1 Vaterlandslosigkeit
On account of certain events which had occurred in the city of Rome, it had become necessary to remove the children to safety, and this was done.... I was sitting on the edge of a fountain and was greatly depressed and almost in tears. A female figureâan attendant or nunâbrought two boys out and handed them over to their father, who was not myself. The elder of the two was clearly my eldest son.... This dream was constructed on a tangle of thoughts provoked by a play which I had seen, called Das neue Ghetto [The New Ghetto]. The Jewish problem, concern about the future of oneâs own children, to whom one cannot give a fatherland of their own, concern about educating them in such a way that they can move freely across frontiersâall of this was easily recognizable among the relevant dream-thoughts.
âFreud (from the analysis of his dream âMy Son, the Myops,â published in The Interpretation of Dreams)
By early modern times the paternal ancestors of Freud were living in Lithuania. He believed that persecution of the Jews had forced them to retreat eastward from the Rhineland in the fourteenth or fifteenth century. Of their subsequent route to Eastern Europe nothing is known. Freudâs short âSelf Portraitâ published in 1925 tells us only that his forefathers began making their way back west âfrom Lithuania, through Galicia to German Austria, in the course of the 19th century.â1 The passing reference to Lithuania (Litau) is a key to the historical background of Freudâs Russia and its personal significance for him.
Freudâs chronology of the exodus from Lithuania presents his family history in a greatly condensed form. Gravestone inscriptions in the Jewish cemetery at Galician Buczacz indicate that his direct lineage had settled there by the early eighteenth century.2 At that time Buczacz was about forty miles from the Russian border, on Polish land north of the Carpathians, which was annexed by Austria in 1772 and renamed Galicia. In compliance with Austrian law, the surname Freud was first adopted in 1787. No way has yet been found to trace the genealogy back to branches of the family left behind in Lithuania or elsewhere. Undoubtedly there were a great many such kinfolk, and some of them must have appeared in Vienna from time to time throughout Freudâs life, in the vast and ever-growing emigration of Jews from the Russian Empire. These Ostjude play a diverse role in the psychoanalytic liter-atureâas tragic victims, as comic stereotypes, and as revolutionaries. For Freud they also summoned up images of a dark and savage ancestral terrain. But we are getting ahead of the story.
The Lithuania of Freudâs ancestors was acquired piecemeal by the Russian Empire toward the end of the eighteenth century, through the partitions of Poland. The region includes the ancient cities of Vilna and Kovno (Vilnius and Kaunas in modern Lithuania), as well as Grodno, Minsk, Pinsk, Vitebsk, and Mogilev (now administered by the Belorussian Republic). Freudâs father came from a line of merchant Wanderjude, who in their day must have known all these commercial centers. Jews comprised only 10 percent of the general population in the Lithuanian provinces, but in the cities they were a major cultural force. For example, by the late nineteenth century Mogilev was 40 percent Jewish and Pinsk 67 percent. The Russian regime assigned the whole territory to the Pale of Jewish Settlement (in 1804). Here, in the era of pogroms (from 1881), anti-Semitic atrocities under tsarist and Bolshevik rule became notorious worldwide. Although the name âLithuaniaâ was suppressed by Russia after 1840, it was preserved by Lithuanian nationalists and in popular Western usage. Freud perceived the historical Lithuania of his ancestors in the light of subsequent violence and, as we shall see, with a conscious sense of âthere but for the grace of God go I.â In Civilization and Its Discontents, published in 1930, he foresaw the eventuality of genocide in Russia at the hands of the Communists. This view of human tragedy and destiny emerged from decades of personal and clinical experience, in which the problem of Russian national character played a significant role.
