1 Delhi and its surrounds
An introduction
Delhi has been an epitome of Indiaâs history with its succession of glory and disaster and with its great capacity to absorb many cultures and yet remain itself. It is a gem with many facets, some bright and some darkened by age, presenting the course of Indiaâs life and thought during the ages.
âPandit Jawahar Lal Nehru, 1958
1.1 Introduction
Built environment is a dynamic intervention of changing human needs, wants, thoughts, actions, power, whims and fancies into the natural environment that creates a vibrant mosaic of urban form, materials, architectural design and space. At times these interventions are grand, the impact of which is positive on the quality of life for generations. At other times, human actions are shortsighted and result in sub-optimal spaces for human activities and also negatively impact the environments. Delhi and its surrounds offer a cradle for remarkable civilisations and cultural confluences that have impacted the built environment over many centuries. The richness of the cityâs built environment is reflected in its continuity through time despite merging of cultures and emergence of new âDelhiâ culture not once, not twice but many times. Sometimes this has left fissures and discontinuities too in the urban fabric of the city, which becomes a disjointed piece. Delhi is said to be a city of eight cities, which took birth, blossomed and perished as the empires that gave birth to them perished. Though the importance of one city declined with the emergence of another, this did not mean that the older city degenerated to brink. Rather the old merged with the new â the young and dynamic. The new inherited the features of the old. While reinventing, many features, forms, shape and materials of the old were carried forward from the old to the new creating a unique style. The visible built environment of modern-day Delhi and its surrounds is a continuum of more than 1,500 years of human actions that is reflected in its buildings, urban form, urban systems and materials. This does not mean that civilisations did not exist before that, or they did not influence the built environment in Delhi and its surrounds. As would be discussed later, civilisations have existed approximately since 1500 BC, but the scope of this book is limited to the discussion of the built environment of the period through which traces of reasonable size and shape exist to this date.
The built environment of a city is influenced by its political, economic and social systems that evolve over a period of time. These form the context within which cities take shape. In this introduction to Delhiâs Changing Built Environment, we would begin with an introduction to this context within which we will examine the built environment. It may be highlighted here that the book is not a historical treatise of Delhi, but it uses historical events to understand the political, social and economic forces that shaped the land and built space. Before we do that, we need to define what is built environment, and this is dealt with in Section 1.2. This is followed by a discussion on the positioning of the book within a multi-disciplinary context in Section 1.3. Section 1.4 discusses a workable time period to discuss political and social evolution of Delhi and its surrounds. The chronology of eight cities that make up Delhi is discussed. The political, economic and social contexts within which the built environment of Delhi and surrounds evolved are discussed in Section 1.5. Section 1.6 briefly gives an overview of chapters in the book.
1.2 What is built environment?
Bartuska (2007) defines built environment as âeverything humanly made, arranged or maintained to fulfil human purposes (needs, wants and values) to mediate the overall environment with results that affect the environmental contextâ. The needs that built environmental fulfils are psychological and social. In addition, the built environment is an expression of personal and collective values. These values are subjective as they deal with beliefs, opinions and attitudes. These attitudes find expression in built environment. As an example, the eight cities of Delhi are a reflection of rulersâ attitude towards religion, polity and society. Given that human purposes are manifold and they are dynamic over time, changes that people make to their environment are âextensive expression of past and present culturesâ (ibid). The resulting cities are the most complex human systems that are ever created, with numerous dynamic linkages over space between humans and their activities.
Bartuska (2007) identifies seven components of built environment. Products such as materials (bricks and mortar, concrete and steel, wood, polymers and plastics, machines and tools etc.) are the most fundamental component of the built environment. These are used to perform specific tasks. The use and availability of products is as much a function of political, social and economic contexts as the technology. The second component is the interiors. These are the spaces âdefined by an arranged grouping or products and generally enclosed within a structureâ (ibid). Spaces such as living room, workroom, private room, auditoriums, offices, religious places etc. are created to perform activities and mediate external forces. The third component is structures, âplanned groupings of spaces defined by and constructed of productsâ (ibid). Structures are a combination of related activities. Examples are housing, offices, temples and churches, schools, bridges, tunnels. Landscapes are the fourth component of built environment comprising âexterior areas and/or settings for planned groupings of spaces and structuresâ (ibid). The fifth component of the built environment is cities, âgrouping of structures and landscapes of varying sizes and complexities generally clustered together to define a community for economic, social, cultural and/or environmental reasonsâ (ibid). Regions, the sixth component of the built environment, are âgroupings of cities and landscapes of various sizes and complexitiesâ which are âgenerally defined by common political, social, economic and/or environmental characteristicsâ (ibid). The last component of built environment is the earth, encompassing all other components.
