There is a long history, at least in Central Europe, to the present fact that practically everyone can tell their story, practically everyone offers, at all times and places and with great virtuosity, self-thematization, either openly declared or else dressed up as ârelationship problemsâ; that practically every kind of social action, from defense pleas via political legitimations to explanations of âprivateâ decisions, is not only autobiographically tinged, but also deemed explicable by autobiography itself. It is the history of a form of knowledge and representation which was and is clearly marked by the interpretation of reality, world and self in the modern world and the presentâit is the history of the social type of presentation of âaccentuated subjectivity.â
Some of the conditions for successful, collectively accepted self-thematization are: (1) knowing the techniques of self-observation; (2) the collectively known and societally trained âguidelinesâ [including âguidelines for suffering,â which supply points of orientation for self-perception (see Hahn, 1982: 407ff.; Hahn, 1984: 229ff.)]; (3) the structural isolation of a âselfâ that is perceiving itself (Hildebrandt, 1985) and securing the significance of self-perception; (4) historically embedding and preparing the ânewlyâ developing forms of representation and knowledge through existing, institutionally secured and collectively recognized forms of presentation; and (5) social structural and economic changes that present or represent1 themselves through the ânewâ form of knowledge in everyday consciousness, and are legitimized âideologicallyâ by them (see Luckmann, 1980).
Such conditions are neither created by one individual, nor do they emerge âsuddenly,â unexpectedly, orâas some seem to find desirableâ at a precise historical moment in time. Rather, they tend to be the result of a long development, heralded by âtracesâ and âisolated tendenciesâ long before they become collectively accepted. And they point the subsequent interpreter to earlier social structures that only later take on a recognizable form. These structures are but rarely visible to the consciousness of those who live within their confines. And frequently, the quality of these structures and, even more, the ensuing social consequences and effects, are actually in opposition to the intentions and interests of those who, in fact and objectively, helped create those structures. In the following I shall attempt to show this, taking Luther as an example.
Some of these âgreat individuals,â whose stories to this day illustrate and constitute the everyday, living consciousness of âhistory,â neither invent new structures nor effect the implementation of the current ones, let alone new ones through their implicit, at times also explicit use of the new structures for political, scientific, or artistic action. Othersâamong them Martin Lutherâare able to find a collective language for already existing social phenomena, which have not and could not formerly be articulated. They supply the intentions, actions, and plans with a representative means of expression, with their own linguistic system of symbols. They combine the collectively existing repertoire of symbols, having listened to the way ordinary people speak, through and into a great defining text, beside which all other texts, everything else, including oneâs own life, become no more than background text.
Therefore, apart from their historical meaning, the central significance of the âgreat articulatorsâ lies in the way they prepare, in an exemplary fashion, the âdataâ that the later interpreter requires in order to understand fragments and excerpts of the historical developments by analyzing the historical preconditions that brought them about. The following discussion will be about the path that Luther paved structurally, even if not intentionally, and which he in part took himself, from the collectivity of faith and life style to isolation in faith and lifestyle, from collective curriculum vitae to (auto)biography, from observation of the other to observation of the self, from the individual in the world to the world within the individual.
The Old in the New and the New in the OldâLuther and His Name2
Originally, Lutherâs family was called âLuderâ (Loewenich, 1983: 36). He entered the University of Erfurt under the name âMartinus Ludher Mansfeldt.â In 1517, he changed his name from Luder to Luther, and included his parents in this undertaking. All this is common knowledge. What has been a matter of argument, however, are the reasons he might have had for changing his name. There are two interpretations that refer to language use and polemics in connection with Lutherâs name during the Reformation. His opponents, as opponents playing by the rules of proper opposition were compelled to, brought the name âLuderâ in connection to lotter (âslovenâ), Luderleben (âdebauched lifeâ), and Lockerspeise, or Aas (âcarrionâ), and the odors associated with the latter. In other words, they quoted linguistic usage that was possible at the time and that one finds intact to this day in words like Luder (âscoundrelâ) and Lude (âpimpâ). The other camp of interpreters, philologically educated as it was, knew the rules of sound change and semantic change, and defended an opposite position. According to their theory, Luder is connected to the word lauter, or âhonest.â
What we can deduce from these opposing interpretations is the irritating fact that, as so often, quasi-scientificâin this case, philologicalâarguments are wielded in a rhetorical tournament jostling for the correct worldview. Contradicting the above, it has recently been proven with great philological accuracy (Moeller and Stackmann, 1981) that the change from Luder to âLutherâ referred neither to lotter (âslovenâ) nor to lauter (âhonestâ), but rather, that the change came about because at the time he changed his name, Luther was signing letters he wrote to his friends (e.g. Spalatin, Melanchton, and Lang), with the name Eleutherius (i.e., âthe liberated oneâ, âthe one who feels freeâ). This âderivationâ from the Greek is symptomatic of that mixture of allusion and interpretation, using etymologies, which was commonly used in the Humanistic Circle (Humanistischer Kreis). Luther applied the same stylistic devices weighed down with self-interpretation.
