Section 1
MORAL PHILOSOPHIES AND TAXONOMIES OF VILLAINY
CHAPTER 1
Dividing Lines
A Brief Taxonomy of Moral Identity
A. G. HOLDIER
IN 1972, UMBERTO ECO AND NATALIE CHILTON PUBLISHED THE SEMINAL ESSAY âThe Myth of Superman,â a groundbreaking work that looks at the iconic hero as an archetypical protagonist paradoxically constrained in a genre that precludes genuine narratival development. Eco argues that the god-like Superman must be shown to change and grow if the reader is to relate to him as a hero, but the nature of the comic book medium requires that the character of Superman never change significantly enough, lest he become unrecognizable and thereby threaten the continued profitability of his serial publications. Eco contends that this âinconsumable-consumableâ tension, combined with the invincible prowess of the superhero, results in a temporally locked narrative that can never advance; as he says, âSuperman, by definition the character whom nothing can impede, finds himself in the worrisome narrative situation of being a hero without an adversary and therefore without the possibility of any development.â1 Strangely, across more than eight thousand words, Ecoâs essay never considers the role of the supervillain.
Although it might be true that Supermanâs abilities make it more difficult to challenge him in a believable fashion, the array of similarly overpowered enemies in his roguesâ gallery have been doing precisely that for decades. And while Superman has been known to battle realistic enemies ranging from bank robbers to Hitler, it is the exaggerated moral duality of the superhero-supervillain relationship that may be at the core of the perennial popularity of superhero stories. According to David Pizarro and Roy Baumeister, the human brain enjoys analyzing and categorizing the moral character of others in precisely the pleasure-eliciting fashion that pro-survival evolutionary developments would predict, but such calculations are difficult and often inaccurate. A fictional world wherein little moral ambiguity exists between the easily identifiable main characters functions as a moral equivalent of pornography: âJust as sexual pornography depicts a world where the desired outcomes occur reliably and the difficulties and ambiguities of actual life are pleasantly and effortlessly absent, comic books depict a world where desired outcomes occur reliably (good triumphs over evil) and the difficulties and ambiguities of moral prediction are absent.â2 Following this line of thinking, because Superman and Lex Luthor are easily identifiable as hero and villain, the reader can enjoy the pleasurable chemical feedback of that moral analysis with little effort needed.
However, not only does this thesis leave open many questions about the current popularity of supervillains in themselves, but it also torpedoes the possibility of analyzing any character who spans the gap between the two moral poles. With the recent rise of interest in protagonists whose moral identity is shrouded in ambiguity, the pornographic hypothesis must be adapted to consider both the antihero and the antivillain, in addition to the classical hero and villain roles. What follows is a brief taxonomy of these four categories, analyzing their unique characteristics but especially their differences (what distinguishes a villain from an antihero, for example) and, crucially, their interdependencies.
MORAL IDENTITY
When one reads a text, the characters are identifiable by their physical descriptions, historical backgrounds, relationships with other characters, and more, but to label an individual as âhero,â âvillain,â or something else forces the reader to rely on a particular factor of character classification based on normative grounds: moral identity. Sitting at the confluence of psychology and ethical philosophy, moral identity isolates and considers the moral traits within the multilayered matrix of a characterâs personality, rated both internally via the characterâs reflective self-conception (as such might be available in the text) and externally via his or her actions and interactions with others, to categorize the moral nature of the character in general.3 To be able to identify a character as generous, patient, honest, or kind (each an example of a moral trait) requires the reader to consider not simply a single conscious choice that the character makes but rather what the sum total of a series of choices appears to reveal about the characterâs personality; as Karl Aquino and Americus Reed explain, âmoral identity is ⌠linked to specific moral traits, but it may also be amenable to a distinct mental image of what a moral person is likely to think, feel, and do.â4 Taken as a whole, moral identity is the field on which any talk of âhero,â âvillain,â or some mixture of the two is played.
