eBook - PDF

Comparing European and U.S. Securities Regulations

Name: Comparing European and U.S. Securities Regulations
ISBN: 9780821382530

MiFID versus Corresponding U.S. Regulations

Tanja Boskovic,

Caroline Cerruti,

Michel Noel,

English
PDF
Available on iOS & Android

eBook - PDF

Comparing European and U.S. Securities Regulations

MiFID versus Corresponding U.S. Regulations

Tanja Boskovic,

Caroline Cerruti,

Michel Noel,

About this book

The purpose of this paper is to compare the European Union (EU) and United States (U.S.) securities regulations. In November 2007, the market in financial instruments directive 2004/39/EC (MiFID) came into force in the EU, and brought about deep changes in the market infrastructure. The same year regulations National Market System (NMS) in the U.S. was fully enacted and reformed equities markets. This study compares MiFID with the corresponding U.S. regulations, and primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. Implementation of the rules enforcement and right to redress are beyond the scope of this paper. Likewise, the paper does not intend to judge the effectiveness of the two regulatory systems.

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Yes, you can access Comparing European and U.S. Securities Regulations by Tanja Boskovic, Caroline Cerruti, Michel Noel in PDF and/or ePUB format, as well as other popular books in Diritto & Diritto finanziario. We have over one million books available in our catalogue for you to explore.