Part I
Origins
1
David MatzaâCriminologist: With New Reflections From David Matza
Thomas G. Blomberg*
David Matza published Delinquency and Drift in 1964. The book was subsequently hailed as a major theoretical advancement in criminologyâs ongoing quest to explain delinquency. Significantly, Delinquency and Drift, and Matzaâs next book, Becoming Deviant (published in 1969), were both successful in innovatively integrating their theoretical conceptualizations with the then known empirical patterns and existing theories of delinquency. Moreover, as this volume demonstrates, after more than a half century, Matzaâs contributions to our theoretical understanding of crime and delinquency remain vital and informative to contemporary efforts to explain crime.
This opening chapter provides biographical background and context to David Matzaâs criminological career. The material presented is drawn from interviews I conducted with David in 2008 and 2009. From the interviews, I was able to gain information regarding Davidâs early life growing up in Harlem and the East Bronx and his educational experiences in New Yorkâs public schools, at City College of New York (CCNY), and later at Princeton University, where he received his Ph.D. Importantly, the interviews revealed Davidâs thoughts and reflections on his becoming and being a criminologist. The chapter includes a brief biography, a description of Davidâs beginning his criminology career, a discussion of his being a criminologist, and new reflections from him regarding his theoretical ideas underlying Delinquency and Drift, his subsequent criminological career, and thoughts on contemporary criminology and criminal justice policy reforms.
Biography
David was born in New York City in 1930 and grew up in Harlem and the East Bronx with an older brother and sister. His mother and father emigrated to the United States from Greece and Turkey, respectively. Despite long periods of unemployment for his father, particularly during the Great Depression, David considered his childhood to be ânormal for the times.â A particularly traumatic event, however, was the death of his brother, Abraham, in 1945 during World War IIâs Battle of the Bulge. The death of his brother had a devastating and lasting effect.
With regard to his early education, David attended public school and a religious community center in Harlem. He described himself as a âgood boyâ who liked school and was a high-performing student.
David and his family later moved to the East Bronx, where he attended public junior and senior high schools and regularly participated in a Jewish community center. He reported that, like his neighborhood friends, he spent his free time âplaying ball and hanging out in the streets and playgrounds.â One of Davidâs early âcriminological related experiencesâ related to bullying behavior. On his way to school, older boys would routinely confront David and other younger students demanding money. He indicated that he never resisted, but rather raised his hands for the boys to search him: They never found money because he hid it in his shoes. He was not dismayed by these encounters but rather viewed them as routine and normal.
After high school graduation, David enrolled in CCNYâs Business School but quickly dropped out to work, given his lack of interest in business. Following several years of working, David returned to CCNY as a social science major.
David took courses in history, sociology, economics, and philosophy. He was in the honorâs program, which required completion of a âgreat booksâ reading course that included the works of Plato, Marx, Machiavelli, and Schumpeter, among others. David recalled that the course had considerable influence in shaping his interest in sociology because it exposed him to a series of major contributions, particularly the writings of Marx, Veblen, and to a lesser degree, C. Wright Mills. David indicated that while he found all of these authorsâ works interesting and compelling, Dostoyevsky was his favorite novelist.
Throughout the early course of his studies in social science, David planned to become a social worker. Although he did not personally aspire to be a social worker, he felt that because of his positive experiences with a number of social workers in the Jewish community center and at the East Bronx YMCA, social work seemed like a useful and logical career choice. Further, many of his closest friends had pursued social work careers. Nonetheless, when he graduated from CCNY, he had decided to become a writer. His strong interest in sociology and economics seemed more related to a writing career than the applied field of social work. David added that he knew he was not ideally suited to be a social worker. Importantly, during his final year of study at CCNY, his advisor, Charles Page, urged David to seriously consider graduate study in sociology.
Graduate Education and the Beginning of a Criminology Career
David followed Charles Pageâs advice and applied to Princeton Universityâs Ph.D. program because it was the only university with a joint program in economics and sociology. David explained that he was interested in what he felt was the important and necessary relationship between economics and sociology. However, soon after his admission into Princeton, he discovered that economics and sociology were not well integrated. David recalled that while he completed Jacob Vinterâs course on the history of economic theory, the Princeton faculty who influenced him most were Wilbert Moore, an industrial sociologist, and Melvin Tumin, an anti-functional theorist in sociology.
Much of Davidâs early coursework centered upon radical social movements. His masterâs thesis assessed the United Statesâ anarchist movement beginning with the Haymarket events to Emma Goldman. He planned to write his doctoral dissertation on shifts in the United Statesâ labor force in relation to the trade union movement, under the supervision of Wilbert Moore. During this period of his Ph.D. studies, David married and became a father. He had a research assistantship with Wilbert Moore, but just before David began his dissertation research, Moore took a one-year leave from Princeton. This left David without a research assistantship to support his family and without a major professor.