However, as a heuristic for literary analysis, moral identity can be limited in its scope; in the absence of an intentionally self-revelatory monologue, internal information about a characterâs psyche is often hard to come by. Instead, the reader is primarily left to draw on data external to the characterâs subjective thought process, typically in the form of the individualâs dialogue or physical actions, in order to categorize that person. But if this is the case, then Ecoâs tension remains problematic: without narratival development, the available data for analysis will inevitably become repetitive, thereby allowing for, at best, a flat interpretation or, at worst, a conclusion anemic in its insipidity. A robust analysis of moral identity requires a variety of data taken in a multiplicity of scenarios; if Superman truly cannot grow, then discussions of him as a character will quickly become listlessly overwrought.
And yet, Superman and many other superpowered characters continue to fascinate and capture the hearts and minds (and wallets) of large audiences. In part, as already mentioned, Ecoâs suggestion that overpowered individuals are âheroes without adversariesâ has been patently debunked by decades of narratives spun around the machinations of similarly overpowered supervillains; though he always prevails in the end, Superman has indeed found balanced matches against plenty of evil characters, even dying at the hands of one (albeit only temporarily). And, although comics may have once functioned with a continuous reset parameter at the end of each issue, the mid-1980s (particularly in the wake of 1985âs Crisis on Infinite Earths series) saw a shift in comic storytelling technique that began to emphasize a continuous setting for the characters that could feasibly carry the consequences of one story over into the next, thereby setting the stage for genuine plot development and the possibility of acquiring a full-bodied picture of a characterâs moral identity.
HERO/VILLAIN
With continuity comes a library of data for synthesizing an assessment of an individualâs moral identity, primarily in the form of that individualâs outward activity (though tempered also with moments of internal insight). In the classic dichotomy, the only ultimate question is whether or not a character is a âgood personââis the figure a hero or a villain, based on the general pattern of their actions?
An easily adaptable technique for approaching such an inquiry comes from Aristotleâs description of the ethical life: a good person is one who succeeds at living a âlife shaped by exercise of the virtues of intellect and character.â5 Although debates about his conclusions (and even some of his terms) continue today, Aristotleâs definition of Îľá˝Î´ÎąÎšÎźÎżÎ˝ÎŻÎą (eudaimonia) captures this sense of successfulness: if a person flourishes and cultivates well-being over the course of their life, then that life could be described as eudaimonistic. And while âflourishingâ and âwell-beingâ are two common translations of eudaimonia, given that Aristotle also connects the concept with the ultimate purpose of human existence, the arguably most popular rendering of the term is âhappiness.â
On this view, virtues are the technical, skillful aspects of an agentâs behavior that ensure a given action to be performed excellently. Virtues to Aristotle are not merely personality traits to admire but components of actions that must be demonstrated; as D. S. Hutchinson puts it, âonly those who make active use of their virtues can be said to be living successfullyâjust as only those who actually compete in the Olympics can win.â6 Aristotleâs skillfully orientated virtues, particularly in a literary framework, are also what were described above as moral traits, but the key from Aristotle is that these moral traits must be exercised in order to accomplish eudaimonia and be considered a good person.
With this in mind, the twin elements of (a) moral traits and (b) the application of those traits within an individualâs actions offer two key factors for differentiating between heroic and villainous characters. Heroes are not simply good people who happen to possess ideal moral viewpoints or beliefs (as demonstrated through dialogue or omniscient narration), but they demonstrate their heroic character by working out those moral traits in their plot-driving behavior; conversely, villainous characters both possess and demonstrate the opposite. These bilateral touchstones function in tandem and might be diagrammed as in table 1. Therefore, characters like Superman, Sam Gamgee, and Luke Skywalker are heroic in virtue of their approach toward Aristotelian eudaimonia insofar as they develop ideal moral traits as revealed through their actions; villains like Voldemort, Saruman the White, and Joffrey Baratheon, drenched in vicious moral traits applied to nefarious ends, are necessarily precluded from Aristotleâs conception of the âgood life.â
TABLE 1 Possesses Moral Traits Lacks Moral Traits | Acts Morally | Acts Immorally |
Hero | |
| Villain |
A final point from Aristotleâs work is instructive: it is only once a characterâs story is complete that their moral identity can be best assessed.7 This helps to explain how villainous characters might redeem themselves prior to their death, demonstrating with finality (particularly in the case of redemption-through-sacrifice) that their moral identity is defined ultimately by virtuous and not vicious traits. Whether thanks to a diegetic moral epiphany (such as in the case of Darth Vader) or the device of an unreliable narrator (as with a character like Severus Snape), villains can become heroes when they reveal an underlying commitment to virtuous activity, even after a pattern of immoral behavior, through a particularly noteworthy moral act.
