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Developing an Adequate Theory of Self-Observation
Joshua W. Clegg
The persistence of something like a âdebateâ over the status of self-observation is written deeply into the soul of psychologyâin every generation, self-observation seems always to find its legions of detractors and yet always remains, in one form or another, at the heart of psychological research. The most basic points of debate have not changed a great dealâfor example, the possibility of a divided consciousness (which pitted Comte against Mill), the comparative limitations of introspection and retrospection (as debated by James and the Wurzburgers), etc.âbut the âofficialâ history of the discipline often seems to imply that the debate ended in a decided loss for introspection. Most have argued, following Boring (1953), that the disciplinary struggles of the first few decades of the twentieth century exposed the fundamental unreliability of introspection and so led to its demise in the wake of a behaviorist revolution.
The assumption that introspection somehow vanished has issued in periodic calls to revisit some form of self-observation. In the 1920s and 1930s, we see many defenses of introspection against the various objectivist onslaughts (e.g., DeSilva 1930; Washburn 1922; Wheeler 1923) and as early as 1954 we see Bakan citing the âneed for a psychology which is more appropriate to its problemsâ (Bakan 1954, 105) and so a return to introspective research practices. We see similar calls throughout the twentieth centuryâe.g., Lieberman (1979) advocating for âgreater acceptance of introspection and the mindâ (332), Grover (1982) defending the value of âintrospective verbal reportsâ (211), and Gould (1995) advocating for introspection as a method in consumer research.
From the hindsight of history, however, we can see that the so-called âdeathâ of introspection was greatly exaggerated. As Costall (2006) and others have shown, the rise and fall of introspection is more of a creation myth than a historyâan oversimplification that served particular goals but did little to reflect the actual practices of psychologists. Even Boring, who contributed significantly to this creation myth, asserted in 1953 that âintrospection is still with us, doing its business under various aliases, of which verbal report is oneâ (169). The social sciences have always relied on various forms of self-observation and so the periodic resurfacing of âintrospectionâ in the literature has not been so much a call to resurrect introspection as to acknowledge the ongoing practice of self-observation and to more rigorously define its epistemological status (and, to a lesser degree, to define the proper forms for producing self-observation data).
The current volume, then, belongs to a long tradition of scholarship intended to bring the discipline of psychology back to a theoretical project that we have continually re-abandoned in the name of âobjectivityâânamely, the development of robust and empirically adequate theories of self-observation. This volume begins from the assumption that this project cannot be avoided through the obvious self-deception that behavioral observations, fMRI scans, or scaled self-reports do not involve self-observation. The reality is that all of the psychological disciplines share a âreliance on introspection and subjective reportsâ (den Boer et al. 2008, 381) because, as Overgaard (2006) argues, âno physical phenomenon can be a more reliable indication of a given conscious state than the introspective reportâ (Overgaard 2006, 630-31). We cannot ignore the centrality of self-observation in the psychological disciplines and so there is a serious need for more adequate self-observation theories and practices. In the remainder of this introduction, I will outline what I consider to be the most basic questions that any theory of self-observation must address and I will then indicate how the subsequent chapters attempt to address those questions.
The Wrong Questions
Most theories of self-observation treat it as an ontologically and epistemologically special caseâthat is, they assume that the observation of âobjectsâ is a fundamentally different kind of activity than is the observation of âconsciousness.â This distinction derives from the assumption that self-observation cannot âbe âconsensually validated,â as other people cannot observe anyoneâs consciousness but their ownâ (Locke 2009, 24). âObjectiveâ knowledge, it is assumed, is based on public, verifiable, external, and transparent entities while self-observation concerns only private, idiosyncratic, and internal experience. Objective analysis provides us with universal categories of meaning like length and not hopelessly idiosyncratic categories of meaning like imagination and, as such, the study of âobjectsâ provides a different, and in fact more reliable, kind of knowledge than does the study of the âsubjective.â
The necessary consequence of this familiar distinction is a fundamental solipsismâthat is, an a priori assumption that the consciousness of another is always a postulate and never a datum; something we infer but never really know:
This conception of behaviour not only entails the assumption that our understanding of other peopleâs intentions, feelings, and so forth, can only be based on inferences, but alsoâgiven the assumed logical disconnection between behaviour, and intentions, etc.âsuch inferences lack any premises. (Costall 2006, 638)
The inevitable ending for such a beginning is the denial of, or at least the permanent reservation of judgment concerning, the consciousness of another. The assumption that âthe minds of others are closed territoryâ and that âall that I have experiential access to is their behaviorâ essentially âimprisons me within my own mindâ (Zahavi 2008, 519). This sort of solipsism is where the behaviorists arrived and seems the logical destination for the various forms of physicalism.