Luther used the signature Eleutherius only between 1517 and 1519. There is a definite chronological correspondence between his use of the Greek epithet and the changing of his German name. The Greek epithet appears shortly before his Theses, that is, before their publication. In 1519, it disappears abruptly. Moeller and Stackmann put forth the theory that the connection between the name change and the epithet Eleutherius expresses latently in 1517 what later becomes manifest in the idea: Lutherâs new conviction that he had become free from other human beings through his servitude to God. Lutherâs new self-conceptââfreedom through servitudeââwas first symbolized in the Greek epithet and finally confirmed in the symbolic/pragmatic name change. Lutherâs writings develop and explicate theoretically in retrospective what had already been accomplished symbolically in the act of representing a conviction.
If one interprets this biographical detail in the life of the translator, theologian, and truth seeker more exactingly, then one sees a characteristic image become manifest in the symbolic act of Lutherâs name change. That is, the new name âLutherââretaining the âold,â the family, and religious tradition except for the one letter, which he replaces by two othersâsymbolically joins the past with the new conviction expressed in an âoldâ language. The name thus is more reformed in the symbolic new formation than it is actually newly formulated.
The contradictory unity of âliberty and servitude,â symbolically implied in the name change, refers, through Lutherâs seemingly magic use of linguistic symbolism, to an encompassing symbolic pattern of world and self-interpretation, to the allusion or re-evaluation of his own life as well as of the world via symbolic acts. At the same time, the symbolic act or symbolic context lends all the individual elements and individual experiences a consistent, uniform meaning. This becomes visible in the issue of mind-body or soul-flesh. Flesh, or bodyâmaterial housing of the soul and/or mind in our culture usually suffers a bad reputationâgains its meaning and worth, if any, through its visible or suspected symbolic connection to its tenants, who are considered superior to the lodging (i.e., through the soul and the mind, which in their turn represent a superior or the Supreme Being of whom they partake). If soul and mind are free, then so is the whole person. In short: Along with his name change, Luther has not only pulled a new spiritual cloak around his old Adam; the old Adam becomes a whole new person. The symbolic conversion becomes a real one.
Christian tradition knows many precursors to this conversion figure. Luther chose one of the most prominent, albeit not as exemplum vitae, but rather as a form of existence. He chose that inquisitive rager Saul, on whom suddenly, on his way to Damascus (Acts 9) âa light shone from heaven,â who heard a voice saying âSaul, Saul, why are you persecuting me?â3, who was the only one among his companions to understand the voice, who became blind and finally regained his sight from out of the blindnessâwho turned from a Saul into a Paul.
Almost 1500 years later, this story can be told in a different way. It is given a different context and a different milieu, but remains perfectly recognizable. Saulâs journey to Damascus becomes Lutherâs return from Gotha to Erfurt. The fledgling law studentâLutherâs father wants his son to make his career in this fieldâhas bought the necessary books in Gotha. On his return, he experiences a âfrightening apparition from heaven.â4 He secretly sells all his law books, gives a goodbye dinner for his friends in Erfurt, and goes âimmediately to the Augustinian monastery in Erfurt that same night. For that was what He had ordered, and became a monk.â In the Erfurt monastery of the Augustinian hermits, he first is named Augustinus5 after the saint of his order, another conversion story. But already shortly thereafter, he is called âMartinusâ again. And then the revived Acts of the Apostles and Lutherâs own self-interpretation permanently gain the upper hand. Professor Nathin, one of Lutherâs theological superiors, recommends him to the nuns in the convent of MĂźhlhausen as a âsecond Paul,â who âwas miraculously converted, just like the apostleâ (Friedenthal, 1983: 59ff.).
Saul/Paul is more than a mythical pendant to Martin Luther. Paul became not only an âidentification figureâ for him, but also the crown witness of the âHoly Scriptureââa crown witness, however, who never saw Jesus, but only knows Him from the acolytesâ stories and sermons. A crown witness, in other words, who possesses authority not through his presence or participation in the event, but rather through his convincing interpretation of what he has heard. And, conversely, the reported stories attain their meaning and authorization not through the eyewitness, but rather, through the interpreter. Consequently, in Lutherâs prologue to his Romans theology, he says, âThis Epistle is the true central piece of the New Testament and the truest Gospelâ (Luther, 1983b). Accordingly, it is here, in Romans 3:28, that we find the focal point for the development of Lutherâs theology: âTherefore we conclude that a man is justified by faith apart from the deeds of the law.â This âaloneââ sola fideâLuther adds to the âoldâ faith, the âoldâ text, the same as he added the âthâ to his name. Here, too, he is following the example of his model, who signalled his conversion by changing one letter of his name, albeit the first one. He changes the old interpretativelyâonly seemingly in a minimal wayâby centering it in one specific meaning.
