1 Introduction
Colin Barker
The essays in this volume originated as contributions to a lively and multi-stranded conference on âAlternatives Futures and Popular Protestâ at Manchester Metropolitan University in April 1995.
The study of protest and collective action is more established on academic agendas in the United States and in Europe than in Britain. This is perhaps slightly odd, given the extensive contemporary and historical significance of these issues in the making and remaking of British society. For if the academic study of popular protest is relatively underdeveloped, the phenomenon itself is widespread, as a glance at any weekâs national and local news reveals. Behind, and interwoven with, the formal oppositions of official politics run myriad strands of locally, nationally and internationally focussed protest activities, formal and informal. Neighbours in a street organize a petition or a temporary blockade of a busy road after a child is injured; thousands of people participate in efforts to defend the welfare of veal calves; the testing of atomic weapons on a remote Pacific atoll becomes the occasion for a multitude of protests across the globe.
Processes of social transformation within capitalist society regularly throw existing patterns of life and moral assumptions into confusion, inviting forms of resistance and the elaboration of alternatives. A number of these pressures are registered in the essays here: the impact of workplace closures and de-industrialization on particular workforces (Collins) and also on whole urban regions (Johnson); state attempts to shift the burden of taxation (Bagguley) and to rationalize welfare provision (Barker); growing rifts between popular aspirations and existing political and social systems (Dale and Clegg); the social disasters imposed by imperialist war (Howard); growing perceptions of threat to the environment (Kennedy and Purkis).
The literature on social movements is essentially concerned with the creative responses groups make to the problems that capitalist development generates for them, as they search for means to control the potentially devastating effects on their lives of changes imposed from above and outside, and as they envision alternatives. Its subject-matter is thus central to problems of contemporary social and political practice.
A number of interrelated themes are woven into these essays. One of these is the widespread existence of oppositional ideas within modern society. As Bagguley suggests, perhaps the largest and most effective single protest movement in postwar Britain, the campaign against the poll tax, was underpinned by a âmoral economyâ of the kind that Edward Thompson (1971) detected within eighteenth century food riots. This âcomplex bricolage of individual and collective sentiments and rationalitiesâ is generated and sustained as a shared if often subterranean set of critical popular responses to everyday inequalities of power.
A âmoral economyâ may seem to be a relatively fixed set of collectively shared prejudices. But, constructed as it is from shifting daily experience and remade and reinforced through informal networks, a moral economy is subject to continual innovation. Additional themes appear within what Clegg terms âthe common sense of an eraâ. Among those registered in these essays are the shifting evaluation of the place and rights of women (and men) and the relations between them, and a deepening anxiety about environmental issues which underlies the movements discussed here by Kennedy and Purkis.
At any one time, overt political behaviour may be a poor guide to these structures of evaluation, feeling and aspiration. Often existing as what Scott (1990) terms âhidden transcriptsâ, they have the capacity, seen clearly in Daleâs account of the autumn and winter of 1989 in former East Germany, to erupt into the public arena with devastating power. Or, as in Howardâs fascinating historical recovery, they can quietly undermine a whole imperial military machine. The study of social movements tends to throw into question those accounts of social order which treat it as the product of value consensus. Here, submission to authority seems more fragile, resting more on pragmatic judgements of the current risks of open expression of desire, given an awareness of unfavourable power balances and dispositions of forces.
The study of social movements deals with slippery objects. Marwell and Oliver declare, with reason, that defining the term âsocial movementâ is a âtheoretical nightmareâ (1984, pp.4-5). Cleggâs discussion of the womenâs movement in Britain distinguishes between broad and narrow definitions, recognizing that each contains its own partial truth. Too often, we âknowâ movements through their public spokespeople and activists; only occasionally, as in Daleâs account of the homemade banners and the informal editing of popular slogans within the insurgent crowds in Leipzig, do we get to hear the voices of the ârank and fileâ â and thus, also, to estimate the relation between those voices and those of the recognised oppositionists. Nor are the boundaries between âmovementsâ as neat and tidy as theory might hope: is Earth First!, in Purkisâs essay, part of the history of environmental protest, or of anarchism? Questions like these pose practical issues for participants in movements. For they involve dilemmas and arguments about movement meanings and identities, about the relation between specific protests and larger narratives and theories. Within movements, different tendencies contend over such matters as the degree to which issues should be âisolatedâ or âgeneralizedâ (as in Barkerâs discussion of a community protest), and thus about movementsâ forms, direction and leaderships. Such internal arguments surface in various forms in a number of these essays.
There is a distance between the existence of a âmoral economyâ and its actual expression in a practical movement. If the moral economy (a critical aspect of popular commonsense) provides intellectual resources on which people may and do draw, its forms of expression are as diverse as human ingenuity. As Bagguley stresses, most of the time (including those moments when it energises collective action) the public disclosure of popular feeling is constrained by another aspect of common sense, which he terms âinformed fatalismâ. This duality of everyday political consciousness sets up tricky problems for those who seek to activate and lead movements. Collins explores the processes by which activists work to capture and transform existing linguistic modes which were not originally designed as containers of protest. Dale offers us one image of this: a portrait of Honecker carried on a demonstration against the regime, only now in a parodic-travestying form (on which see Bakhtin, 1981, ch 2). Collins shows us witty communist shop stewards playing with their opponentsâ language, mocking and converting it into an offensive weapon. (Consider the passage that climaxes in âWhy arenât you standing on your own two feet?â) Purkis shows us EF! protestors seizing mahogany tables, thereby seeking to impart comic, and thus realist, distance to commercial goods on the grounds that they are âstolen propertyâ.
