CHAPTER 1
WARTIME DIPLOMACY AND THE ESTABLISHMENT OF THE MANDATORY REGIME IN PALESTINE AND TRANSJORDAN
The modern history of the interplay between Britain and Jordan is part of the longer and larger story of the British Empire, and unfolds within the broader and more complex story of the Empireâs involvement in the Middle East. In bringing forth the undertold story of Jordanâs founding years and its bilateral relationship with Britain, the logical place to turn for both fact and analysis is the historiography of British imperial and regional strategy.
Structural Theories of British Imperial Strategy and the Middle East
The historiography of British imperialism in the Middle East, the British imperial historian John Darwin has argued, âis still a poor relationâ of the literature on the Empire in tropical Africa and India.1 The most likely reason is the complexity of the subject and the decentralisation of its primary sources. The British imperial presence in the Middle East has been ignored, Darwin and other writers claim, because of the division of regional control among the Foreign Office, India Office and Colonial Office, with significant influence also from the armed services and the Treasury. This bureaucratic maze has defied and frustrated the usual categories and research protocols employed by imperial historians.
A second explanation commonly offered for the limited output on the subject has been that most historians of the Middle East have not considered themselves to be historians of the Empire and so have made a limited contribution to debates about imperial history in the Middle East.2 Peter Sluglett notes that imperial history on the Middle East has been âdistinctly patchyâ, with the Eastern Question, Egypt and Palestine receiving most attention.3
Contributing to this lack of systematic study or material is the relative speed and lack of deliberation with which Great Britain brought its hegemony to the region. One of the most striking features of British imperialism in the Middle East was its rapid expansion. Britain became the suzerain power in the Persian Gulf and Egypt only during the nineteenth century, and by the twentieth century, its influence would wax and wane with remarkable and unprecedented variety and alacrity. The breadth of the Empire in the region was also extraordinary: no other power developed a more varied and far-reaching imperial network than Britain in the Middle East.4
The First World War (1914â18) was the critical final moment in the process. After the Alliesâ defeat of the Central Powers, including Ottoman Turkey (which controlled the Fertile Crescent), the British were granted control over Palestine (today Israel, Jerusalem, the West Bank and the Gaza Strip) and Transjordan (now Jordan) under the guise of a League of Nations mandate. The British were also granted a mandate in Iraq that lasted until 1930, when that country became nominally independent. The British were instrumental in establishing in Iraq the Hashemite monarchy that, in combination with a small ruling clique, dominated the politics of the country until its overthrow in 1958. In reality, the British enjoyed considerable influence in âindependentâ Iraq as a result of an unequal treaty that guaranteed Britainâs strategic interests. Ostensibly the British were answerable to the League via annual reports on the administration of mandated territories. In practice, the mandate provided the British with a convenient pretext for the expansion of their imperial influence.
Britain now had new imperial responsibilities, rapidly acquired. While the British paid lip service to the League of Nations, imperial defence and strategy outweighed their international commitments. Understanding how Britain proceeded in this context thus requires a fuller review of the theories of the Empire as a whole.
The history of British imperialism is replete with theories that seek to explain how a small island nation came to dominate much of the world. Currently there are two competing schools of thought in that regard. The first was developed by Ronald Robinson and John Gallagher and the second by P. J. Cain and A.G. Hopkins. The Robinson-Gallagher theory applies best to the later growth of the Empire. It argues that strategic considerations were the main motive for Britainâs imperial expansion during the nineteenth and twentieth centuries.5 The extension of the Empire resulted from challenges to Britainâs interests on the periphery of the Empire rather than from changes in central interests and policies in London, or the expansionist motives of British politicians. In this regard, the First World War was the key factor expanding the Empire to its height in the Middle East.