But stories and myths would not exist, or continue to exist, if they werenât capable of rejuvenation while maintaining their structure. They connect predecessor and successor, make visible the repetition and, at the same time, vary the material, actualize it, revitalize it.6 Thus, the âsecond Paulâ from Erfurt has Saul/Paul as his model. The Saul from the New Testament for his part refers to a Saul from the Old Testament who also tenaciously pursues a just man. The Saul from the New Testament and his successor were able to convert âto redemptionâ; the Old Testament Saul, on the other hand, unwillingly performed a negative conversion âaway from redemption,â an act from which he never recovered, all his efforts notwithstanding. Saul/Paul are hereâprior to the works of Jesus, âDavidâs sonââstill split into two actors: Saul and David.
The former becomes disobedient to his God. God loses âinterestâ in him (I Samuel 15). The other, David, is selected in order to replace the former. Saul tries to appease his Lord through visible deeds and sacrifices. His attempts are to no avail. David, the newly elect, has no works to show (yet), but still is preferred, âFor the Lord does not see as man sees; for man looks at the outward appearance, but the LORD looks at the heartâ (I Samuel 16:7). The leitmotif of Lutheran theology is sounded here in no uncertain terms. Not the works, but faith alone; not that which is visible from the outside, but the âinteriorâ that is invisible to others, the heart decides on the path toward attaining âjustice before God.â Already here, Lutherism and Calvinism become recognizable in their structural opposition.
But in Lutherâs real existence, too, this interestingânot only for sociologistsâapproximation of life to theology and vice versa take place. The Old Testament Saul is not only ârejectedâ by his God, he is also punished with the âdistressing spiritâ (I Samuel 16:16) or, in modern parlance, with melancholy and despair. When that âdistressing spiritâ comes over him, the only thing that can help him is harp music. David is a virtuoso on the harp and thus Saulâs therapist: âAnd so it was, whenever the spirit from God was upon Saul, that David would take a harp and play it with his hand. Then Saul would become refreshed and well, and the distressing spirit would depart from himâ (I Samuel 16:23).
For Luther, who suffered bouts of deep depression all his life, it was music more than anything that helped soothe sadness and despairâto be exact, helped against âSatan, the spirit of melancholy.â When he was suffering from those attacks, friends would bring him his lute. And Lutherâreportedly a master of this difficult instrumentâwould begin to play. Luther himself expressed his understanding of music by quoting the old patterns, as âprologue to all good breviariesâ (1538).7
His state improves. The evil spirit leaves him.8 David-Martinus-Paul II (let us remain in the terminology of myth and legend) hold their own against Saul I-Saul II and their evil spirit, a spirit that can completely besiege a human being, overpower him, and drive him to suicide.9
What is divided up between two people in the Old Testament, between the one rejected and the one elected (Cain/Abel, Saul/David), between two antipodal Doppelgänger, in the New Testament is transferred, especially through Paulâs writings, onto the individual. The double structure becomes the characteristic of the individual, his essential and by the same token antipodal possibilities. The conversion is the visible realization of this double structure within one person, made manifest through action. Conversion is a specific form of presentation and self-interpretation, which we have inherited from our Judeo-Christian tradition and which seems to persist, albeit with new contents.
Lutherâs way of dealing with his own name and the concomitant acceptance and âlived appreciationâ of examples passed down through a âholy text,â no matter how marginal they may have appeared initially, connote a thoroughly symbolic self-perception that marked Lutherâs perception of his life. They connote the contradictory unity of âbeing free in respect to others and in respect to the worldâ on the one hand, and âservitude to Godâ on the other. In this context, âservitude to Godâ conceals the fact that Luther, when he uses the term âfreedomâ in general, goes much further: It is his conviction that humans without God are fundamentally unfree. God alone is free and in possession of a free will, the only subject entitled to freedom in general and, thus, also freedom concerning His will. âHuman willâ on the other hand, according to Luther, âis set down in the middle. Like a beast of burden, if God sits on it, then his will and direction are as Godâs, like in the Psalm, âI have become a beast of burden and I am always with You.â If Satan sits on it, then his will and direction are as Satanâs. And it is not in the realm of his free choice to run to one of the two riders nor to seek out one or the other; for the riders themselves fight in order to keep him or claim him.â10
Upon closer inspection, this much-quoted simile of the human will as beast...