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What was the āNorthern Renaissanceā?
We are reluctant to acknowledge how medieval the man of the Renaissance really was, the man whom we salute as a superman, the liberator of the individual from the dark prisons of the church. (Aby Warburg, Flanders and Florence [1901])1
The concept of a renaissance
To embark on any account of the so-called Renaissance in Northern Europe, we must first attempt to define what we mean by the term āRenaissanceā. The idea of a āRenaissanceā or ārebirthā (from Fr. renaitre, Lat. renascere, It. rinascita) has been linked to notions of renewal, renovation and sometimes reformation, in many epochs of human history. We hear of a āCarolingian Renaissanceā, a āTwelfth-Century Renaissanceā, a āChristian Renaissanceā, an āElizabethan Renaissanceā or, most recently (2017), a Franco-German ārenaissanceā of the European Union. The Renaissance which is the subject of this book is that which is normally thought to have taken place in Western Europe between the fourteenth and sixteenth centuries. But what was actually ārebornā during these periods? What, if anything, has prompted the desire to represent an age as one which gave birth to a renewed and reinvigorated world? Is the Renaissance, it has been asked, nothing but a metaphor, which obfuscates rather than illuminates, forming a āmere figurative intrusionā into historical thought and historiography? But a tendency to lament, often in nostalgic terms, the decline or decay into which a civilization, culture or some aspects of their specific forms were judged to have fallen, can be found in many past ā and indeed present ā societies. A renewal or revival is awaited. The Renaissance is no exception to this rule. To be ārebornā, something has presumably had to die, or at least to have degenerated and broken down into a condition in which it is either unrecognizable or unacceptable, or both. Rebirth can take place in a religious context ā Christian, Buddhist or Hindu ā and assume very different forms in each case. A āborn againā Christian, for example, in a Protestant Evangelical context, is one who has experienced a spiritual rebirth or regeneration. Their former, tepid faith has been renewed and reinvigorated by an injection of life-giving fervour, through the tonic of Bible reading, preaching and witnessing, thereby committing them to a new, personal and often emotional relationship with Christ. And Christās stricture to Nicodemus that āno one can see the kingdom of God unless they were born againā (Jn 3.3-5) could, for instance, be secularized to apply to a theory of evolution or progress whereby a state of artistic, political or any other degree of perfection ā a secular ākingdom of Godā ā can ultimately be attained.
But in order for a rebirth to take place, we must know at least something of what had gone before. The ānewā faith can only be understood in contrast to the āoldā. In historical thought about the rise, fall and changing nature of civilizations, cultures or art forms, analogies and metaphors of a pseudo-biological or anthropomorphic kind, attributing to them human or other characteristics, and giving rise to theories of organic development, are common. Civilizations and the arts, it is argued, ālike human bodies, are born, grow up, become old, and dieā.2 The visual arts, literature, music, and other of manās acquired habits and attributes, are all part and parcel of that process. Hence, it is claimed, they undergo transformation through a succession or cycle of births, deaths and rebirths. This metaphorical underpinning of cultural history has, perhaps surprisingly, had a long lifespan. In 1919 the Dutch cultural historian Johan Huizinga (1872ā1945), in his masterpiece, The Waning of the Middle Ages (perhaps more accurately translated from the Dutch Herfsttij der Middeleeuwen as The Autumn of the Middle Ages) wrote:
In history, as in nature, birth and death are equally balanced. The decay of overripe forms of civilisation is as suggestive a spectacle as the growth of new ones. And it occasionally happens that a period in which one had, hitherto, been mainly looking for the coming to birth of new things suddenly reveals itself as an epoch of fading and decay.3
Together with seasonal, botanical and even meteorological metaphors, a quasi-biological image has loomed large in cultural history from the sixteenth to the twentieth centuries. Allusions to an āautumnā, a ādawnā, a āsunsetā or a āfloweringā have also not been absent from the titles and texts of books on the declining later Middle Ages and the emergent Renaissance. The āRenaissanceā phenomenon is therefore one product of a tendency to holistically depict whole civilizations within a given period as possessing a biological, seasonal or ādawn-to-duskā character. Metaphors which depend on analogies between human civilizations and biological, botanical or seasonal processes may exert a highly stimulating power over our imagination. But they do not always analyse or elucidate the cultural phenomena which we seek to explain.
