PART I
Underground* *The author of the diary and the diary
itself are, of course, imaginary. Nevertheless it is clear that
such persons as the writer of these notes not only may, but
positively must, exist in our society, when we consider the
circumstances in the midst of which our society is formed. I have
tried to expose to the view of the public more distinctly than is
commonly done, one of the characters of the recent past. He is one
of the representatives of a generation still living. In this
fragment, entitled "Underground," this person introduces himself
and his views, and, as it were, tries to explain the causes owing
to which he has made his appearance and was bound to make his
appearance in our midst. In the second fragment there are added the
actual notes of this person concerning certain events in his life.
– AUTHOR'S NOTE.
I
I am a sick man. ... I am a spiteful man. I am an
unattractive man. I believe my liver is diseased. However, I know
nothing at all about my disease, and do not know for certain what
ails me. I don't consult a doctor for it, and never have, though I
have a respect for medicine and doctors. Besides, I am extremely
superstitious, sufficiently so to respect medicine, anyway (I am
well-educated enough not to be superstitious, but I am
superstitious). No, I refuse to consult a doctor from spite. That
you probably will not understand. Well, I understand it, though. Of
course, I can't explain who it is precisely that I am mortifying in
this case by my spite: I am perfectly well aware that I cannot "pay
out" the doctors by not consulting them; I know better than anyone
that by all this I am only injuring myself and no one else. But
still, if I don't consult a doctor it is from spite. My liver is
bad, well – let it get worse!
I have been going on like that for a long time –
twenty years. Now I am forty. I used to be in the government
service, but am no longer. I was a spiteful official. I was rude
and took pleasure in being so. I did not take bribes, you see, so I
was bound to find a recompense in that, at least. (A poor jest, but
I will not scratch it out. I wrote it thinking it would sound very
witty; but now that I have seen myself that I only wanted to show
off in a despicable way, I will not scratch it out on purpose!)
When petitioners used to come for information to the
table at which I sat, I used to grind my teeth at them, and felt
intense enjoyment when I succeeded in making anybody unhappy. I
almost did succeed. For the most part they were all timid people –
of course, they were petitioners. But of the uppish ones there was
one officer in particular I could not endure. He simply would not
be humble, and clanked his sword in a disgusting way. I carried on
a feud with him for eighteen months over that sword. At last I got
the better of him. He left off clanking it. That happened in my
youth, though. But do you know, gentlemen, what was the chief point
about my spite? Why, the whole point, the real sting of it lay in
the fact that continually, even in the moment of the acutest
spleen, I was inwardly conscious with shame that I was not only not
a spiteful but not even an embittered man, that I was simply
scaring sparrows at random and amusing myself by it. I might foam
at the mouth, but bring me a doll to play with, give me a cup of
tea with sugar in it, and maybe I should be appeased. I might even
be genuinely touched, though probably I should grind my teeth at
myself afterwards and lie awake at night with shame for months
after. That was my way.
I was lying when I said just now that I was a
spiteful official. I was lying from spite. I was simply amusing
myself with the petitioners and with the officer, and in reality I
never could become spiteful. I was conscious every moment in myself
of many, very many elements absolutely opposite to that. I felt
them positively swarming in me, these opposite elements. I knew
that they had been swarming in me all my life and craving some
outlet from me, but I would not let them, would not let them,
purposely would not let them come out. They tormented me till I was
ashamed: they drove me to convulsions and – sickened me, at last,
how they sickened me! Now, are not you fancying, gentlemen, that I
am expressing remorse for something now, that I am asking your
forgiveness for something? I am sure you are fancying that ...
However, I assure you I do not care if you are. ...
It was not only that I could not become spiteful, I
did not know how to become anything; neither spiteful nor kind,
neither a rascal nor an honest man, neither a hero nor an insect.
Now, I am living out my life in my corner, taunting myself with the
spiteful and useless consolation that an intelligent man cannot
become anything seriously, and it is only the fool who becomes
anything. Yes, a man in the nineteenth century must and morally
ought to be pre-eminently a characterless creature; a man of
character, an active man is pre-eminently a limited creature. That
is my conviction of forty years. I am forty years old now, and you
know forty years is a whole lifetime; you know it is extreme old
age. To live longer than forty years is bad manners, is vulgar,
immoral. Who does live beyond forty? Answer that, sincerely and
honestly I will tell you who do: fools and worthless fellows. I
tell all old men that to their face, all these venerable old men,
all these silver-haired and reverend seniors! I tell the whole
world that to its face! I have a right to say so, for I shall go on
living to sixty myself. To seventy! To eighty! ... Stay, let me
take breath ...