And yet, nearly every human being experiences some others as conscious and can quite reliably distinguish the conscious from the nonconscious (as though these were âreal,â i.e., consistent, categories). It is easy, and certainly fashionable, to reduce the experience of anotherâs consciousness to a sort of epiphenomenal fantasy; to face the âhard truthâ that we can directly know only physically sensible traces and so must infer, perhaps wrongly, everything else we think we know of one another. If this is our starting place, however, then there is not much meaning to self-observation as a method for producing general knowledge. Indeed, the very idea of genuinely public knowledge becomes suspect. If what I know of others is only what I know of myself, then all knowledge becomes private knowledge and all observation becomes self-observation; the Cartesian anxiety presides over all of our reasoning. One of the most basic challenges in developing a theory of self-observation, then, is to find a better starting place, one where we can account for what is being observed such that meaningful intersubjectively validated inferences are possible. But this problem needs to be defined more precisely if it is to be addressed in any useful way.
First of all, the traditional distinction between external and internal objects of perception is surely a specious one and deserves to be abandoned. It is not, in fact, the case that experiences of length or EEG readings or key presses are the properties of an external world, while experiences of imagination, or anger, or daydreams are properties of the internal world. At the level of experience, in fact, there is no meaningful way to conceptualize an âexternalâ perception. As Burt (1962) argues, âstrictly speaking, every first-hand observation is necessarily âprivateââ (231). When a scientist records a reading from an instrument, she is recording her own experience, her own perception, and no quantity or sophistication of mechanical interface can change that fact. I can no more directly âfeelâ your perception of length than I can âfeelâ your experience of anger and, in this sense, both of these experiences can be called âprivate.â But we can both experience anger in response to the same state of affairs in precisely the same way that we can both experience length in response to the same state of affairs and, in this sense, both of these experiences can be called âpublic.â
The essential point here is that all experiences are private in the sense that they are âmineâ and all can be made public in essentially the same wayâi.e., through various forms of languageâand so we cannot coherently maintain the hard distinction between subjective and objective:
We cannot ignore the epistemological tradition that since Kant demonstrates that we do not have access to the objects âin themselvesâ apart from the very accessing process. A scientific model is not the exact reproduction of an independent external reality, but a set of technological acts which highlight a set of invariants, acts which have stabilized, and which have obtained an intersubjective agreement. (Petitmengen and Bitbol 2011, 95)
If pushed, I suspect most of us would grant that the scientist possesses no special access to an independent and objective reality. The problem, however, is that though we may all agree that the experiential qualities of both length and anger are roughly equivalent elements of an interpreted human experience, yet we still talk about measuring length âas suchââinstead, for example, of talking about the intersubjective variability in particular experiences of extension. We maintain this sloppy mental habit, presumably, because the variability between different visual experiences of extension is so small. It is this stability of interpretation which has allowed the natural sciences to reify and externalize sensory, interpretive qualities as independent of human experience and intrinsic to stable, external objects. But this distinction does not withstand scrutiny. Length and anger are both âprivateâ and âpublic.â Both expressions of length and expressions of anger are intersubjective, both are born out of collisions between embodied conscious beings and their world; neither of them can be fully described as âinsideâ or âoutside,â âprivate,â or âpublic.â Both are built and maintained in the intersubjective negotiation of symbolic meaning and to the extent that one can be public or verifiable, so can the other.
The Right Questions
The most basic theoretical problem, then, for any theory of self-observation is not to account for some special kind of nonpublic, purely subjective knowledge; the problem is the same one encountered by all kinds of scientific knowledgeânamely, to define the conditions under which we can intersubjectively validate reports of individual experience. The physical sciences have approached this problem essentially by attempting to suppress and transform the languages and subjectivities of observers, stripping away culture, sociality, history, and personality, through discourses that imply an independent, uninterpreted object. This has been possible because of the relative simplicity of ânaturalâ objects, but in the social sciences we cannot profitably labor under such simplistic philosophy of science. We must acknowledge, theorize, and work with the full complexity of the intersubjective negotiation if we are to ever account for how we build shared inferences.