Two figures of importance in defining Russia for Freud were directly connected with the Lithuanian provinces. Max Eitingon, who became his righthand man in the international psychoanalytic movement, was born in 1881 in Mogilev, a city near the Russian Orthodox heartland. All his life Eitingon remained active in Russian emigrĂ© circles and served Freud as a source of Russian culture. It was he, for example, who presented Freud with the complete works of Dostoevsky in 1910. Dostoevsky himself traced his family roots to Pinsk, and his daughter AimĂ©e in her memoir (published as Dostojewski, geschildert von seiner Tochter in 1920), endowed him with a mythic lineage of âLithuanianâ origin.3 This ethnic embellishment lends a fitting symmetry to Freudâs dialogue with Dostoevsky, an episode to which in due course we shall return.
Freudâs mother, Amalie Nathansohn (1835-1930), had many close relatives in Russia. She was born in Brody, a notorious smuggling town then on the Russian border of Galicia, where her fatherâs family had lived as prominent merchants and rabbinical scholars since the seventeenth century. One of Amalieâs uncles (not identified) raised six children somewhere in Russia, and two of her older brothers settled permanently in Odessa: Hermann, a broker (1822-1895), and Nathan (born about 1825).4 Amalie herselfâregarded by her grandson Martin as âa typical Polish Jewessâ and âcertainly not what we would call a âladyâ,â but quick of wit and highly intelligentâspent part of her childhood in Odessa.5 Then she moved with her parents to Viennaâin time for her to applaud the role of Jewish students in the Revolution of 1848, which she recalled with enthusiasm. Recent research suggests that her brothers Hermann and Nathan themselves participated in the Vienna uprising, and escaped arrest only by returning to Odessa, where they evidently prospered.6
Sigmund Freudâs cousin Simon (the son of Hermann Nathansohn) was an officer in the Austrian army who later made his home in Odessa. He appears, in uniform, with Sigmund and others in a family photo of 1876. In 1883, he had his bank remit a sum of money to Freudâs sister Anna for her wedding, a gesture that Sigmund Freud privately criticized as indelicate and âreally not much from a rich uncle.â7 This suggests that the source of the funds was ultimately his Uncle Hermann, the Odessa broker. Freudâs reproach was an ironic jest that cut two ways (that is, what a vulgar way to give moneyâand so little of it!) for the amusement of his own bride-to-be. It has been suggested (from evidence in an unpublished letter written by Freudâs son Oliver) that Hermann was in fact the uncle âloved and honoredâ who figures in The Interpretation of Dreams.8 Freudâs other Odessa uncle, Nathan, had a daughter who married a doctor. One of course wonders whether they somehow contributed to the early appreciation of psychoanalysis in the Odessa medical community (1909). In any event, it is evident that the Odessa family connection remained vital through most of Sigmund Freudâs life. His maternal grandmother, Sara Nathansohn nĂ©e Wilenz, moved back to Odessa to live with one of her sons, and there remained, it is said, to a very great age.9 And his mother, frequently consulted by Freud on matters of intimate family history when he was writing The Interpretation of Dreams, was visited at least weekly by her son until her death in 1930. The exceptional closeness of his maternal bond helped keep the family ties with Russia alive in Freudâs consciousness, and nourished his revolutionary idealism, which lasted (with growing reservations) into the early years of the Stalin era.10
Two of Freudâs close relatives who lived in Rumania engaged in commercial ventures across the Russian border. One of these was Uncle Josef of Jassy, a younger brother of Freudâs father, who concluded his Russian enterprises as a convicted felon in 1865. After serving four years in an Austrian prison, he lived until 1897 in Vienna. His story, which understandably made a strong impression on Freud, deserves a more leisurely telling below. The other kinsman in Rumania was Moriz Freud of Bucharest (1857-1920), a distant cousin who in 1886 married Freudâs sister Marie. In a letter of 1898 Freud half-jokingly referred to Moriz as âhalf-Asiaticâ (with manners, that is, smacking too much of the eastern hinterlands) and âsuffering from pseudologica fantastica.â11 In Freudâs authorized biography by Ernest Jones, we are told that his father in old age seized âa momentary hopeâ and traveled to Russia on some unknown business transaction. It was in July 1883 that âa Rumanian cousin got the old man to travel to Odessa.â This might have been Moriz Freud, or one of Uncle Josefâs sons. The enterprise promised to yield perhaps âa few hundred guldenâ (says Jones), but it fell through.12 There were indeed people in Odessa, as we have seen, on whose help Jacob Freud might have counted, such as his wealthy brother-in-law Hermann Nathanson. The nature of his business in Russia, however, remains unknownâlike the nature of Jacob Freudâs livelihood in general during his decades in Vienna. No matter what he hoped to accomplish in Odessa, a Jewish merchantâs trip to Russia at that time, just two years after the assassination of Tsar Alexander II and the outbreak of pogroms that followed, has a certain aura of adventure about it, especially for a man of nearly sixty-eight years who had lived quietly (so far as we know) in Vienna for a quarter century. Had Freudâs father, in his earlier active traveling days as a cloth merchant, made trips to Russia? In all likelihood, but the sources are silent on this point, and leave it to oneâs imagination to sketch in the purpose of Jacob Freudâs late quixotic journey. No doubt the imagination of Sigmund Freud followed his father across the border of the Russian Empire in 1883.
