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Today, the term "e;chivalry"e; has come to refer to small acts of kindness typically performed by a man toward a woman, such as opening a car door or offering up one's coat on a chilly evening. But in the medieval period, chivalry was a complex code of behavior that governed virtually every aspect of life. In this comprehensive volume, historical writer G. P. R. James provides a detailed account of the development and practice of chivalry.
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Chapter I
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A Definition, with Remarks and Evidence—An Inquiry into the Origin of Chivalry—Various Opinions on the Subject—Reasons for doubting the great Antiquity of Chivalry properly so called—The State of Society which preceded it, and of that which gave it Birth—Its Origin and early Progress.
The first principles of whatever subject we may attempt to trace in history are ever obscure, but few are so entirely buried in darkness as the origin of Chivalry. This seems the more extraordinary, as we find the institution itself suddenly accompanied by regular and established forms, to which we can assign no precise date, and which appear to have been generally acknowledged before they were reduced to any written code.
Although definitions are dangerous things—inasmuch as the ambiguity of language rarely permits of perfect accuracy, except in matters of abstract science—it is better, as far as possible, on all subjects of discussion, to venture some clear and decided position, that the subsequent reasoning may be fixed upon a distinct and unchanging basis.
If the position itself be wrong, it may be the more speedily proved so from the very circumstance of standing forth singly, uninvolved in a labyrinth of other matter; and if it be right, the arguments that follow may always be more easily traced, and afford greater satisfaction by being deduced from a principle already determined. These considerations lead me to offer a definition of Chivalry, together with some remarks calculated to guard that definition from the consequences of misapprehension on the part of others, or of obscurity on my own.
When I speak of Chivalry I mean a military institution, prompted by enthusiastic benevolence, sanctioned by religion, and combined with religious ceremonies, the purpose of which was to protect the weak from the oppression of the powerful, and to defend the right cause against the wrong.
Its military character requires no proof; but various mistaken opinions, which I shall notice hereafter, render it necessary to establish the fact, that religious ceremonies of some kind were always combined with the institutions of Chivalry.
All those written laws and regulations affecting knighthood,[1] which were composed subsequent to its having taken an acknowledged form, prescribed, in the strictest manner, various points of religious ceremonial, which the aspirant to Chivalry was required to perform before he could be admitted into that high order.
What preceded the regular recognition of Chivalry as an institution is entirely traditional; yet in all the old romances, fabliaux, sirventes, ballads, &c. not one instance is to be found in which a squire becomes a knight, without some reference to his religious faith. If he be dubbed in the battle-field, he swears to defend the right, and maintain all the statutes of the noble order of Chivalry, upon the cross of his sword; he calls heaven to witness his vow, and the saints to help him in its execution. Even in one of the most absurd fables[2] of the chivalrous ages, wherein we find Saladin himself receiving the order of Chivalry from the hands of the Count de Tabarie, that nobleman causes the infidel sultan to be shaved, and to bathe as a symbol of baptism, and then to rest himself upon a perfumed bed, as a type of the repose and joy of Paradise. These tales are all fictitious, it is true; and few of them date earlier than the end of the twelfth century: but at the same time, as they universally ascribe religious ceremonies to the order of knighthood, we have every reason to suppose that such ceremonies formed a fundamental part of the institution.
Before proceeding to inquire into the origin of Chivalry, I must be permitted to make one more observation in regard to my definition; namely, that there was a great and individual character in that order, which no definition can fully convey. I mean the Spirit of Chivalry; for, indeed, it was more a spirit than an institution; and the outward forms with which it soon became invested, were only, in truth, the signs by which it was conventionally agreed that those persons who had proved in their initiate they possessed the spirit, should be distinguished from the other classes of society. The ceremonial was merely the public declaration, that he on whom the order was conferred was worthy to exercise the powers with which it invested him; but still, the spirit was the Chivalry.
In seeking the source of this order through the dark mazes of the history of modern Europe, it appears to me that many writers have mistaken the track; and, by looking for the mere external signs, have been led into ages infinitely prior to the spirit of Chivalry.
Some have supposed that the institution descended to more modern times, from the equestrian order of the ancient Romans; but the absence of all but mere nominal resemblance between the two, has long placed this theory in the dusty catalogue of historical dreams.
Others again have imagined that the Franks, and the rest of the German nations, who, on the fall of the Roman empire, subdued and divided Gaul, brought with them the seeds of Chivalry, which spontaneously grew up into that extraordinary plant which has flourished but once in the annals of the world. This opinion they support by citing the customs of the German tribes[3] who, not only at particular periods invested their youth with the shield and the javelin, but also (especially towards the period of the conquest of Gaul) chose from the bravest of the tribe a number of warriors, to be the companions and guards of the chief. These were termed Leudes, and we find them often mentioned under the whole of the first race of French kings. They served on horseback, while the greater part of each German nation fought on foot only; and they were bound to the chief by an oath of fidelity.[4] The reception of an aspirant into the body of Leudes was also marked with various ceremonies; but in this, if we examine correctly, we find neither the spirit nor the forms of Chivalry. The oath of the Frank was one of service to his prince; that of the knight, to his God and to society: the one promised to defend his leader; the other to protect the oppressed, and to uphold the right. The Leudes were in fact the nobility of the German tribes, though that nobility was not hereditary; but they were in no respect similar to the knights of an after-age, except in the circumstance of fighting on horseback.