It was at this time that David happened to meet a newly hired assistant professor, Gresham Sykes. Sykes had just received a grant to study delinquency and offered David a one-year research assistantship to work on his delinquency study and to assist with the completion of his forthcoming classic book, The Society of Captives. David readily accepted the offerâmarking the beginning of his professional collaboration with Sykes and the start of his becoming a criminologist. Like many careers and scientific discoveries, David becoming a criminologist involved elements of serendipity. If not for Wilbert Mooreâs leave and a chance meeting with Gresham Sykes, it is probable that David would have followed his chosen sociological career interests in the American labor force and trade union movement. It is interesting to think about how Davidâs general historical, economic, and sociological training and interests influenced his later criminological theory contributions. Davidâs subsequent focus upon the historical development of criminological theory in his theoretical conceptualizations and important insights on the subjective context of delinquent behavior decisions appears consistent with his earlier interests in historical events and their sociological context.
Being a Criminologist
Before the completion of his dissertation, David was offered a teaching position in 1957 from Negley Teeters at Temple University, which he accepted. Following the completion of his dissertation in 1960, David took a leave from Temple and moved to the University of Chicago for post-doctoral studies. Davidâs research at Chicago involved observational studies of Cook Countyâs juvenile court operations. It was during this period that David began the preliminary conceptualization and research for Delinquency and Drift and published two articles in the American Sociological Review with Gresham Sykes on techniques of neutralization (1957) and subterranean values. (1961)
As David was completing his post-doctoral research during 1960â1961, he decided not to return to Temple University and instead to pursue more independent research and less collaborative work. He interviewed for faculty positions at several universities, including the University of Wisconsin at Madison and Smith College. At this same time, Reinhart Bendix, Chair of the Sociology Program at the University of California at Berkeley, visited Chicago and interviewed David for a faculty position at Berkeley. Bendix subsequently offered David a faculty position to begin in the fall of 1961. David related that he was gratified and pleased to accept a faculty position at Berkeley, given that its distinguished faculty and strong sociology program was recognized as one of the very best in the county.
During his early years at Berkeley, there was considerable pressure to publish. As a result, Delinquency and Drift became the book that David âhad to write,â if he was to be promoted and tenured at Berkeley. The Berkeley sociology faculty was comprised of a number of different academic orientations that included the extremes of humanism and positivism with a number of faculty falling somewhere in between. David did not fit easily within any of these faculty groupings given his criminological interests. Nonetheless, in 1964, with the publication of Delinquency and Drift, David was promoted to associate professor and awarded tenure. Delinquency and Drift received significant praise, including a tremendously positive review by Edgar Friendenberg of the New York Times Review of Books, making its publication a very positive and satisfying experience for David.
In explaining the difference between Delinquency and Drift and his dissertation and the two American Sociological Review articles written with Sykes, David indicated that he intended to âinstitutionally contextualize the attitudes or techniques of neutralization.â He explains that in the first ASR article, âTechniques of Neutralization,â he and Sykes referred to the legal anchoring of the various rationalizations with little explanation. Moreover, his dissertation was primarily a study of incarcerated delinquent youthâs attitudes. David elaborates that in Delinquency and Drift, he wanted to be able to place the âtechniquesâ into the broader institutional or organizational context of the juvenile code and Juvenile Court. He further explains that in writing Delinquency and Drift, he was trying to develop a textbook on juvenile delinquency. Therefore, in the book, he attempted to integrate his readings and interpretations with various other delinquency textbooks and articles.
David feels that Delinquency and Drift differed from mainstream delinquency texts, articles, and theories, which he believed were largely positivist while his book was more classical or neoclassical. He points out that he did not think that his theory was unique but rather conventional in that he elaborated upon and refined the previous work of others. He acknowledges that his theory is neoclassical in its claim that delinquents do believe in mainstream values but often drift from mainstream behaviors. He elaborates that the average or modal juvenile delinquent (especially the âsubculturalâ or slum delinquent) was more integrated into the usual or semi-usual culture of American society than most writers of the time seemed to infer. David portrayed delinquency as part of the functional mix of American societyâs âsubterraneanâ youth culture. As he stated in the Preface to Delinquency and Drift:
In developing a conception of the classical delinquentâa delinquent seen in legal contextâI have been led quite naturally, or so I would like to believe, to a portrayal that incorporates the associated assumptions of classical criminology. Thus, I have tried to convey the sense in which the precepts featured in a subculture of delinquency are only marginally different from those apparent in common sentiments of American life; and I have attempted to utilize the classic conception of a will to crime in order to maintain the eradicable element of choice and freedom inherent in the condition of delinquent drift. (Matza, 1964, para. 2)
Following the 1964 publication of Delinquency and Drift, David began writing Becoming Deviant, which he hoped would provide a sociological notion of how individuals become deviant without implying determinism. The idea of âbecomingâ was then popular in psychology and existentialism as a sufficiently general concept to allow the subject to be a part of the becoming deviant process. With the publication of Becoming Deviant in 1969, David Matza provided a much anticipated sequel to his 1964 classic Delinquency and Drift.
Following the publication of Becoming Deviant, Matza turned his scholarly attention to other sociological areas, particularly labor organizations. I am pleased to include in this chapter new reflections from David related to Delinquency and Drift, his criminological career and subsequent scholarly shift, and his thoughts on contemporary criminology and criminal justice policy and practice.
New Reflections: David Matza
What were the origins of âtechniques of neutralizationâ and âsubterranean valuesâ?
âTechniques of neutralizationâ was Gresham Sykesâs idea. I think it came out of his time in the military during World War II. Neutralization had a military meaning of neutralizing the enemy to overcome their power by using defensive an...