PART I
Tradition and an Unprecedented Enemy: Planning and First Steps
1 Crime and Control in American Military Thought
Mother and daughter, Friedel and Marianne Souvigier appeared before an American military tribunal on 27 September 1944, charged with disobeying a military government (MG) order, an unspecified but likely minor breach of the peace. They were residents of rural district Aachen (Landkreis Aachen), which surrounded the city, and they may have been the first Germans formally prosecuted by American occupiers on German territory. American forces had crossed the German-Belgian border just one week earlier, and the city of Aachen remained under German control. Despite its proximity to the front, the trial was a proper affair. Personal details for each woman including their residences and ages (Friedel was fifty and Marianne seventeen) were recorded in the military court register along with the names of the other participants. The officer acting as judge was Captain Kurt L. Walitschek and the womenâs defense counsel was Dr. Philip Bohne.1
Attendance of a defense lawyer was a privilege not mandated by the MG Legal Code for frontline trials, and it was rarely employed thereafter. His presence complemented the trappings of formality around the court proceedings and highlighted the importance the Americans placed on martial law. By contrast, Walitschekâs decisions illuminate the tension between appearance and pragmatism in American military occupation. Bohne represented the six defendants prosecuted that day and lost every case. Friedel and Marianne were convicted and received harsh sentences, six months in prison for Friedel and a fine of 2,000 reichsmarks (RM) or two hundred days in prison for Marianne. These sentences were later reduced to thirty daysâ and fifty daysâ imprisonment. Like every American officer overseeing occupation, Walitschek grappled with whether martial law was about justice or about control for the sake of military expediency. It was traditionally determined to be the latter.2
Actions, Orders, and Guidelines
Nuremberg and Augsburg fell in quick succession to the US Seventh Army in the second half of April 1945. The Americans encountered stiff resistance at Nuremberg, finding that the Germans, despite being heavily outnumbered, were âfanaticalâ defenders who forced the Americans to fight âroom to roomâ through the city for five days.3 The Americans turned toward Augsburg following Nurembergâs capture, expecting another ferocious fight for the bridges over the River Lech en route to Munich. Instead, a hastily formed âFreedom Partyâ comprising many of Augsburgâs leaders organized its surrender, and Americans entering early on 28 April were astounded to see that âwhite flags were hanging from the windows.â4
Military government officers (MGOs) arrived in each city shortly after its capture. They faced vastly different conditions. Nuremberg remained a combat zone filled with thousands of Germans and non-German displaced persons (DPs) when Major Clarence E. Hamilton established MG headquarters on 20 April. Sustained bombing and fighting had reduced the city to its bones, and the âoccasional sniperâ still stalked the streets.5 Augsburg, by contrast, was bombed once during the war. Its people were surely traumatized, but their surrender meant that Colonel Joseph C. Joublanc could better count on their compliance.6 Despite the different circumstances, Hamilton and Joublanc followed standing orders for establishing military rule. Martial law replaced German law and was supplemented by the special MG legal code enunciated in Section 2M of the Military Government Handbook, Germany. Curfews and travel restrictions were imposed, and weaponry, wireless transmitters, and carrier pigeons were confiscated. Criminal offenders of all types from petty thieves to partisans who attacked the Allied forces would be tried before military tribunals. But asserting control was the most pressing issue in these earliest hours of the occupation, and restoring order was the first step.7
According to Hamilton, crime was initially his âmost difficult problem.â8 The Americans tended to immediately free the Nazisâ foreign forced laborers, giving them the freedom to celebrate but also to drink, riot, and seek revenge against Germans.9 In Nuremberg, thousands of these newly created âDPsâ were âon the loose ⌠looting,â and reports of disorder flooded in from around the city.10 Hamilton turned to the German police to calm the situation. On 21 April, he placed a captured police captain in charge of 150 officers. Though stripped of their uniforms, they retained many of their powers, and Hamilton charged them with distributing MG proclamations and assisting in crowd control. He noted in his diary that the Counter Intelligence Corps (CIC) would eventually screen these police for Nazi affiliations, but until then, preventing âgeneral disorganizationâ was more pressing than denazification.11 He then reopened a local prison to house arrested persons. When rioting continued, he ordered the detention of all non-German DPs. A military tribunal was established three days later to begin trying the hundreds of people arrested.12
Joublanc in Augsburg also prioritized control, despite the cityâs surrender. He also turned to German bureaucrats and police to effect the new regime. Most bureaucrats and administrators in the city were part of the Freedom Party that had surrendered before the mayor and Nazi Gauleiter committed suicide rather than be captured by the Americans.13 The Germans were still surprised by the power Joublanc granted to a new city leadership after a perfunctory selection process. The colonel questioned candidates for mere minutes before appointing them to key positions.14 Josef Mayr, the new regional magistrate (OberbĂźrgermeister) he appointed, later expressed astonishment that only ten American officers were left to supervise a mostly German government.15
Hamiltonâs and Joublancâs actions reflected the US militaryâs guiding principles that were articulated in handbooks and training. Both pursued social order, which was the fundamental objective for military government. But there were also differences in their approaches. Hamilton established MG courts almost immediately.16 For reasons that are unclear, courts were not established in Augsburg until 11 June, though its surrender may have mitigated the rioting and looting that necessitated immediate trials.17 These variations reflected a pattern of small, compounding differences between MG regions that was often most apparent in policing and criminal justice. For instance, MGOs recruited and uniformed German police at different rates. Sentences for the same offense also varied wildly. Across different regions (city and rural), the average punishment for violating curfews ranged between nineteen and seventy-one daysâ imprisonment.18
