Development, Characterization, and Application of Novel High Temperature Thermoplastic and Thermosetting Dispersions
D. L. MALOTKY, D. L. DERMODY,* D. SCHMIDT, T. J. YOUNG AND M. KALINOWSKI
1.1 Introduction
Dow's HIPE (High Internal Phase Emulsion) process, also known as BLUEWAVE⢠technology, has been practiced at Dow for over 20 years. It is a process and formulation approach for creating aqueous emulsions or dispersions of polymers, which cannot otherwise be made via polymerization of monomers in aqueous systems (i.e. by emulsion or suspension polymerization). Examples of such polymers include polyurethanes, epoxies, polyolefins, silicones, polyesters, and alkyds. Advantages of this process include:
- Controlled internal phase concentration (very dilute to >95% internal phase)
- Controlled particle or droplet size (200 nmâ50 Îźm, although 500 nmâ5 Îźm is most typical)
- Minimal surfactant requirements (typically 2â6% based on internal phase)
- Ability to process high viscosity materials (>100 000 cP)
- Solvent free
Compared to emulsion polymerization, BLUEWAVE⢠technology generally requires slightly higher surfactant amounts and generates slightly larger particle size because it is a direct emulsification technique, as opposed to a polymer synthesis technique. The use of appropriate process equipment and surface active ingredients also allows for the creation of emulsions of polymer melts at temperatures above the boiling point of water. For example, an emulsion of high density polyethylene (HDPE, melting temperature=135 °C) in water can be generated at a process temperature of 150 °C and then cooled down to room temperature to give a stable HDPE in water dispersion.
Once the polymer is present in the form of a water-borne dispersion, it can be processed using standard emulsion application tools, such as printing or coating processes, dipping, spraying, and froth foaming. This provides a very different set of physical properties, such as the high crystallinity and melting temperature of a polyolefin, with the application convenience of an emulsion polymer. Compared with an extruder applied coating of the same polymer chemistry, water-borne submicron particles allow for significant down gauging of coating thickness.
There are a number of commercial products made with BLUEWAVE⢠technology, including:
- CANVERA⢠polyolefin dispersions for metal beverage packaging
- ECOSMOOTH⢠polyolefin dispersions for skin and hair care
- HYPOD⢠polyolefin dispersions for paper coating
- ProSperse⢠epoxy dispersions
- ACCENT⢠polyolefin co-polymer dispersions for oil and gas
Small particle size emulsions can be generated by a range of mechanical equipment or non-mechanical processes. Examples of mechanical emulsification techniques include rotorâstator mixing systems,1,2 ultrasound,3 high pressure impingement systems,4â6 and membrane emulsification.7,8 The non-mechanical processes for emulsion formation include phase inversion,9 either by composition or temperature, as well as precipitation and solvent exchange.10 However, the ability of these standard processes to create very small (sub-micron) particle dispersed systems of very high viscosity materials, such as polyolefin elastomers, is limited. BLUEWAVE⢠technology combines mechanical (process) and non-mechanical (formulation) approaches to generate challenging dispersions.
A general schematic of the continuous process used in BLUEWAVE⢠technology is shown in Figure 1.1. The particular equipment that is used for the primary mixer and dilution mixer unit operations depends upon the material properties of the polymer being fed into the process. For example, a thermoplastic polyolefin may have both mixing operations performed in series in a single twin screw extruder. For an amorphous polymer feed, such as an alkyd or high molecular weight polydimethylsiloxane, it may be more effective to use separate rotor stator mixers as the primary and secondary mixers.
Figure 1.1 General schematic for BLUEWAVE⢠technology process.
In the BLUEWAVE⢠technology, a polymer melt phase, a surfactant, and a small amount of initial water are combined in a primary mixing device at a temperature above the glass transition temperature (Tg) and melting temperature (Tm) of the polymer to create a polymer melt in water High Internal Phase Emulsion (HIPE). The HIPE can be thought of as a liquid/liquid foam, and is, by definition, an emulsion where the internal phase is greater than 74.5% of the total volume, which is the limit for close packed mono-dispersed spheres. Figure 1.2 shows a scanning electron micrograph of a polyolefin high internal phase ratio emulsion that has been allowed to cool below the polymer Tm without dilution. The polyhedral nature of the solid internal phase particles, as well as their high volume fraction, is clear.
Figure 1.2 SEM of cooled polyolefin co-polymer in water HIPE.
With the BLUEWAVE⢠technology, the particle size of the internal phase droplet is set with the creation of this HIPE, which is then combined with additional dilution water to yield the final dispersion product at the desired internal phase volume concentration. For some applications, such as cosmetic emollient concentrates,11 the final product may itself be a HIPE, as it is desirable that it contains as little water as possible. In other applications where a low viscosity dispersion is desired for spray coating, the final solids level may be in the range of 50% by volume. Internal phase polymers that solidify above room temperature must be diluted down below âź60% by volume before the polymers cool and solidify to avoid mechanical interlocking of the HIPE, which makes further dilution of the dispersion impossible.
The rest of this chapter is separated into two sections. In Section 1.2, we will discuss the advantages, in the context of droplet breakup theory, of passing through this HIPE phase to produce small, mono-disperse emulsion particles. The mechanism of droplet breakup in the concentrated (concentrated internal phase) system differs from the droplet breakup in the conventional (dilute internal phase) system. These differences result in the production of the small, monodisperse droplets generated by our process. We will also discuss the complications of finding a stabilizing agent that is effective at helping to form this polymer melt/water interface at high temperatures. In Section 1.3, we will discuss the applications that are enabled by the BLUEWAVE⢠technology.