Everyone, remarked Gramsci, in a notable assault on all elitist thinking, is an intellectual. But, he added, not everyone has the function of an intellectual (1971, p.9). Those who seek â successfully or not â to perform that function within movements haunt these pages. Ratcliff (1984) argued some years ago that social science should pay more attention to the role of the âcadre of committed grass-roots level âmilitantsââ we find in every movement. There are no movements without ideas, or without those specific people who seek to embody those ideas in practical organization and activity. Activists of various kinds appear in these pages, as protestors, organizers, representatives (actual and would-be), leaders, speakers, academics, agitators, even ethical business people, all performing that âintellectual functionâ which is inherent in all protest activity.
We can understand little about social movements if we ignore the always problematic relations between activists and followers within them. If sometimes â as in the anti-poll tax movement, or Howardâs âshirkersâ revoltâ â movements seem to us to be spontaneous and leaderless, we are probably admitting that we donât know enough about them to grasp their complex internal dynamics (Goodwyn, 1991). Sometimes, as in these two examples, a movement can be effective without any strong central leadership, because the participants hold effective individual sanctions (nonpayment, opportunities for desertion) in their hands. In other cases, movement success depends on overt coordination, and immediate individual sanctions are less available. This characterised the situation facing the campaigners against hospital closure in Barkerâs study. In such circumstances, issues concerning what leading cadres of movements say and do, and how they organize themselves, become more critical. These are themes that appear, variously, in the essays by Clegg, Collins, Dale, Johnson and Purkis. Certainly leaders and their immediate core cadres do more than simply ârepresentâ movements in an unmediated fashion. Whether successfully or not, they play a creative part in formulating projects, defining goals, responding to antagonists, containing or expanding mobilization. The tasks are always complex, and by no means always adequately achieved, as Johnsonâs study of Militantâs leadership in Liverpool argues. In Daleâs account of the East German revolution, the huge crowds in the street demonstrations clearly had aspirations that went well beyond the visions of the middle class New Forum leaders, but never found an adequate leadership and organizational form through which to achieve them. Purkisâs study poses a different dilemma: how do those who reject âleadershipâ (treating it as embodying the principle of bureaucracy) break out of the relative isolation of âdirect actionâ politics to reach wider audiences and achieve wider mobilizations?
Most social movements and protests have a clearly defined target and opponents. It is the interaction between movements and the forces they contest that shapes their development. Waddington, in the final essay in this volume, offers a unique study of one element in the structure of movementsâ opponents: the police. Waddington shows how a theme that appears in Collinsâ paper on the language of opposition also shapes police responses: they negotiate âtermsâ to manage and contain demonstrations and other potential sources of disorder in London, using essentially non-legal means to pursue their own interests in avoiding âtroubleâ. Although, as the essays by Howard and Dale also remind us, officialdom is not always so successful.
On one issue in recent debates, that surrounding ânew social movementsâ, the authors here are anything but unified. What is perhaps at issue is what should count as a sign of ânewnessâ: is it the nature of the issues and demands posed by movements, or the character of the surrounding society, or again some characteristic of the movements themselves: their organizational forms, ideas, activities, social compositions, or relations with audiences and antagonists? Some of these essays reveal scepticism about ânewnessâ claims on many of these dimensions, while others are more inclined to accept and celebrate novelty. In some of the practices of the ânewâ movements (witness the essays by Kennedy and Purkis) there are powerful echoes of older traditions, of both the 19th century cooperative and narodnik movements.
Social movement theory, like its object of study, is in constant flux and development. We hope that further conferences and publications will extend the theoretical development of some of the themes explored here.
Our particular thanks to Maggy Taylor for her extraordinary assistance in the production of this volume.
References
Bakhtin, M. M. (1981), The Dialogic Imagination: Four Essays, University of Texas Press, Austin.
Goodwyn, Lawrence (1991), Breaking the Barrier: The Rise of Solidarity in Poland, Oxford University Press, New York.
Gramsci, Antonio (1971), Selections from the Prison Notebooks, Lawrence and Wishart, London.
Marwell, Gerald and Oliver, Pamela (1984), âCollective action theory and social movement researchâ, Research in Social Movements, Conflict and Change, Vol.7.
Ratcliff, Richard E. (1984), âIntroductionâ, Research on Social Movements, Conflict and Change, Vol.6.
Scott, James C. (1990), Domination and the Arts of Resistance: Hidden Transcripts, Yale University Press, Yale.
Thompson, E. P. (1971), âThe moral economy of the English crowd in the eighteenth centuryâ, Past & Present, 50, February.