The perennial question which is usually asked about the European Renaissance is this: What was it that was actually reborn? And at what time, and by what process, was that achieved? A pattern was set in 1568 by the Florentine artist and writer Georgio Vasari (1511ā74) in his Lives of the Artists. His book has been profoundly influential ever since. Vasari set out to trace the organic development of Italian art ā with a few glances outside Italy ā in three stages. The first, comprising the beginning of a rebirth of the arts after the demise of Roman civilization in the fifth century AD, followed by a long period of decay, he associated with stylistic innovations by the Italian artists Cimabue (1240ā1302) and Giotto (1266ā1337) in the later thirteenth and early fourteenth centuries. This was followed by the experiments and achievements of Masaccio (1401ā28), Brunelleschi (1387ā1446) and Donatello (1386ā1466) in the fifteenth century (the Italian Quattrocento). Finally, the summit of absolute perfection in the arts was attained by the collective consummate genius of Leonardo da Vinci (1452ā1519), Raphael (1483ā1520) and Michelangelo Buonarroti (1475ā1564). Central to Vasariās thought was the notion that a revival of the study and appreciation of classical (i.e. primarily Roman but also the less well-understood Greek) antiquity had led to the direct imitation of nature in the arts. This was the supreme aim of great art ā to represent the visible world naturalistically, and to render both human and divine subjects in as realistic a manner as possible. A teleological process had been set in train in the course of the later thirtee nth century which was, he thought, to reach full fruition only in Vasariās own time. The ancient world of Greece and Rome could never be physically recreated or reincarnated. But its thought, art and literature, and the principles behind them, could be revived and ārebornā as a rinascita (Vasari uses the word). It could be argued that this was the narrower vision and conception of the āRenaissanceā, as a revival of interest in, and appreciation of, classical antiquity. A broader and much more comprehensive one, seeing the āRenaissanceā period as introducing fundamental changes in the ways in which men and women viewed and explained the world, was to follow. But that was only after another 250 years or so had passed. And the geographically limited scope of the concept (confined very largely to Italy alone) inevitably raised questions about conditions and developments in other parts of Europe, especially in the North. Why had the Renaissance phenomenon only affected Southern Europe, and the Italian peninsula in particular? What was happening elsewhere on the continent? Historians have certainly identified a āNorthern Renaissanceā, but have disagreed over its nature and chronological span.4 Some would place it, as an art-historical period, between about 1380 and 1580; some as beginning even earlier in the fourteenth century; others would limit it to the reception in the North of Italian humanist thought and Italian, or Italianate, artistic styles between about 1480 and 1540. And the Protestant Reformation, beginning in the 1520s and 1530s, provides, for some, a terminal dividing line. So significant questions still remain to be discussed and this book attempts to provide some answers to at least some of them.
It has been argued that the āAge of the Renaissanceā was an āage of transitionā from the Middle Ages to modern times. The history of the emergence and development of this notion dates from its first appearance, as we shall see, in the early nineteenth century. We need to trace the course, and vicissitudes, of the concept of the Renaissance, especially in its Northern manifestations, through the works of some of the many scholars and others who have embarked on its study from the early 1800s until the present day. I make no apology for discussing the historiography of the concept of a Renaissance at some length, above all in its Northern forms. It is fundamental to our understanding of how that concept has evolved, changed and adapted to different schools and traditions of historical thought. But its artificial nature has not gone without critical responses. A recent historian of the art of printing and its impact has questioned whether the Renaissance represented simply āa hypothetical transition rather than an actual occurrenceā.5 The notion of a passage from āmedievalā to āmodernā is, after all, a construct of historians and their need to periodize European history. The claims made for the Italian Renaissance, in and of itself, as forming the transitional period between medieval and modern times, have been challenged. It has been argued that āwhen one considers what was happening elsewhere on the Continent between 1350 and 1450, one may wonder if an encounter with peculiar local conditions [in Italy] has not been mistaken for the advent of a new ageā.6 One aim of this book is to discover what was in fact happening outside Italy between 1350 and 1450 (and beyond). Can some form of indigenous, if not self-contained, āRenaissanceā be seen in Northern Europe? How far, if at all, did this indicate the āadvent of a new ageā? Or, before any āRenaissanceā characteristics can be discerned in Northern Europe, did it have to receive the influence of Italian humanistic thought and a revival of classical antiquity, stemming largely from Italy? But to speak of a transition to āmodern timesā does not take account of the essentially time-bound nature of that concept. For example, what may have appeared āmodernā in 1860 might not have been thought so in 1960, let alone 2019. As with other conceptual constructs, change over time is of the essence here. The very concept of a āRenaissanceā, whether in Southern or Northern Europe, or both, underwent profound changes between, say, 1530 and 1830, as well as in the course of the nineteenth and twentieth centuries.7 Alongside the artificial abstractions embodied in terms such as the āRenaissance idealā or āRenaissance manā, a search for concrete evidence for the new, innovatory and what has been called āthe gradualā(or less gradual) āerosion of existing presuppositionsā8 has to be undertaken.