To examine the built environment of Delhi and its surrounds, we reclassify six components of built environment discussed earlier (leaving the last component, earth, from discussion as it encompasses everything and is not part of our scope for discussion) in two themes (products, interiors and structures are discussed under the theme âcontinuities and discontinuities in designâ, landscape, cities and regions are discussed under the theme âurban form and imageabilityâ) to help in forming a workable structure for this book (Figure 1.1).
Figure 1.1 Components of a built environment
1.3 An institutional pyramid
Existing and archaeological evidences pertaining to built environment and its components have been studied by different disciplines to develop theories, but these, merely as a tool, are less than satisfactory utilisations of these materials. Archaeologists, who are concerned with studying human history through excavation of sites and analysis of artifacts, in the absence of their own theoretical strand, have tended to use the materials excavated to explain social life using social theories. As articulated by Harrington (2005), âsocial theory can be defined as the study of scientific ways of thinking about social life. It encompasses ideas about how societies change and develop, about methods of explaining social behaviour, about power and social structure, class, gender and ethnicity, modernity and âcivilisation, revolutions and utopias, and numerous other concepts and problems in social lifeâ â. A number of disciplines such as economics, history, sociology and jurisprudence have emerged to explain social life using scientific approaches based on the philosophical paradigm of post-positivism. The social sciences âare concerned with meanings, values, beliefs, intentions and ideas realised by human social behaviour and in socially created institutions, events and symbolic objects such as texts and imagesâ (Harrington, 2005). The archaeological evidences and present built environment comprising landscape, structures and products have been seen as providing the âdataâ or âevidencesâ to understand social life using social theories. This also is a recent development.
The focus of architecture and built environment disciplines has been on the design and production of buildings, which has lacked concern on social determinants except as âbackground considerations related to site planning, public health and communal prosperityâ until the twentieth-century departure from such a trend to some extent (Scaff, 1995). Since then, even though theories of architecture have acknowledged the âreciprocal influence between social forces and the organisation of spaceâ, ironically, âthe theories of social and political life have little to say about architecture and community designâ (Scaff, 1995). The absence of reflection on humanityâs built environment is a serious shortcoming of social theories. This also reflects the differences in guiding conceptions for social theory and architecture. While social theory searches for âanalytic epistemologiesâ and âgrounded explanationsâ, architecture theory is based on ânormative compositional design knowledgeâ (Scaff, 1995). Over the past two decades, there have been attempts to engage social theory and architecture with the objective to find a vocabulary that is available to all (Scaff, 1995). The discourse, however, is still fragmented.
Criticising the narrow perspective of utilising archaeological materials as evidences for social interpretation, Fletcher (1995) argues that materials play a large-scale, slow behavioural role, which affects the viability of human communities. Besides human communities determining the structures and products of built environment, a reverse causality is equally probable, which poses limits on the activities that a settlement can perform given its built environment and limits on the size of settlements given the reach of social communication. To understand built environment of a city and its influences over space and time, we need a framework that integrates principles of social theory and related disciplines, architecture and planning. It may, however, be emphasised here that the objective of this section is not to derive a theory addressing these disciplinary shortcomings, which in itself is a work of diligence, but to determine a framework that could borrow principles from various disciplines to identify influences that can explain the built environment as it presents itself in present times.