You imagine no doubt, gentlemen, that I want to
amuse you. You are mistaken in that, too. I am by no means such a
mirthful person as you imagine, or as you may imagine; however,
irritated by all this babble (and I feel that you are irritated)
you think fit to ask me who I am – then my answer is, I am a
collegiate assessor. I was in the service that I might have
something to eat (and solely for that reason), and when last year a
distant relation left me six thousand roubles in his will I
immediately retired from the service and settled down in my corner.
I used to live in this corner before, but now I have settled down
in it. My room is a wretched, horrid one in the outskirts of the
town. My servant is an old country- woman, ill-natured from
stupidity, and, moreover, there is always a nasty smell about her.
I am told that the Petersburg climate is bad for me, and that with
my small means it is very expensive to live in Petersburg. I know
all that better than all these sage and experienced counsellors and
monitors. ... But I am remaining in Petersburg; I am not going away
from Petersburg! I am not going away because ... ech! Why, it is
absolutely no matter whether I am going away or not going away.
But what can a decent man speak of with most
pleasure?
Answer: Of himself.
Well, so I will talk about myself.
II
I want now to tell you, gentlemen, whether you care
to hear it or not, why I could not even become an insect. I tell
you solemnly, that I have many times tried to become an insect. But
I was not equal even to that. I swear, gentlemen, that to be too
conscious is an illness – a real thorough-going illness. For man's
everyday needs, it would have been quite enough to have the
ordinary human consciousness, that is, half or a quarter of the
amount which falls to the lot of a cultivated man of our unhappy
nineteenth century, especially one who has the fatal ill-luck to
inhabit Petersburg, the most theoretical and intentional town on
the whole terrestrial globe. (There are intentional and
unintentional towns.) It would have been quite enough, for
instance, to have the consciousness by which all so-called direct
persons and men of action live. I bet you think I am writing all
this from affectation, to be witty at the expense of men of action;
and what is more, that from ill-bred affectation, I am clanking a
sword like my officer. But, gentlemen, whoever can pride himself on
his diseases and even swagger over them?
Though, after all, everyone does do that; people do
pride themselves on their diseases, and I do, may be, more than
anyone. We will not dispute it; my contention was absurd. But yet I
am firmly persuaded that a great deal of consciousness, every sort
of consciousness, in fact, is a disease. I stick to that. Let us
leave that, too, for a minute. Tell me this: why does it happen
that at the very, yes, at the very moments when I am most capable
of feeling every refinement of all that is "sublime and beautiful,"
as they used to say at one time, it would, as though of design,
happen to me not only to feel but to do such ugly things, such that
... Well, in short, actions that all, perhaps, commit; but which,
as though purposely, occurred to me at the very time when I was
most conscious that they ought not to be committed. The more
conscious I was of goodness and of all that was "sublime and
beautiful," the more deeply I sank into my mire and the more ready
I was to sink in it altogether. But the chief point was that all
this was, as it were, not accidental in me, but as though it were
bound to be so. It was as though it were my most normal condition,
and not in the least disease or depravity, so that at last all
desire in me to struggle against this depravity passed. It ended by
my almost believing (perhaps actually believing) that this was
perhaps my normal condition. But at first, in the beginning, what
agonies I endured in that struggle! I did not believe it was the
same with other people, and all my life I hid this fact about
myself as a secret. I was ashamed (even now, perhaps, I am
ashamed): I got to the point of feeling a sort of secret abnormal,
despicable enjoyment in returning home to my corner on some
disgusting Petersburg night, acutely conscious that that day I had
committed a loathsome action again, that what was done could never
be undone, and secretly, inwardly gnawing, gnawing at myself for
it, tearing and consuming myself till at last the bitterness turned
into a sort of shameful accursed sweetness, and at last – into
positive real enjoyment! Yes, into enjoyment, into enjoyment! I
insist upon that. I have spoken of this because I keep wanting to
know for a fact whether other people feel such enjoyment? I will
explain; the enjoyment was just from the too intense consciousness
of one's own degradation; it was from feeling oneself that one had
reached the last barrier, that it was horrible, but that it could
not be otherwise; that there was no escape for you; that you never
could become a different man; that even if time and faith were
still left you to change into something different you would most
likely not wish to change; or if you did wish to, even then you
would do nothing; because perhaps in reality there was nothing for
you to change into.
And the worst of it was, and the root of it all,
that it was all in accord with the normal fundamental laws of
over-acute consciousness, and with the inertia that was the direct
result of those laws, and that consequently one was not only unable
to change but could do absolutely nothing. Thus it would follow, as
the result of acute consciousness, that one is not to blame in
being a scoundrel; as though that were any consolation to the
scoundrel once he has come to realise that he actually is a
scoundrel. But enough. ... Ech, I have talked a lot of nonsense,
but what have I explained? How is enjoyment in this to be
explained? But I will explain it. I will get to the bottom of it!
That is why I have taken up my pen. ...
I, for instance, have a great deal of AMOUR PROPRE.