Freudâs earliest published dicta on the Russian state appear in a letter of 15 August 1877 to an old boyhood friend, Eduard Silberstein. Here he berated the Russian ruling class and particularly the Romanov dynasty, in the following terms:
I have nothing against the Russians. I even loved them a priori. They impress me from afar, and moreover I know nothing about them, I have in mind instead only the nation, the ruling circles, and above all the Romanovs, those insane rulers, bad citizens, and untalented soldiers, those apes of the Berlin corporal who boasts of victories! I donât know enough to hate them, and only console myself with the fact that they are digging their own grave. The times call for one to become a [bomb-throwing] Petroleur.13
The historical context of these striking remarks can be readily reconstructed. Silberstein for several years had resided in Rumania (Braila), On 24 April 1877, Russia declared war against the Ottoman Empire, and in June the Russian army crossed the Danube. Led by Grand Duke Nicholas and the tsar himself, they suffered major defeats and by midsummer pressed the Rumanian army to join forces with them. The war thus directly menaced Freudâs relatives in Rumania, and of course his friend Silberstein. The language of Freudâs outburst was perfectly apt for the political moment. His muted and prophetic death wish for the tsar caught the spirit of the times. In less than four years Alexander II was assassinated, after a dozen or more unsuccessful attempts that had begun in 1865.
War and revolution were dominant historical themes of Freudâs Russia, to underscore an obvious fact. To be sure, as a schoolboy he had eagerly studied the military history of ancient civilizations (idolizing Hannibal, as he later noted), and the Austria of his day also afforded many lessons in the art and futility of war. In July 1866, when Freud was ten and lived in Vienna, the decisive battle of the Austro-Prussian War was fought at KöniggrĂ€tz (Hradec KrĂĄlovĂ©), the defeated Austrian army retreating some eighty miles to OlmĂŒtz (Olomouc), within forty miles of Freudâs birthplace in Moravia.14 The schoolboy followed the campaign, marking the positions on a map with flags.15 Twenty years later, as a doctor in the reserves, Freud himself was on maneuvers at OlmĂŒtz. In a psychological and actual sense of which he was keenly aware, this region was Freudâs personal homeland. Here was a beloved countryside, here remained lifelong family friends, and here thanks to his Czech nanny and her children he had been raised bilingually up to the age of three.16 These facts and some of their long-unconscious ramificationsâsuch as the Czech nanny who was his âinstructress in sexual mattersâ during early childhoodâare reconstructed in The Interpretation of Dreams and letters of that period.17 Not long ago it came to light that Freud once planned to take a position in Prague, a city that played an imposing role in his psyche.18 One may suggest that a certain latent empathy for Czech nationalism was part of Freudâs complex political nature.19 But in his youth he shared his fatherâs enthusiasm for Bismarck and the ideal of German unification, and as a medical student in the 1870s he was a Pan-German activist.20 The rise of public anti-Semitism in the 1880s redefined his world view toward its mature ambivalence. Discussing the prospect of war with Giles de la Tourette at Charcotâs salon in 1886, Freud...