Chapter 1
Introduction
As its title suggests, this is a book about analysing teachingālearning interactions in higher education. It asks questions such as: when an academic engages with a group of students in a seminar, how is the interaction affected by the actions and reactions of those involved? What impact does the teachingālearning environment have on this ongoing interaction? How do the identities of students and academics influence the ways in which they respond to each other? Does the disciplinary focus of the material that students and academics discuss influence the ways in which they engage together? Does the particular institution in which this interaction takes place have an impact on the developing form of the interaction? In addressing such questions, I discuss ways of accounting for social structure and individual agency in analysing teachingālearning interactions in higher education.
There are three broad aspects to the argument that I develop in this book. First, I offer a critique of the way in which current research into teachingālearning processes in higher education analyses teachingā learning interactions and the way in which it accounts for social structure and individual agency within these interactions. Second, I explore alternative ways of analysing teachingālearning interactions that give a sense of their dynamic nature and the way in which they relate to wider social processes. Third, I examine the implications for future research of both my critique of current, and my consideration of alternative, approaches to analysing teachingālearning interactions in higher education.
In order to provide an initial sense of this argument, in this chapter I address the question of why any of this matters. After an initial word about terminology, I tackle the issue of why teachingālearning interactions in higher education matter and what are the problems with the current mainstream approaches to analysing these interactions. A danger of focusing on teachingālearning interactions is that a sense can be lost of how particular interactions are shaped by processes that stretch far beyond them. In order to avoid this, I consider issues relating to how to account for both the structured and agentic aspects of teachingālearning interactions. I then provide an outline of the structure and argument of the rest of the book, before considering the limits of my argument.
An initial word about terminology
As will be clear from the title and first few paragraphs of this book, I have chosen to use the perhaps clumsy terminology of āteachingā learningā interactions and āteachingālearningā processes. While this will not be the only awkward terminology adopted in this book (see Chapter 2 for the argument for the use of the phrase āstructuralā agentic processesā), I want to explain the use of this particular terminology from the outset. This is because it provides a sense of some of the issues that are central to this book.
I use the term āteachingālearningā rather than the more common āteaching and learningā or ālearning and teachingā because I want to move away from the idea that teaching and learning are two discrete and separable processes. Instead I want to emphasize that they are different aspects of the same processes in which students and academics engage together. This is clearly related to my focus on teachingā learning interactions but I use this terminology for two other reasons.
First, I wish to move away from the tacit assumption that āteachingā is embodied in a āteacherā and ālearningā is embodied in a ālearnerā. The move away from this assumption is related to challenging the idea that the āteacher just teachesā and the ālearner just learnsā in teachingā learning interactions and the related separation of academicsā role as āteachersā and studentsā role as ālearnersā from other aspects of their lives within and beyond higher education. For this reason, in this book I mainly use the terminology of āacademicā and āstudentā to talk about those who engage in teachingālearning interactions.
Second, I wish to avoid debates of whether it should be ālearning and teachingā or āteaching and learningā (see Edwards 2006 for a fascinating discussion of the āandā). While this section indicates my belief that how things are talked about helps to shape the way in which they are experienced, the question of which order two parts of a single set of processes should be placed in, seems to me to be largely factious.
In writing about teachingālearning interactions, I am particularly focused on interactions that are intended to support students in engaging with the curricula of their higher education programmes. Thus while I write mainly in terms of academics and students, it is clear that other people may be involved in such interactions. Equally, I am not simply focusing on face-to-face interactions. Clearly students and academics can interact at a distance. While this can happen via teachingālearning technologies, I have more than this is mind. When a student reads feedback on an assignment, this for me can be described as a teachingālearning interaction. Thus within this book teachingālearning interactions are situations in which students engage with other students, academics or support staff in relation to the curricula of their programmes, even if they are separated by location or time.
Beyond this rough and ready definition, the question of distinguishing between teachingālearning interactions and other types of interactions is not something that particularly concerns me in this book. This is not because this is an unimportant issue but rather, as I argue in Chapter 2, it is because it is those who analyse interactions who characterize them as particular kinds of interactions rather than different kinds of interactions existing āout thereā waiting to be recognized.
I use the term āteachingālearning processesā as a more generic way of describing the processes related to teaching and learning in higher education. Thus teachingālearning processes include teachingā learning interactions but they also include non-interactive aspects of such processes, such as the practices of academics-as-teachers as distinct from the practices of students-as-learners. The reason for this distinction is that a central part of my argument is that while research in higher education has focused on teachingālearning processes, it has not focused on teachingālearning interactions.