Robinson and Gallagher also stressed the distinction between âformalâ and âinformalâ imperialism. In the case of Jordan, this distinction suggests that the extent of British influence has been far greater than often assumed. Indeed, the British often avoided formal imperialismâdirect overt rule over a territoryâon the grounds of cost, preferring to retain an indigenous political system that they could subject to various types of influence. Michael Fisher defines indirect rule as âthe exercise of determinative and exclusive political control by one corporate body over a nominally sovereign state, a control that must be recognised by both sidesâ.6 This entailed hiving off to âindigenous bigwigsâ responsibility for internal administration. In reality, of course, âindependenceâ was a façade because the British exerted overwhelming economic, military and political influence. This system of informal or indirect rule often relied on an unequal treaty or alliance that defined the extent of intervention in domestic affairs and constrained the rulersâ freedom of action in their foreign policy. Not only was this mechanism cheap, but it allowed the British to extract themselves from confrontations with local national feeling, thereby preventing nationalist politicians from taking advantage of local issues in order to rouse the population against the British.7
This pattern of indirect rule had its origins in the princely states of India in the form of a residency system. The British routinely drew on the Indian residency model as a means of extending de facto imperial control at the lowest possible cost throughout the Empire.8 The evolution of this âsystemâ of imperial rule was based on a small number of competent British officials who relied on coercion, collaboration with local rulers and the impression they created of benign rule through popular acquiescence. This system of low-cost imperial administration also relied on locally recruited staff, leading to the development of a imperial bureaucracy. Some historians argue that the continuation of British influence was a confidence trick based on bluff rather than force.9 Palestine during the mandate clearly contradicts this notion. The mandatory era was characterised by outbreaks of violence that seriously challenged British rule and were only suppressed by considerable force.
The nature of Britainâs informal empire has been the subject of debate. Michael Doyle argues that the difference between formal and informal imperialism was a question of degree because in reality the outcome was the same.10 James Onley observes that British officials took the concept seriously to the extent that they tended to regard the distinction between formal and informal empire in constitutional terms. The formal empire included territories where the British were fully sovereign, but the informal empire referred to foreign regions where the British exercised a degree of suzerainty via unequal treaties, mandates, and protectorates.
According to Onley, Britainâs formal empire in the Middle East at its height in the twentieth century consisted of Malta, Cyprus and the Aden Settlement, whereas the informal empire included a wide range of territories including the Aden Protectorate, the Gulf shaikhdoms, British-protected Egypt, Anglo-Egyptian Sudan, British Somaliland and the mandates of Iraq, Transjordan and Palestine. Furthermore, Onley contends that the British continued to exercise considerable informal influence in states such as âindependentâ Egypt (1936â52), Iraq (1930â58) and Jordan (1946â56).11
Understanding imperial history in this framework also requires understanding the mentality of decision makers. An additional feature of Robinson and Gallagherâs thesis is their discussion of the âofficial mindâ of civil servants and politicians in London. The two authors study the official thinking of ministers and their advisors, as well as the wide range of moral and political influences that determined the policies they adopted. Robinson and Gallagher note that with certain exceptions, such as the formidable Lord Curzon, who served as Viceroy (1898â1905) and Foreign Secretary (1919â24), most decision makers had scant personal knowledge of the Empire. Their education and social background, combined with their detachment from the realities of Empire, led them to entertain a variety of prejudices and preconceptions about Britainâs overseas influence.12
These officialsâ control over the purse strings gave them a central but understated role. The âofficial mindâ they embodied, however, was characterised by divisions between government departments, such as the Foreign and Colonial Offices, on the one hand, and the Treasury, on the other.13 British policy in Palestine and Transjordan highlights the extent to which the official mind was split, contributing to the failure to develop a coherent policy.
Robinson also introduced the notion of âcollaborationâ.14 Without the voluntary or enforced cooperation of indigenous elites Britainâs strategic interests could not be assured.15 The British could exert overwhelming force over a territory but they could not succeed without mediators within the indigenous society. Robinson contends that the success of a collaborative system was proportionate to the amount of power and wealth invested in it.16 The system established by the British in Transjordan contradicts this contention because limited financial and military resources were expended but significant strategic and political returns were achieved.
In contrast with Robinson and Gallagher, P.J. Cain and A.G. Hopkins maintain that economic factors were the primary force motivating Britainâs imperial expansion. Cain and Hopkins focus on the m...