I am as suspicious and prone to take offence as a humpback or a
dwarf. But upon my word I sometimes have had moments when if I had
happened to be slapped in the face I should, perhaps, have been
positively glad of it. I say, in earnest, that I should probably
have been able to discover even in that a peculiar sort of
enjoyment – the enjoyment, of course, of despair; but in despair
there are the most intense enjoyments, especially when one is very
acutely conscious of the hopelessness of one's position. And when
one is slapped in the face – why then the consciousness of being
rubbed into a pulp would positively overwhelm one. The worst of it
is, look at it which way one will, it still turns out that I was
always the most to blame in everything. And what is most
humiliating of all, to blame for no fault of my own but, so to say,
through the laws of nature. In the first place, to blame because I
am cleverer than any of the people surrounding me. (I have always
considered myself cleverer than any of the people surrounding me,
and sometimes, would you believe it, have been positively ashamed
of it. At any rate, I have all my life, as it were, turned my eyes
away and never could look people straight in the face.) To blame,
finally, because even if I had had magnanimity, I should only have
had more suffering from the sense of its uselessness. I should
certainly have never been able to do anything from being
magnanimous – neither to forgive, for my assailant would perhaps
have slapped me from the laws of nature, and one cannot forgive the
laws of nature; nor to forget, for even if it were owing to the
laws of nature, it is insulting all the same. Finally, even if I
had wanted to be anything but magnanimous, had desired on the
contrary to revenge myself on my assailant, I could not have
revenged myself on any one for anything because I should certainly
never have made up my mind to do anything, even if I had been able
to. Why should I not have made up my mind? About that in particular
I want to say a few words.
III
With people who know how to revenge themselves and
to stand up for themselves in general, how is it done? Why, when
they are possessed, let us suppose, by the feeling of revenge, then
for the time there is nothing else but that feeling left in their
whole being. Such a gentleman simply dashes straight for his object
like an infuriated bull with its horns down, and nothing but a wall
will stop him. (By the way: facing the wall, such gentlemen – that
is, the "direct" persons and men of action – are genuinely
nonplussed. For them a wall is not an evasion, as for us people who
think and consequently do nothing; it is not an excuse for turning
aside, an excuse for which we are always very glad, though we
scarcely believe in it ourselves, as a rule. No, they are
nonplussed in all sincerity. The wall has for them something
tranquillising, morally soothing, final – maybe even something
mysterious ... but of the wall later.)
Well, such a direct person I regard as the real
normal man, as his tender mother nature wished to see him when she
graciously brought him into being on the earth. I envy such a man
till I am green in the face. He is stupid. I am not disputing that,
but perhaps the normal man should be stupid, how do you know?
Perhaps it is very beautiful, in fact. And I am the more persuaded
of that suspicion, if one can call it so, by the fact that if you
take, for instance, the antithesis of the normal man, that is, the
man of acute consciousness, who has come, of course, not out of the
lap of nature but out of a retort (this is almost mysticism,
gentlemen, but I suspect this, too), this retort-made man is
sometimes so nonplussed in the presence of his antithesis that with
all his exaggerated consciousness he genuinely thinks of himself as
a mouse and not a man. It may be an acutely conscious mouse, yet it
is a mouse, while the other is a man, and therefore, et caetera, et
caetera. And the worst of it is, he himself, his very own self,
looks on himself as a mouse; no one asks him to do so; and that is
an important point. Now let us look at this mouse in action. Let us
suppose, for instance, that it feels insulted, too (and it almost
always does feel insulted), and wants to revenge itself, too. There
may even be a greater accumulation of spite in it than in L'HOMME
DE LA NATURE ET DE LA VERITE. The base and nasty desire to vent
that spite on its assailant rankles perhaps even more nastily in it
than in L'HOMME DE LA NATURE ET DE LA VERITE. For through his
innate stupidity the latter looks upon his revenge as justice pure
and simple; while in consequence of his acute consciousness the
mouse does not believe in the justice of it. To come at last to the
deed itself, to the very act of revenge. Apart from the one
fundamental nastiness the luckless mouse succeeds in creating
around it so many other nastinesses in the form of doubts and
questions, adds to the one question so many unsettled questions
that there inevitably works up around it a sort of fatal brew, a
stinking mess, made up of its doubts, emotions, and of the contempt
spat upon it by the direct men of action who stand solemnly about
it as judges and arbitrators, laughing at it till their healthy
sides ache. Of course the only thing left for it is to dismiss all
that with a wave of its paw, and, with a smile of assumed contempt
in which it does not even itself believe, creep ignominiously into
its mouse-hole. There in its nasty, stinking, underground home our
insulted, crushed and ridiculed mouse promptly becomes absorbed in
cold, malignant and, above all, everlasting spite. For forty years
together it will remember its injury down to the smallest, most
ignominious details, and every time will add, of itself, details
still more ignominious, spitefully teasing and tormenting itself
with its own imagination. It will itself be ashamed of its
imaginings, but yet it will recall it all, it will go over and over
every detail, it will invent unheard of things against itself,
pretending that those things might happen, and will forgive
nothing. Maybe it will begin to revenge itself, too, but, as it
were, piecemeal, in trivial ways, from behind the stove, incognito,
without believing either in its own right to vengeance, or in the
success of its revenge, knowing that from all its efforts at
revenge it will suffer a hundred times more than he on whom it
revenges itself, while he, I daresay, will not even scratch
himself. On its deathbed it will recall it all over again, with
interest accumulated over all the years and ...
