1
Motivation, Definitions, and Classification
There is beginning before the beginning, as preparation of the wick in the morning for the evening Pradeep (lamp).
Rabindranath Tagore
1.1 INTRODUCTION
Adaptive control is an important area of modern control, dealing as it does with the control of systems in the presence of uncertainties, structural perturbations, and environmental variations. There has been a recent upsurge of interest in this field, since adaptive controllers can be implemented simply because of the availability of increasingly versatile digital hardware. Adaptive control techniques have also benefited from the steady and even spectacular reduction in the cost/performance ratio of microelectronic devices in recent years. This has resulted in a wide variety of industrial applications in situations which were not considered easily implementable earlier. Furthermore, many theoretical problems that had baffled researchers have also been solved during the past few years. There have been major advances in the design of adaptive control systems, especially in terms of global stability. Several adaptive control strategies have been successfully applied in diverse practical problems. Adaptive controlâs time has come!
The growth of interest in adaptive control is shown in Fig. 1.1, which indicates the dramatic increase in interest during the past few years. Adaptive control techniques have great potential, as only these methods can cope with increasingly complex systems in the presence of extreme changes in system parameters and input signals.
In the succeeding chapters a unified presentation is given of the various aspects of adaptive control. Because the field of adaptive systems is of great breadth and depth, it is possible to cover only a selected set of topics. However, a comprehensive overview of the entire field is given, including recent trends in theory and applications, so that the reader will readily recognize that this is a discipline of considerable theoretical elegance, challenging practical problems, and significant promise.
FIG. 1.1 Growth of interest in adaptive control.
The present chapter is organized as follows: Section 1.1 deals with some important landmarks, some early work, and the surveys, bibliographies, and books that have come out on this subject. Section 1.2 considers the important questions regarding why adaptive control is to be used, while at the same time emphasizing the need for probing whether conventional control schemes can be applied to solve the problem involved satisfactorily. Several proposed definitions are included in Section 1.3, even though it is realized that there is, at present, no universally acceptable definition. Essential aspects of adaptive control are discussed in Section 1.4. Section 1.5 considers different classifications of adaptive control schemes and introduces the two main approaches: model-reference adaptive control systems and self-tuning regulators. Concluding remarks are given in Section 1.6.
1.1.1 Some Important Landmarks
Adaptive control was first proposed by Draper and Li [1] as far back as 1951. They dealt with a control system which could optimize the performance of an internal combustion engine in the presence of uncertainties in the performance characteristics. This type of control, which automatically searches for an optimal operating point, is designated as an optimalizing control or sometimes a peak-holding control. Their further work was reported in 1955 [2]. The term adaptive was used in the control literature in 1954, when Tsien [3] described Ashbyâs [4] model of the human brain. In 1955 Benner and Drenick [5] presented a control system with âadaptiveâ characteristics.
The next major step in adaptive control was taken by Whitaker et al. [6] in 1958 when they considered adaptive aircraft flight control systems, employing a reference model to obtain error signals between the actual and desired behavior. These error signals were used to modify the controller parameters to attain ideal behavior to the extent possible in spite of uncertain and varying system dynamics. Such systems are referred to as model reference adaptive control systems (MRAC systems). Their further work was reported in Refs. 7, 8, 9.
Li and van der Velde [10] in 1960 considered another type of adaptive control system, based on the automatic compensation of parameter uncertainties introduced by a limit cycle in the control loop. Such a system is called a self-oscillating adaptive system.
Petrov et al. [11] introduced another approach in 1963 for adaptive system design based on the invariance of the system trajectory in relation to parameter values when the control input is generated from a switching function and relay. Such systems are termed variable structure systems.
Bellman [12] in the United States and Felâdbaum [13] in the USSR reported in 1960â1961 on the application of dynamic programming concepts in the design of controllers for systems with probabilistic uncertainties.
The interesting dual property of control inputs as identification (parameter estimation) signals and actuation (control) signals led to the term dual control.
Lainiotis [14] introduced the partitioning approach to adaptive control in 1971. Partitioned adaptive controls are shown [15] to have several interesting properties as well as a completely decoupled parallel-processing structure that is computationally attractive and robust.
Astrom and Wittenmark [16] were responsible for the development of another important form of adaptive control, self-tuning regulators (STR), which are relatively easy to implement in view of the availability of microprocessors. This seminal work led to a great upsurge of interest throughout the world in developing new versions of STRs and exploring a variety of applications, even in situations earlier thought to be very difficult. It is probably pertinent to say that applications based on self-tuning regulators have now outnumbered those based on other methods.
Another important breakthrough came in 1974 when Monopoli [17] introduced the augmented error approach to the design of stable MRAC systems. This led to a considerable amount of research in developing adaptive algorithms for globally asymptotically stable systems and resulted in 1980 in several important papers by Narendra et al. [18, 19, 20], Morse [21], Goodwin et al. [22], and Egardt [23,24], both for continuous-time and discrete-time adaptive systems. Not only has there been a resolution of the longstanding problem of stability, but also a unification of different approaches to adaptive control and a realization of the equivalence of MRAC systems and STR.
Adaptive control has now reached a considerable degree of maturity with respect to significant theoretical and algorithmic advances, and adaptive control systems have important current and potential applications.
1.1.2 Some Early Work
An important symposium was held as far back as 1959 at the Wright Air Development Center (WADC), Dayton, Ohio, on self-adaptive flight control systems [25]. During this symposium, many interesting ideas were suggested and these formed the basis for later work on model reference adaptive control [MRAC]. Even the concept involving identification followed by adaptive control action was indicated, and this ultimately led to the introduction of self-tuning regulators.
Although there has been a tremendous outpuring of papers on various aspects of adaptive control in recent years, it is interesting to note some of the early papers [26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 47, 48, 49, 50, 51, 52, 53, 54] published 25 years ago. Similarly, among the large number of doctoral dissertations all over the world, some of the early ones are represented by Refs. 55, 56, 57, 58, 59, 60, 61, 62, 63, 64, 65.
The early adaptive schemes were not implementable with the then available hardware. Further, many of the proposed systems were not properly understood, as theory had not kept p...