ANTIHERO/ANTIVILLAIN
In his magnum opus, The Gulag Archipelago, Aleksandr Solzhenitsyn laments the complexity of moral identity in the real world: âIf only it were all so simple! If only there were evil people somewhere insidiously committing evil deeds, and it were necessary only to separate them from the rest of us and destroy them. But the line dividing good and evil cuts through the heart of every human being. And who is willing to destroy a piece of his own heart?â8 Much like Pizarro and Baumeisterâs pornographic thesis, Solzhenitsynâs observation strikes at the heart of a perennial issue with heroicâparticularly superheroicâcharacters: they are jarringly unrealistic, not simply thanks to their gravity-defying powers of flight or their unfashionable proclivity for skin-tight spandex, but as recognizable people to whom an audience can relate. Perhaps this explains the rise of characters whose moral identity is cloudy with paradox: the antihero and the antivillain.
Supermanâs invincibility elevates him not only above the average villain but above every actual reader to a degree that undermines what J. R. R. Tolkien called the âSecondary Beliefâ necessary for any fantasy story to function properly: âAnyone inheriting the fantastic device of human language can say the green sun. Many can then imagine or picture it. But that is not enoughâŚ. To make a Secondary World inside which the green sun will be credible, commanding Secondary Belief, will probably require labour and thought, and will certainly demand a special skill, a kind of elvish craft.â9 As Eco points out, omnipotent characters can transfix audiences only temporarily: âAn immortal Superman would no longer be a man, but a god, and the publicâs identification with his double identity would fall by the wayside.â10 However, an ardent antihero who lacks moral traits or a chivalrous antivillain who fails to act morally cannot help but pique a readerâs interest precisely because of the characterâs seemingly contradictory nature.
Antiheroes are characters who act morally, but typically for reasons disconnected from an inner sense of virtue; antivillains are their complementary counterparts, characters who retain moral traits while failing to put them into practice. Examples range from Han Solo to Anne Riceâs Lestat to the Punisher for the former, with the latterâs ranks filled with characters like Magneto, Captain Nemo, and Miltonâs Lucifer; in each case, the character appears to possess a given set of virtuous or vicious traits, but then performs actions that run contrary to what might be reasonably expected. The Punisher rightly seeks to rid the world of evil, but has no qualms about committing murderous actions to do so; Nemo unhesitatingly destroys another ship, but not before demonstrating congenial hospitality to Aronnax and his friends. This complexity of moral identity is difficult to explain based on a simple bivalent frameworkâeven scalar models that would rank âantiheroâ simply as a âless heroicâ form of hero fail to capture the nuances of the bilateral concerns drawn above from Aristotle.11 However, these two contradictory forms of moral identity can easily be mapped into the quadrants left empty in table 1, as shown in table 2. In this view, an antihero fails to cultivate moral traits, but still (for a variety of possible reasons) seeks to accomplish otherwise good ends; similarly, an antivillain maintains a personal sense of morality, but either applies that code toward immoral ends or fails to apply it whatsoever.
TABLE 2 Possesses Moral Traits Lacks Moral Traits | Acts Morally | Acts Immorally |
Hero | Anti-Villain |
Anti-Hero | Villain |
To further explore this complexity, the French philosopher Paul Ricoeurâs two-part philosophy of identity is instructive. Ricoeur distinguishes two forms of identity akin to the two senses of the passage of time for a person: the external, objective sense that passes identically for a group of people versus the internal, subjective sense that can make time feel shorter or longer than it really is for an individual. To Ricoeur, these two senses of time lead to two ways of talking about a characterâs identity through time. The external data Ricoeur dubs the idem-identity of a subject, which comprises everything seen from a third-person v...