There are two further points that I need to emphasize. First, I do not distinguish between teachingālearning processes and assessment processes in higher education. I take the view that assessment processes are an essential part of teachingālearning processes. Second, I do not distinguish between different levels of higher education. While much of the literature that I refer to is drawn from undergraduate higher education, I see my arguments as equally relevant to both taught and research-based postgraduate higher education. The forms and focus of the teachingālearning interactions may vary but the relations between such interactions and wider social processes can be addressed in similar ways to those which I discuss in this book.
Why focus on teachingālearning interactions in higher education?
In answering the question of why teachingālearning interactions in higher education matter, it is tempting to ask another question. If they do not matter, why do universities spend a great deal of their resources on setting up situations in which students are supposed to learn through interacting with academics, support staff and other students? Something is supposed to happen in these situations in which these groups come together that is of value in helping students to engage with the programmes they are studying and helping academics and support staff to understand the needs of their students.
In texts aimed at improving teachingālearning processes in higher education, the dynamic nature of these interactions is seen to be crucial in promoting high-quality student learning. Thus Ramsden (2003, pp. 98ā9) argues that all the principles of good teaching can be derived from the idea that āgood teaching is open to change; it involves constantly trying to find out what the effects of instruction are on learning, and modifying that instruction in the light of the evidence collectedā. Similarly Prosser and Trigwell (1999) emphasize the contextual dependency of teachingālearning interactions, highlighting that they can play out in very different ways depending on the situation in which the interaction is taking place. Finally, McKeachie (1974, p. 11) elegantly summarizes the importance of the dynamic nature of teachingālearning interactions:
Fortunately most educational situations are interactive situations in which a developing, learning human being engages with a situation in ways designed to meet [her or] his learning needs. Part of that situation is another human being who has some resources for instruction and some capacity to adapt to the learner. It is this that makes education both endlessly challenging and deeply humane.
While the importance of the dynamic nature of teachingālearning interactions is clearly recognized in texts aimed at improving teachingā learning processes in higher education, the interactive aspects of such processes are currently put in the background of research in this area. There are two mainstream approaches to analysing teachingālearning processes in higher education: the āApproaches to Learning and Teachingā perspective and āSocial Practiceā perspectives (in Chapter 4 I will split this into a number of different perspectives). It is important to be clear that both of these perspectives have made significant contributions to the understanding of teachingālearning processes within higher education. The Approaches to Learning and Teaching research (for excellent summaries see Prosser and Trigwell 1999; Richardson 2005; Entwistle 2007) has given a clear indication of how studentsā and academicsā perceptions of teachingālearning environments are consistently related to the quality of their learning and teaching and to the quality of studentsā learning outcomes. Research from a Social Practice perspective has provided insights into the issues that students face in understanding the cultural context of their programmes of study (for example, see Lea and Street 1998; Jones et al. 1999; Mann 2000; Lillis 2001) and the impact that institutional and disciplinary settings have on academicsā understanding of their teaching (for example, see Trowler and Cooper 2002).
However, these perspectives are less helpful for analysing the dynamic nature of teachingālearning interactions in higher education. As I discuss in more detail in Chapter 3, the focus within the Approaches to Learning and Teaching perspective tends to be on either studentsā or academicsā perceptions of teachingālearning processes in higher education. Thus this research views these processes from the perspective of either academics or students, which means there is little sense of the ongoing, dynamic interplay between academics and students within particular teachingālearning interactions.
Within Social Practice perspectives on researching teachingā learning processes in higher education, research tends to focus on learning practices or the practice of students (for example, see Lea and Street 1998; Mann 2000; Lillis 2001) or teaching practices or the practice of teachers (for example, see Trowler and Cooper 2002). This approach is problematic in relation to analysing the dynamic nature of teachingālearning interactions for two reasons. First, as I argue in Chapter 3, when foregrounding social practices it becomes clear that academics and students are engaged in different types of practices. Second, social practices are seen to be fairly durable ways of approaching particular tasks that are largely taken for granted by those who engage in them (for example, see Trowler 2005). Thus the focus tends to be on the stability of practices rather than the distinctive ways in which they play out in particular teachingālearning interactions.
It is important to be clear that I am arguing that this is a tendency, rather than an inevitable consequence, of adopting these ways of analysing teachingālearning processes in higher education. As I have already indicated, there is some recognition of the dynamic and interactive aspects of these processes. However, my argument is that in using the language of āperceptionsā and āpracticesā, the dynamic and shifting aspects of teachingālearning interactions tend to be obscured. In this book, I examine ways of analysing teachingālearning processes that foreground these dynamic and shifting elements, not because they are the only important aspects of such processes but because they are important elements that are currently under-explored in research in higher education.
Why focus on accounting for structure and agency in teachingālearning interactions in higher education?
