International counterterrorism – national security and human rights: conflicts of norms or checks and balances?
Myriam Feinberg
Buchmann Faculty of Law, Tel Aviv University, Israel
Security and human rights norms usually require a balancing act for their contemporaneous application but are often considered to conflict with one another. This is the case, especially when terrorism threats lead the executive branch to temporarily suspend or reduce its human rights obligations. Yet this presumption that these two norms inherently conflict is increasingly criticised. International terrorist sanctions regimes, such as that of the European Union and United Nations, are a prime example of this conflict because these organisations have been concurrently adopting counterterrorism measures, often through their executive branch and without any human rights protections. This article will use the 2008 Kadi case of the European Court of Justice as a framework to provide a contextual analysis of the term ‘conflict’ and provide criticism for the use of the conflict label to describe the relationship between national security policies and human rights, when norms of security and human rights should all form the benchmark of counterterrorism. This article will examine the legal issues created by the Kadi case and suggest that, despite the legal and normative uncertainties it raised, in practice, the case is an example of institutional conflict, or checks and balances that, in effect, actually enhances the fairness of sanctions regimes.
Introduction
Current discourse on international counterterrorism places security and human rights in conflict with each other. While this perspective is hardly new as security and human rights need to be balanced on a regular basis in democratic societies, the norms are increasingly conflicting, due both to the global nature of the terrorist threat, which requires wider-reaching security measures, and to the numerous human rights obligations imposed on states by international and regional instruments. This article questions the assumption that security and human rights should be seen as opposing values and attempts to map out the concept of ‘conflict’ in the specific context of terrorist sanctions.
Using the 2008 Kadi case adjudicated before the European Court of Justice (ECJ) as a framework to analyse the language of ‘conflict’, I critique the focus on the notions of balance generally and ‘conflict’ (between national security and human rights) more specifically, as triggering a choice between norms that should all form the benchmark of counterterrorism. I suggest that, despite the many legal and normative uncertainties raised by the Kadi case, the recent regional case law on terrorist sanctions is, in practice, an example of institutional checks and balances, usually absent from international security and which, in effect, enhances the fairness of sanctions regimes by actively criticising executive measures and requesting the protection of fundamental freedoms from those adopting the measures.
1. Security and human rights: the language of balance
Numerous moral, legal and political justifications exist, either for the complete or partial derogation of human rights. In cases of public emergencies or war, states are entitled to derogate from and completely suspend certain existing human rights protections, thereby making them inoperative. Similarly, public health, national security, or other considerations, are considered to be legal justifications for the partial limitation of human rights in non-emergency situations. Of course, even in situations of emergencies, not all human rights are necessarily suspended and some rights are non-derogable, in which case, no exception or limit is acceptable. A definition of these peremptory norms, which create non-derogable rights, is included in the Vienna Conventions for the Law of Treaties,1 but the exact list of these rights is unclear. As the recent December 2014 release of the 528-page executive summary of the United States (US) Senate Select Committee on Intelligence’s 6300-page report on the CIA torture programme2 shows, freedom from torture, usually considered a non-derogable human right, has been spurned.
These derogations and limitations are included in various human rights instruments or policies: article 4 of the 1966 International Covenant on Civil and Political Rights3 allows states to derogate from their obligations under the convention for reasons of ‘public emergency’. Conversely, the European Convention on Human Rights includes a limitation clause for some of its protected rights, which then leads the court to conduct a balancing exercise between the right and its limitation:
The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of national security, territorial integrity or public safety, for the prevention of disorder or crime, for the protection of health or morals, for the protection of the reputation or rights of others, for preventing the disclosure of information received in confidence, or for maintaining the authority and impartiality of the judiciary.4
In the context of national security, the political discourse often oscillates between reassurances that human rights are respected and support for a security apparatus. In a 1977 case in the United Kingdom (UK), Lord Denning said:
It is a case in which national security is involved; and our history shows that, when the state itself is endangered, our cherished freedoms may have to take second place.5
When it comes to the specific case of terrorism, many counterterrorism measures are considered a necessary evil aimed at protecting the security of a population, sometimes at the expense of an individual or a group, leading to a language of balance between various norms. This balance between norms of security and of human rights – a necessary feature of democratic societies – becomes problematic if it leads government entities to make an exclusive choice between the norms. In this context, the events of 11 September 2001, and the nature of terrorism subsequently, have definitely shifted this so-called balance discourse to a discourse of choice.6 The language on counterterrorism itself changed drastically after 11 September 2001 when President Bush declared that the US was at war against terrorism.7 In the US, this new view formed the basis of the Patriot Act 2001 and for the 2001 Authorisation for Use of Military Force (AUMF) against terrorism8 and, more broadly, of a whole new legal discussion on the laws of war and their application to terrorism.9 The attacks of 11 September 2001 also resulted in the adoption of Resolution 1373 by the United Nations (UN) Security Council, which required its member states to adopt legislation to address terrorism.10 The resolution was adopted under Chapter VII of the UN Charter, which makes its obligations binding on member states. Following the attacks, many argued that an entirely new approach to counterterrorism should be adopted to reflect the new nature of the terrorist threat.11 This new approach generally prioritises security and can be seen in the US’ political rhetoric about counterterrorism:
First, our highest priority is – and always will be – the safety and security of the American people. As President Obama has said, we have no greater responsibility as a government.12
Such security discourse is not isolated and has been summarised as follows: ‘in this world; security (hence order) is prior to justice’.13 For Thomas Pool...