A third opinion supposes the origin of Chivalry to be found among the ancient warlike tribes of Northmen, or Normans, who, towards the ninth century, invaded in large bodies the southern parts of Europe, and established themselves principally in France; and certainly, both in their traditions, and even in their actions, as recorded by Abbon, an eyewitness to their deeds in the siege of Paris, there is to be found an energetic and romantic spirit, not unlike that which animated Chivalry at the rudest period of its existence. Still, there is much wanting. The great object of Chivalry, the defence of the weak, was absent, as well as every form and ceremony. The object of the Northman's courage was plunder; and all that he had in common with the knight was valour, contempt of death, and a touch of savage generosity, that threw but a feint light over his dark and stormy barbarities.
Many persons again have attributed the foundation of all the chivalrous institutions of Europe to the bright and magnificent reign of Charlemagne; and as this opinion has met with much support, among even the learned, it is worth while more particularly to inquire upon what basis it is raised. Of the reign of Charlemagne we have not so many authentic accounts as we have romances, founded upon the fame of that illustrious monarch. Towards the tenth, eleventh, and twelfth centuries, when Chivalry was in its imaginative youth, a thousand tales of wild adventure were produced, in which Charlemagne and his warriors were represented with all the qualities and attributes of those knights, whose virtues and courage had by that time wrought deeply on the heart and fancy of the people. We should be as much justified, however, in believing that Virgil was a celebrated necromancer, or that Hercules was a Preux Chevalier—characters which have been assigned to them by the very same class of fables—as in giving any credit to the distorted representations that those romances afford of the days of Charlemagne.
In regard to the tales of King Arthur, I am perfectly inclined to use the energetic words of Menestrier, who, in speaking of the famous knights of the round table, says, without hesitation, "All that they tell of King Arthur and that fictitious Chivalry of which they represent him as the author, is nothing but a lie;"[5] for, though beyond all doubt the romances of Chivalry afford a great insight into the manners of the times wherein they were written, they are, nevertheless, quite worthless as authority concerning the ages which they pretend to display, and which had preceded their composition by nearly three centuries.
After rejecting the evidences of such tales, we find nothing in the authentic records of Charlemagne which gives the slightest reason to suppose that Chivalry was known, even in its most infant state, during his reign. Though his great system of warfare had that in common with Chivalry which all warfare must have—feats of daring courage, heroic valour, bursts of feeling and magnanimity, and as much of the sublime as mighty ambition, guided by mighty genius, and elevated by a noble object can achieve—yet the government of Charlemagne was, in fact, any thing but a chivalrous government. Too powerful a hand held the reins of state for Chivalry either to have been necessary or permitted; and in reading the annals of Eginhard, his life of Charlemagne, or the account, given by the monk of St. Gall, we find a completely different character from that which is visible in every page of the history of the knightly ages. We find, indeed, that Charlemagne, according to the immemorial custom of his German[6] ancestors, solemnly invested his son Lewis with the arms of a man. A thousand years before, in the forests of the North, his predecessors had done the same: and Charlemagne, one of whose great objects ever was, to preserve both the habits and the language of the original country[7] free from amalgamation with those of the conquered nations, not only set the example of publicly receiving his son into the ranks of manhood and warfare, but strictly enjoined that the same should be done by his various governors in the provinces. But this custom of the Franks, as I have before attempted to show, had no earthly relation to knighthood. Were nothing else a proof that Chivalry was perfectly unknown in the days of Charlemagne, it would be sufficient that the famous capitularies of that monarch, which regulate every thing that can fall under the eye of the law, even to the details of private life, make no mention whatever of an institution which afterward exercised so great an influence on the fate of Europe. Nor can we trace in the annals of the surrounding countries, a mark of Chivalry having been known at that period to any other nation more than to the Franks. Alfred, it is true, invested Athelstan with a purple garment and a sword; but the Saxons were from Germany as well as the Franks, and no reason exists for supposing that this ceremony was in any degree connected with the institutions of Chivalry. There have been persons, indeed, who supposed that Pharaoh conferred knighthood upon Joseph, when he bestowed upon him the ring and the golden chain, and probably the Egyptian king had fully as much knowledge of the institution of Chivalry as either Charlemagne or Alfred.