A crucial issue that is raised by analysing the dynamic aspects of teachingālearning interactions is that this can be taken to imply that everything that matters within such an analysis is contained within the interaction itself. Thus the explanation of what happened in a particular teachingālearning interaction is taken to be located within what occurred between those involved in the interaction. My argument in this book is that such a move would be a mistake. This is because in order to understand what happened within a particular teachingā learning interaction it is necessary to understand how the interaction was shaped by processes that might not be visible within the interaction.
The issues I am raising here are issues about what counts as an explanation within research into teachingālearning interactions in higher education. I am arguing that in order to understand such interactions it is necessary to develop both a sense of how these reflect the inten- tions and practices of students and academics and how they are shaped by wider social processes. In doing so, I am raising questions of how to account for structure and agency in research into teachingālearning interactions in higher education. As I have argued before (see Ashwin 2008), while such issues are routinely discussed in debates around social theory generally (for example Bourdieu 1977; 1990a; Giddens 1984; Archer 1995; Mouzelis 1995; Layder 1997; Byrne 1998; Flyvbjerg 2001; Sibeon 2004), in research into teachingālearning processes in higher education these issues are hardly discussed at all (although for exceptions see Trowler 1998; Fanghanel 2004, 2006; Shay 2005; McLean 2006).
These issues matter because there is strong evidence that the higher education systems are shaped by the societies in which they operate. To take the UK as an example, while access to undergraduate higher education has slowly widened over recent years (see Gorard 2005, 2008), there is a clear pattern of more privileged students, for example in terms of social class, attending more prestigious universities (Ashworth 2004; Brennan and Osborne 2008; Crozier et al. 2008). This is increasingly important as the field of higher education becomes more diversified, with different institutions offering different kinds of higher education (Brennan and Naidoo 2008; Teichler 2008). The interpretation of such patterns needs to be handled carefully. For example, as Gorard (2005, 2008) and Gorard et al. (2007) argue, there is no evidence of systematic bias during the admissions process on the part of universities. Rather than the outcome of simple prejudice or deliberate unfairness, such patterns appear to be the result of the coming together of many complex social processes including the impact of early childhood experiences and education (Forsyth and Furlong 2003; Gorard et al. 2007), differences in the familial familiarity with higher education (Thomas and Quinn 2007), differences in the ways in which students choose their degree programmes (Hutchings 2003a; Reay et al. 2001, 2005; Gorard et al. 2007), as well as differences in the relative cost of (Hutchings 2003b), and relative value assigned to (Archer 2003), higher education.
There is evidence, albeit more limited, of similar complex social processes impacting on studentsā experience of higher education in different countries (Archer and Leathwood 2003; Forsyth and Furlong 2003; Read et al. 2003; Ostrove and Long 2007; Brennan and Osborne 2008; Crozier et al. 2008) and their outcomes in terms of achievement (Quinn 2004; Helland 2007; Richardson 2008; Severiens and Wolff 2008; Tumen et al. 2008) and progression to further study and employment (Furlong and Cartmel 2005; Brooks 2006; Brooks and Everett 2008a; Brennan and Naidoo 2008).
While such patterns appear to be the unintended consequences of complex social processes, the effects that they indicate are still real. Given the way in which such processes appear to structure entry to, experiences of, and outcomes from engagement in higher education, it seems extremely likely that they will play a role in shaping teachingā learning processes in higher education. Therefore, it is perhaps surprising that until recently the impact of social structures on teachingā learning processes in higher education has not been a central concern of research in this area. Although this situation is changing (see Brennan and Osborne 2008; Crozier et al. 2008 for two recent projects that have highlighted this issue), part of my argument is that this is because the mainstream approaches to analysing teachingālearning processes in higher education tend not to foreground such questions. This is both a conceptual and a methodological problem.
For the Approaches to Learning and Teaching perspective it is largely a conceptual problem. As I argued earlier, this perspective is focused on studentsā and academicsā perceptions of teachingālearning environments in higher education. This means that it highlights studentsā and academicsā intentions within teachingālearning processes rather than the way in which these intentions are shaped by other social processes. This means that as a perspective it is firmly rooted in considerations of agency. Anything that operates outside of these perceptions is bracketed outside of explanations offered. This is reminiscent of Appleās (1979) criticism of phenomenology that it āinclines us to forget that there are objective institutions and structures āout thereā that have power, that control our lives and our very perceptionā (p. 140).
While the conceptual approach of Social Practice perspectives highlights the ways in which perceptions are structured, research projects from these perspectives often come up against a methodological problem. This is because many studies from these perspectives are based upon studentsā and academicsā accounts of teachingālearning processes, whether generated by interviews or questionnaires. This means that such research is still largely based on studentsā and academicsā perceptions of teachingālearning processes and it is again difficult to get a sense of how their accounts might be shaped by wider social processes.
It is not that these perspectives do not give a sense of what structures teachingālearning ...