The Middle Ages and the Renaissance
Perhaps more than any other period in pre-industrial European history, the Renaissance has been portrayed as possessing a āspiritā of its own. The notion of a Zeitgeist, or āspirit of the ageā, has descended to us from the lofty heights of Friedrich Hegelās (1770ā1831) philosophy. It presupposes that every age or epoch has a āsupra-individual collective spiritā.9 This permeates, informs and unifies every area of life, especially the arts, social habits, morals and conventions, laws, and all of a societyās other cultural attributes and acquisitions. This holistic interpretation of cultural history (Ger. Geistesgeschichte) has also not been without its critics. At a very early stage, Hegelās near-contemporary Goethe (1749ā1832) made his Faust declare that āwhat you call the spirit of the ages is really no more than the spirit of all those people in which the ages are reflectedā.10 The Zeitgeist is thus simply a historianās metaphysical construct or artificial abstraction, lacking concrete existence in reality. The implicit notion, moreover, that there was a unity between the various, sometimes disparate, manifestations of an entire civilization, could be a mere illusion. More recently, art historians and cultural historians have tended to reject such a holistic approach, preferring to concentrate on the particular and the individual. Since Erwin Panofsky, Edgar Wind and Ernst Gombrich, among many others, began to concentrate on iconography and the elucidation of the āhidden meaningsā, symbolism and allegory inherent in Renaissance works of art, the shift away from a Hegelian-influenced approach has been almost total.
It has been argued that the apparent unity ascribed to the āspirit of the ageā is fictitious and takes no account of what is disparate and different within a given civilization, society or art form. Disparate, sometimes dissenting, forms coexist within a given culture. There is, it is claimed, āno unbreakable unity between every branch of knowledgeā,11 just as there is none within the arts or literature. During the Renaissance, Raphaelās or Leonardoās art may represent the āRenaissance idealā, but that ideal was completely rejected, in its Florentine heartland, by the rabble-rousing preaching of the Dominican friar Savonarola (1452ā98) against the worldly vanities which, for him, it represented. To gain any credibility, the Renaissance had, therefore, to define itself against what may be seen as its antithesis, and that antithesis was, for its early historians, provided by the Middle Ages.12 As a generic term for a set of assumptions and presuppositions, expressed in a wide range of forms, the Renaissance could only exist in relation to what had preceded, and indeed what followed, it. And to discover its predecessor, which provided the conditions for a ārebirthā, an agreed concept of the āmedievalā had to be born.
Just as the āEnlightenmentā presupposes the existence of a former, unenlightened period in the history of thought, so the Renaissance posits a previous, relatively benighted age in which ārenascentā qualities or characteristics were absent. But beneath the artificial abstractions and labels which we use to characterize commonly shared outlooks there lay considerable degrees of diversity and disparity. Shared āRenaissanceā ideals, or ideas held in common, were not always understood in the same way by different individuals or groups ā controversies over Christian beliefs and doctrines, or over the nature and interpretation of classical thought and literature, are a case in point. What then gave the Renaissance, whether in Southern or Northern Europe, its essential characteristics and how was the contrast with the Middle Ages first made?
The Middle Ages as we know them today are largely a creation of the nineteenth century.13 Much the same could be said for the Renaissance. The advent of a battle of styles ā classical/Renaissance versus Gothic/medieval ā in the early nineteenth century reflected two opposed and contrary images. On the one hand, there was the image of the Renaissance, depicted imaginatively as an age of āpurple and goldā, the musical equivalent of which would be a positive and jubilant key of C major.14 The Middle Ages, on the other hand, as the age of romanticism dawned, were set in a minor key, with a backdrop of moonlight, scudding clouds, Germanic forests, Gothic ruins, silhouetted cathedrals seen through the mist and the evocative sound of hunting horns, epitomized by Caspar David Friedrichās (1774ā1840) paintings and Carl Maria von Weberās romantic opera Der Freischutz (1821). And, critical for our purposes, the āmedievalā came to be identified essentially with Northern Europe. But this did not preclude the injection of brighter, primary colours into the picture, as the Middle Ages were also viewed as the Age of Chivalry and all its pageantry. Against this, the Renaissance came to be defined not only as a movement in the arts, thought and literature but also as a distinct cultural period, free-standing and autonomous. Yet its essential character derived as much from what it was not, as from what it was. Its alleged escape, not only from two-dimensional icon-like images and an art regarded as wholly subservient to the Church but also fr...