Of the annals that follow the period of Charlemagne, those of Nithard, Hincmar, and Thegan, together with those called the Annals of St. Bertinus and of Metz, are the most worthy of credit; and in these, though we often meet with the word miles, which was afterward the name bestowed upon a knight, it is used simply in the signification of a soldier, or one of the military race.[8] No mention whatever is made of any thing that can fairly be looked upon as chivalrous, either in feeling or institution. All is a series of dark conflicts and bloodthirsty contentions, among which the sprouts of the feudal system, yet young and unformed, are seen springing up from seeds sown long before. In the picture of those times, a double darkness seemed to cover the earth, which, a chaos of unruly passions, showed no one general institution for the benefit of mankind except the Christian religion: and that, overwhelmed by foul superstitions and guarded chiefly by barbarous, ignorant, selfish, and disorderly priests, lay like a treasure hidden by a miser, and watched by men that had not soul to use it. This was no age of knighthood.
Up to this period, then, I fully believe that Chivalry did not exist; and having attempted to show upon some better ground than mere assertion, that the theories which assign to it an earlier origin are wrong, I will now give my own view of its rise, which possibly may be as erroneous as the rest.
Charlemagne expired like a meteor that, having broken suddenly upon the night of ages, and blazed brilliantly over a whole world for a brief space, fell and left all in darkness, even deeper than before. His dominions divided into petty kingdoms—his successors waging long and inveterate wars against each other—the nations he had subdued shaking off the yoke—the enemies he had conquered avenging themselves upon his descendants—the laws he had established forgotten or annulled—the union he had cemented scattered to the wind—in a lamentably brief space of time, the bright order which his great mind had established throughout Europe was dissolved. Each individual, who, either by corporeal strength, advantageous position, wealth, or habit, could influence the minds of others, snatched at that portion of the divided empire which lay nearest to his means, and claimed that power as a gift which had only been intrusted as a loan. The custom of holding lands by military service had come down to the French from their German ancestors, and the dukes, the marquises, the counts, as well as a whole herd of inferior officers, who in former days had led the armies, or commanded in the provinces as servants of the crown, now arrogated to themselves hereditary rights in the charges to which they had been intrusted; and, in their own behalf, claimed the feudal service of those soldiers to whom lands had been granted, instead of preserving their allegiance for their sovereigns. The weak monarchs, who still retained the name of kings, engaged in ruinous wars with each other and in vain attempts to repel the invasions of the Northmen or Normans, first tolerated these encroachments, because they had at the time no power of resisting, and then gradually recognised them as rights, upon the condition that those who committed them should assist the sovereign in his wars, and acknowledge his title in preference to that of any of his competitors.
Thus gradually rose the feudal system from the wrecks of Charlemagne's great empire. But still all was unstable and unconfirmed; the limits of the different powers in the state undecided and variable, till the war of Paris, the incompetence of the successors of Charlemagne, and the elevation of Hugues Capet, the Count of Paris, to the throne, showed the barons the power they had acquired, and crowned the feudal compact by the creation of a king whose title was found in it alone.
Great confusion, however, existed still. The authority of the sovereign extended but a few leagues round the city of Paris; the Normans ravaged the coast; the powerful and the wicked had no restraint imposed upon their actions, and the weak were every where oppressed and wronged. Bands of plunderers raged through the whole of France and Germany, property was held by the sword, cruelty and injustice reigned alone, and the whole history of that age offers a complete medley of massacre, bloodshed, torture, crime, and misery.
Personal courage, however, had been raised to the highest pitch by the very absence of every thing like security. Valour was a necessity and a habit, and Eudes and his companions, who defended Paris against the Normans, would have come down as demigods to the present day, if they had but possessed a Homer to sing their deeds. The very Normans themselves, with their wild enthusiasm and supernatural daring, their poetical traditions, and magnificent superstitions, seemed to bring a new and extraordinary light into the very lands they desolated. The plains teemed with murder, and the rivers flowed with blood; but the world was weary of barbarity, and a reacting spirit of order was born from the very bosom of confusion.
It was then that some poor nobles, probably suffering themselves from the oppression of more powerful lords, but at the same time touched with sincere compassion for the wretchedness they saw around them, first leagued together with the holy purpose of redressing wrongs and defending the weak.[9] They gave their hands to one another in pledge that they would not turn back from the work, and called upon St. George to bless their righteous cause. The church readily yielded its sanction to an institution so noble, aided it with prayers, and sanctified it with a solemn blessing. Religious enthusiasm became added to...
Table of contents
- THE HISTORY OF CHIVALRY
- Contents
- Preface
- Chapter I
- Chapter II
- Chapter III
- Chapter IV
- Chapter V
- Chapter VI
- Chapter VII
- Chapter VIII
- Chapter IX
- Chapter X
- Chapter XI
- Chapter XII
- Chapter XIII
- Chapter XIV
- Chapter XV
- Notes
- Endnotes