But it is just in that cold, abominable half
despair, half belief, in that conscious burying oneself alive for
grief in the underworld for forty years, in that acutely recognised
and yet partly doubtful hopelessness of one's position, in that
hell of unsatisfied desires turned inward, in that fever of
oscillations, of resolutions determined for ever and repented of
again a minute later – that the savour of that strange enjoyment of
which I have spoken lies. It is so subtle, so difficult of
analysis, that persons who are a little limited, or even simply
persons of strong nerves, will not understand a single atom of it.
"Possibly," you will add on your own account with a grin, "people
will not understand it either who have never received a slap in the
face," and in that way you will politely hint to me that I, too,
perhaps, have had the experience of a slap in the face in my life,
and so I speak as one who knows. I bet that you are thinking that.
But set your minds at rest, gentlemen, I have not received a slap
in the face, though it is absolutely a matter of indifference to me
what you may think about it. Possibly, I even regret, myself, that
I have given so few slaps in the face during my life. But enough
... not another word on that subject of such extreme interest to
you.
I will continue calmly concerning persons with
strong nerves who do not understand a certain refinement of
enjoyment. Though in certain circumstances these gentlemen bellow
their loudest like bulls, though this, let us suppose, does them
the greatest credit, yet, as I have said already, confronted with
the impossible they subside at once. The impossible means the stone
wall! What stone wall? Why, of course, the laws of nature, the
deductions of natural science, mathematics. As soon as they prove
to you, for instance, that you are descended from a monkey, then it
is no use scowling, accept it for a fact. When they prove to you
that in reality one drop of your own fat must be dearer to you than
a hundred thousand of your fellow-creatures, and that this
conclusion is the final solution of all so-called virtues and
duties and all such prejudices and fancies, then you have just to
accept it, there is no help for it, for twice two is a law of
mathematics. Just try refuting it.
"Upon my word, they will shout at you, it is no use
protesting: it is a case of twice two makes four! Nature does not
ask your permission, she has nothing to do with your wishes, and
whether you like her laws or dislike them, you are bound to accept
her as she is, and consequently all her conclusions. A wall, you
see, is a wall ... and so on, and so on."
Merciful Heavens! but what do I care for the laws of
nature and arithmetic, when, for some reason I dislike those laws
and the fact that twice two makes four? Of course I cannot break
through the wall by battering my head against it if I really have
not the strength to knock it down, but I am not going to be
reconciled to it simply because it is a stone wall and I have not
the strength.
As though such a stone wall really were a
consolation, and really did contain some word of conciliation,
simply because it is as true as twice two makes four. Oh, absurdity
of absurdities! How much better it is to understand it all, to
recognise it all, all the impossibilities and the stone wall; not
to be reconciled to one of those impossibilities and stone walls if
it disgusts you to be reconciled to it; by the way of the most
inevitable, logical combinations to reach the most revolting
conclusions on the everlasting theme, that even for the stone wall
you are yourself somehow to blame, though again it is as clear as
day you are not to blame in the least, and therefore grinding your
teeth in silent impotence to sink into luxurious inertia, brooding
on the fact that there is no one even for you to feel vindictive
against, that you have not, and perhaps never will have, an object
for your spite, that it is a sleight of hand, a bit of juggling, a
card- sharper's trick, that it is simply a mess, no knowing what
and no knowing who, but in spite of all these uncertainties and
jugglings, still there is an ache in you, and the more you do not
know, the worse the ache.
IV
"Ha, ha, ha! You will be finding enjoyment in toothache next," you cry, with a laugh.
"Well, even in toothache there is enjoyment," I answer. I had toothache for a whole month and I know there is. In that case, of course, people are not spiteful in silence, but moan; but they are not candid moans, they are malignant moans, and the malignancy is the whole point. The enjoyment of the sufferer finds expression in those moans; if he did not feel enjoyment in them he would not moan. It is a good example, gentlemen, and I will develop it. Those moans express in the first place all the aimlessness of your pain, which is so humiliating to your consciousness; the whole legal system of nature on which you spit disdainfully, of course, but from which you suffe...