of Defense. I thought that the President-elect would almost surely carry out his announced intention to act as his own Secretary of State. The State Department, moreover, did not seem to me to offer the autonomy required by Rockefellerâs personality. As Secretary of Defense he would be able to implement his decades-long interest in national security. From the example of Robert McNamara, I thought also that the Secretary of Defense could play a major role in the design of foreign policy.
We were debating these considerations in a desultory fashion when we were interrupted by a telephone call from the office of the Presidentelect. It was a poignant reminder of Rockefellerâs frustrating career in national politics that the caller was Nixonâs appointments secretary, Dwight Chapin, who was interrupting Rockefellerâs strategy meeting to ask meâand not Rockefellerâto meet with his chief. In retrospect, it is clear that this phone call made our discussion pointless. But we returned to it as if nothing had happened. No one at the lunch could conceive that the purpose of the call could be to offer me a major position in the new Administration.
The call filled me with neither expectation nor enthusiasm. During my long association with Rockefeller, I had served as a consultant to the White House in the early days of John Kennedyâs Administration, when professors for the first time moved from advisory to operational responsibilities. President Kennedy, who had read my newly published book, The Necessity for Choice (or at least a long review of it in the New Yorker), asked me to join the White House staff. We had a long conversation in which I was charmed by Kennedyâs vitality and his incisive mind, although at that early stage it did not seem to me that Kennedyâs self-confidence was as yet equal to his energy and soaring imagination. Nor did I have the impression that his Special Asistant for National Security, my former Harvard colleague McGeorge Bundy, shared the Presidentâs sense of urgency to add to the White House staff another professor of comparable academic competence. In any event I was reluctant to sever my connection with Rockefeller, so we agreed that I would spend a day or two a week at the White House as a consultant.
The very nature of an outside consultancy, and my own academic self-centeredness, as yet untempered by exposure to the daily pressures of the Presidency, combined to make this a frustrating experience on all sides. A regular consultant is too remote to participate in fast-moving decisions, and yet too intimately involved to maintain the inward distance and mystery of the outside adviser. He becomes almost inevitably a burden alike upon those who must assist him and those whom he advises. With little understanding then of how the Presidency worked, I consumed my energies in offering unwanted advice and, in our infrequent contact, inflicting on President Kennedy learned disquisitions about which he could have done nothing even in the unlikely event that they aroused his interest. It was with a sense of mutual relief that we parted company in mid-1962.
Meeting Richard Nixon
WITH this unpromising background I had even less reason to expect to be invited to join the Nixon Administration. I did not know the President-elect. My friend William F. Buckley, Jr., the conservative columnist, had told me for years that Nixon was underestimated by his critics, that he was more intelligent and sensitive than his opponents assumed. But I had no opportunity to form my own judgment until after the 1968 election.
I had met Richard Nixon only once, when we both attended a Christmas party in Clare Luceâs apartment in 1967. Nixon arrived just as I was about to leave. Mrs. Luce drew us into the library. Nixon said that he had read my first book, Nuclear Weapons and Foreign Policy. He had learned from it and had written me a note about it, which to my embarrassment I had forgotten. I replied stiffly, less out of the prejudice of two decades than from the awkwardness of our meeting. At that time I was still highly uncomfortable with small talk, and Richard Nixon has to this day not overcome his own social inhibitions. We exchanged a few strained pleasantries and went our separate ways.
My first encounter with the Nixon staff occurred at the Republican Convention in Miami in 1968. Before the balloting but after Nixonâs nomination had become obvious, I met with Richard V. Allen, then Nixonâs principal adviser on foreign policy, to try to reach agreement on a Vietnam platform that would avoid a convention fight. My major concern was to make sure that the Republican platform took account of the hopes for a negotiated settlement. With the nomination assured, the Nixon forces saw no point in the kind of bruising battle over substance that had marred the previous two conventions. A rather bland compromise emerged, which we in the Rockefeller campâwith little enough to celebrateâwelcomed as a moral victory.
After the convention I returned to Harvard, my contribution to the American political process completed, I thought. During the national campaign in 1968 several Nixon emissariesâsome self-appointedâtelephoned me for counsel. I took the position that I would answer specific questions on foreign policy, but that I would not offer general advice or volunteer suggestions. This was the same response I made to inquiries from the Humphrey staff.
In any event, only one question was ever put to me by the Nixon organization. Early in October 1968, Bill Buckley introduced me to John Mitchell, then Nixonâs campaign manager. Mitchell asked me if I thought the Johnson Administration would agree to a bombing halt in Vietnam in return for the opening of negotiations before the election. I replied that it seemed to me highly probable that the North Vietnamese wanted a bombing halt on these terms, and that they would seek to commit both candidates to it. Therefore I believed that Hanoi was likely to agree to it just before the election. I advised against making an issue of it. Mitchell checked that judgment with me once or twice more during the campaign. At one point he urged me to call a certain Mr. Haldeman if...