Figure 1.2 presents an institutional pyramid to assist in understanding the evolution of built environment in Delhi and its surrounds. The pyramid is a generalised version, which allows discussion on the built environment at the city or regional level and is influenced by frameworks from Keogh and DâArcy (1994) for property and Squires and Heurkens (2015) for property development. There are five layers of the pyramid, which are interlinked with each other. These layers influence each other in multiple ways. However, the distance between the layers reduces the degree of direct influence on each other. The bottom layer is the environments from which built environment evolves. These are the values, beliefs and norms of a society, which are reflected through its political, social, economic and legal institutions. These together form the governance structure, which influence all other layers of the pyramid. Moving up on the pyramid are the markets. Markets comprise of drivers and structures. What drives the demand and supply of built environment? Activities (e.g. education, business, residential, recreational, governance, storage of commodities, transportation, water storage systems) that take place in a city determine the demand and supply for the nature of space that is required. Some activities are strategic in nature (e.g. defence and security), which demand corresponding spaces (e.g. fortifications). The market structures such as the legal and planning systems and property rights etc. provide a mechanism for stakeholders to respond to market drivers in a holistic way. The capital availability and opportunities to deploy them among competing requirements provide what optimally would be built. The third layer is the agencies. These are the stakeholders who are involved in the conversion of natural environment into built environment. Operating with the social, political and economic interests, they utilise capital, land, knowledge and skills to develop built space. The fourth layer is the processes. These are the activities that take place in the development and use of the built environment such as planning, building, funding and using the built space. Processes that take place to shape the built environment are also determined by the relationships between those who perform these activities. Some or all of these activities are performed either by government and/or private sector. All these layers form the basis for what we see as the scale and aspects of built environment at the neighbourhood, city, regional, national and global levels.
Figure 1.2 Institutional pyramid for the built environment
The evolution of built environment as mentioned earlier is dynamic. Each of these layers has its own timeline of transformation. Environment, for example, takes relatively long time to change. This requires values, beliefs, norms of a society to change. This could happen with the change in political ideologies which change the norms for society and legal systems. If the new inherits elements of past, there is a continuity; otherwise fractures appear. In case of Delhi and its surrounds, history has witnessed many such transitions, which provides an interesting lens to see how these have impacted on the built environment. Transition time for markets is shorter than the environments, as these could change within the same environment over time. Agencies and processes have much shorter timeline in their transition as these respond to needs and priorities of society on a much regular basis. Outcomes reflect the impact of these different timelines. Delhiâs Changing Built Environment, while examining the transformation of built environment, attempts to explain the forces that caused them. These forces are broadly the changes to the bottom four layers of the institutional pyramid.
1.4 Delhi and its surrounds
What have been the influences on Delhi and its surrounds that have left what we see as Delhi? Carl W. Ernst (p. 6) expresses that the â âinfluenceâ is nothing but a rather physical metaphor suggesting a flowing in of a substance into an empty vesselâ. This is rather a narrow perspective to apply to a city, which are metaphors of aspirations and ambitions of people who have lived or continue to live there. Understanding the transition and transformation of a cityscape is mired with complexities that transcend not only through time but also through the politics, society, culture and economics that contextualise the existence of a city. This becomes more complicated when the influences are also international as, then, a broad range of cultural manifestations emanating from another land â language, literature, concepts of governments, religious organisations, music and architecture, start to shape the space. Does the foreign start to collide with the native, or do these merge and create a unique identity? A city becomes a canvas of ideas, which gets imprinted on the spatial fabric as urban form and structures. It expands, it transforms, it assimilates and it becomes the crucible of human energy.
Delhi and its surrounds, as would be discussed in later sections, are in the words of Khosla and Rai (2005), âthe imagined conceptions of the rulersâ and how the bureaucracies that were associated with these rulers implanted those imaginations on ground. Continuities of bureaucracies across regimes attempted to provide continuity in the built environment, sometimes seamless but at other times with rough edges. Evidences of these spatial interventions are the monuments and buildings spread all over the landscape of Delhi and its surrounds. The lattice of roads, streets, parks, canals and the River Yamuna that connects and intersects these monuments forms a mesmerising space.
Historians have often described âseven cities of Delhiâ. Others, by including New Delhi, have argued that an appropriate characterisation of Delhi is a city of âeight citiesâ. This, of course, does not include the cities prior to 1100 AD for which built evidences...