These variations came from the wide-ranging discretion afforded to MGOs in the districts. It was exemplified in the MG Legal Code by two catchallsâSections 21 and 43âthat allowed officers to prosecute as a criminal offense virtually any behavior deemed âdisobedienceâ or an âact to the prejudice of the good order.â Throughout the occupation, MGOs applied them to everything from public drunkenness and offensive language to murder. The ceding of such latitude and power to frontline officers at the rank of lieutenant, captain, and occasionally major was contentious and drew criticism from within and outside the military. Members of the militaryâs legal division objected most vociferously. In September 1945 for instance, legal officer for MG in Bruchsal, Baden-WĂźrttemberg, First Lieutenant William G. East wrote a memorandum to the detachment commander complaining about other MGOsâ regular deviations from what he saw as proper legal procedures. These included ignoring sentencing guidelines and voiding arrests without proper hearings or record.19 He was not alone. In 1947, chief of MG courts in Bavaria Eli E. Nobleman recommended that all defendants convicted of illegally possessing a firearm be imprisoned for approximately five years.20 Even at the beginning of the occupation, such recommendations had rarely been followed. In 1945, the average sentence handed down by MG courts in Bremen was 234 daysâ imprisonment; it was a mere 41 days in Augsburg.21 Such variations led Nobleman to lament that across the board, MGâs approach to criminal justice was at best âhaphazard.â22
These criticisms had little impact on MGOsâ consequentialist approach to military rule. But such flexible attitudes to law enforcement, sentencing, and the use of Germans in government were seemingly at odds with the Alliesâ long-held aim to destroy Nazism. American and British command expected tenacious Nazi resistance during the occupation. As late as April 1945, the chief of staff for the Supreme Headquarters Allied Expeditionary Forces (SHAEF)âthe overarching command structure on the western frontâBritish Lieutenant-General Frederick E. Morgan was sufficiently confident that Germans would continue fighting after defeat of their regular army. He reminded commanders that draconian anti-reprisal measures were permitted,23 including âforced evacuationâ and âdestructionâ of resistant areas âby bombing, artillery fire, or burning.â24 The need for such violence seemed to necessitate a repressive occupation. It was a vision of MG that SHAEF supreme commander, American general Dwight Eisenhower, appeared to suggest when characterizing MG as the answer to Nazi insurgency.25 Strict martial law would allow âresistance to ⌠be ruthlessly stamped out,â he announced on the eve of the Western Alliesâ invasion of Germany in September 1944.26
But as powerful as fears of German resistance were within Allied command, most MGOs on the ground approached occupation like Hamilton and Joublanc did, relying on cooperative Germans.27 The structure of MG meant that it could not be about domination. Small MG detachments (labeled so because they were groups of officers âdetachedâ from a larger unit) comprising between five and twenty officers and an equal number of enlisted men were responsible for each city and rural district captured by the Allies.28 Consequently, Germans were expected to offer more than deference to martial law; they were to provide material assistance to MG.29 Thus at its very heart, there was a conflict in the American militaryâs approach to occupation during World War II between fear of Nazism and the expectation that MGOs could rely on helpful Germans.
The Long History of American Military Government
The conflict was not so apparent in late 1941 when, following the United Statesâ entrance into the war, the military began training officers for foreign occupation. The US Armyâs Provost Marshalâs Office (PMO) established the first Military Government Training School in May 1942 at the Charlottesville campus of the University of Virginia. The academic setting was chosen to impart the challenging and august nature of this endeavor.30 The army felt that such training could not be formulaic learning by rote; MGOs had to understand the complex military science of occupation and acquire the critical skills necessary to adapt to unforeseen conditions. Academics from Yale and Johns Hopkins Universities developed the six-month curriculum and imbued it with the intellectual rigor they believed military governance required.31 On completion, each man graduated with a diploma from the University of Virginia.32 In turn, students were carefully selected for their academic abilities, most coming from civilian white-collar professions.33
The instructors were career officers, uniformed professionals, and academics. Among them were Major General David P. Barrows, an anthropologist and former president of the University of California; Joseph P. Harris, later of the University of California at Berkeleyâs Institute of Governmental Studies; and career officer Major General Thomas H. Green, who became judge advocate general in 1945.34 Many of the teachers had served in previous foreign interventions. Prior experience shaped their thinking, and they brought a range of views on issues from the phases of MG operations to salient historical precedents and the viability of American colonialism.35 Some even plumbed antiquity and reached to ancient Greece and Rome for examples their students should follow.36
These differing viewpoints reflected a consensus within the military that the conduct of military occupation and foreign governance was complex. There was no set formula for a perfect operation. Instead, it required deftness and creativity in officersâ thinking, which was reflected in the differing views of the schoolâs faculty. Barrows, for instance, questioned the prevailing view that military government was apolitical, existing purely during open warfare. He thought that the attempt to separate the strategic aims guiding a particular military occupation from a nationâs political intentions created an acontextual approach that denied the obvious: war was an instrument of international politics. The military, in his view, should acknowledge the political implications of its actions, though he noted that such thinking was outside the mainstream, writing, âAt any rate, and however this question of definition may be decided, in this country we know very well what military government is, not so much from attempts at its legal definition as from its actual exercise.â37 Such debate about even the fundamental philosophy of MG highlighted for students the importance of critically thinking through all aspects of military occupation. And to that end, the curriculum at Charlottesville was wide-ranging in its coverage of governance, from security, criminal justice, and repression of insurgency to economic management and cultivation of morale.38
Un...