The essential implication of this line of argument is that the most basic unit of analysis in any self-report or self-observation context is not a narrative report, an fMRI scan, a survey score, or any other particular âdata set.â The basic unit of analysis is always the relationship or context within which those data are producedââthe communication of experience involves an exchangeâ (Jack and Roepstorff 2002, 335) and so data only make sense in terms of the whole intra and interpersonal interplay that produced them: âscientific results are gained from and refer back to a life-world of shared intersubjectivityâ (den Boer et al. 2008, 397). The point here is that when we attempt to interpret any form of self-observation, we are not interpreting the data point, but the data negotiation. Even the most basic forms of research interaction are âembedded in a second-person interaction which involves exchange of frames of reference and of attentional focusâ (Roepstorff and Jack 2004, vi).
The minimal analytic case, then, for an inference based on self-observation (and, for that matter, any kind of observation) is what we might call the local inferential relationshipâthat is, the relationship between an interpreter who is embedded in and embodies the values, norms, and codes of a scientific tradition (as well as more idiosyncratic personal traditions) and a self-observer who expresses his or her experience from a particular sociohistorical location (which may also include a particular scientific tradition). This minimal case embraces âintrospectiveâ and âself-reportâ contexts, and other contemporary self-observation traditions, and dispenses with the untenable distinction between âinternalâ and âexternalâ forms of observation. Even in this minimal case, the layered forms of interpersonal negotiation involved in âdata productionâ are of daunting complexityâat the very least, a viable theory of self-observation would require an account1 of how the intrapersonal and interpersonal negotiations involved in a particular reporting process produce âdataâ and related interpretive conclusions.
Inferential Negotiations
The intrapersonal negotiations of the self-observerâthat is, the navigation within oneself of different recollections, interpretations, moral shadings, individual purposes or commitments, etc.âand the resulting ambiguity and indeterminacy of self-reports, are, of course, a notorious aspect of self-observation and one of the chief targets of critique. The source of so-called âerrorâ in self-report has almost always been conceptualized in terms of the simplistic subjective/objective divide and so the various irregularities in the inferential context have been primarily localized âinsideâ the self-observer. The self-observer is essentially accused of: (1) unreliable memory, (2) limited self-knowledge, and (3) biased self-interpretations (and occasionally of outright deceit, but that is a problem not considered unique to self-observation). In the following discussion, however, it should become clear that all of the possible sources of inferential error involved in self-observation research can be more meaningfully conceptualized in terms of a relational negotiation, rather than in terms of a set of personal or internal âbiases.â
Unreliable Memory
Error is ascribed to the self-observer, first, in terms of the transformation of memory across time: âone problem with retrospective recall of events as data concerning actual behavior stems from the well-substantiated finding that memory is reconstructive and degrades over timeâ (Wallendorf and Brucks 1993, 343). Of course, any report of a self-observation will, to some degree, be retrospective and so this critique is not reserved for experience-distant self-observations: âthe absolute veracity of our immediate inner apprehension of a conscious state should be considered in the light of the fallibility of our memory a moment laterâ (den Boer et al. 2008, 385).
There are some obvious theoretical leaps in talking about âmemory degradationâ and so this assumption should be taken with some cautionâthe kinds of inferences that we can justifiably make on the basis of memory research all relate to how memory reporting is produced and negotiated among researchers and participants, and it is naive to assume that all of the irregularities in that process are purely a function of fallible participant memory. Speaking within the confines of empirical warrant, then, the sweeping ontological generalization of a fundamentally âfallible memoryâ can be more prudently expressed in terms of the modest assertion that there is greater inter and intra-subjective agreement about experience-near than about experience-distant self-reports. Stated in this way, adequate memory reporting becomes a meaningful boundary condition for any valid theory of self-observation but not an insurmountable barrier rooted in all of the ancient agonies of dualism.
Limited Self-knowledge
A second source of error commonly attributed to the self-observer is the assumption that he is perfectly willing to report on aspects of his experience about which he has no direct knowledge. Research participants regularly provide information on their motives and yet âlack of awareness of and inability to report on general principles that guide their behavior, or the relevant contextual contingencies that situate and modify these regularities, is a fundamental premise of social science researchâ (Wallendorf and Brucks 1993, 345). This assumption was most explicitly defended by Nisbett and Wilson (1977), who argued that research participants have âlittle or no direct introspective access to higher order cognitive processesâ (231). Their principal contention was that, in laboratory research, participants provide explanations that do not coincide with what the researchers take to be demonstrable influences on participant behavior. They further argued that participants can be âshownâ to respond to stimuli that they themselves do not acknowledge, and in ways that they themselves do not accurately rep...