The Program for Hermeneutic and Cultural Studies, The Interdisciplinary Unit, Bar Ilan University, Ramat Gan, Israel
This article addresses a basic question: what elements in Husserlâs phenomenology can account for the variety of post-Husserlian phenomenologies? The answer, I suggest, is that Husserlâs idea of reality, particularly his notion of givenness vis-Ă -vis self-givenness, facilitated the work of his followers by offering them at once a firm ground and a point of departure for their inquiries. However, adopting Husserlâs phenomenology as their starting point did not prevent his followers from developing their own independent phenomenological theory. Moreover, despite the elusive particulars that shape oneâs individual experience of the world, so it transpires, Husserlâs thinking which was different and beyond their own observations and actual experiences, namely, transcendent, appears to have been a genuine guide along their path to achieve meaning. This interpretation thus gives precedence to a metaphysical point of departure, that is, to Husserlâs idea of reality as âgivennessâ, in launching phenomenological investigationâover any specific aspect of his workâas that which continues to sustain phenomenological discourse.
Introduction
The question of the relation of Husserlâs theory of phenomenology and the various phenomenologies that followed it has long occupied scholars. Herbert Spiegelberg, for example, argues that phenomenology is an âelusive philosophy, hence there is no such thing âas a system or school called âphenomenologyâ with a solid body of teachings.â For Spiegelberg, âthe common name of phenomenology, whether claimed from the inside or imposed from the outsideâ does not refer to âa common substance,â which is why the âassumption of a unified philosophy subscribed to by all so-called phenomenologists is an illusion.â Thus seeing the various phenomenologies as empirical expressions of Husserlian phenomenology and even as concretizations of its principles, Spiegelberg admits that it is difficult âto extricate the essential structure of phenomenology from its empirical expressions.â However, since not all these expressions are âequally adequate manifestations of the underlying idea,â but rather âthe varieties exceed the common features,â he concludes: âPhenomenology itself is given through various appearances.â1 Unlike Spiegelberg, Dorion Cairns argues that âthe peculiar character of phenomenology lies not in its content but in the way the latter is attainedâ and describes that method as âphenomenologicalâ: âNo opinion is to be accepted as philosophical knowledge unless it is seen to be adequately established by observation of what is seen as itself given âin person.â Any belief seen to be incompatible with what is seen to be itself given is to be rejected. Towards opinions that fall in neither class⌠one is to adopt an âofficialâ philosophical attitude of neutrality.â2 It appears that for Cairns the very participation in an agreed methodological procedure or even just âan understanding of what the one using the method sets up as the thing to be actualized by its meansâ suffices for including different phenomenologies in one general framework. Clearly, both approaches capture an important element in phenomenological thinking, yet they seem unable to discern the imprint of the common Husserlian infrastructure: while Spiegelberg overemphasizes the individuality of the phenomenologists, Cairns points to a more general element, which, however, does not constitute a distinctive method peculiar to phenomenologists alone.
The interpretation proposed in this article seeks to unveil the facilitating element in Husserlâs thinking, which allowed his followers to draw on his theory without hindering them from establishing their own independent phenomenological observations. We can examine this element, which is a constant of phenomenological investigation, by means of the Husserlian ânucleusâ (Kernbestand), which âis not a concrete essence in the constitution of the noema as a whole, but a kind of abstract form that dwells in it.â3 Husserl explains that the complete objective meaning around which the various intentional experiences âgroup themselves,â the âcentral ânucleusâ,â is essentially the selfsame and persists in the various experiences that are âthe âobject simpliciterâ, namely, the identical element which is at one time perceived, a second time directly represented, and a third time exhibited in figured form in a picture, and so forth, indicates only one central conceptâ (§91, 191â92). Husserl depicts the objectâs mode of being as âprescribed,â4 yet the constancy enabled by this prescription implies that within the object itself there is ââsomethingââ ââself-sameâ,â âdeterminableâ (§131, 257), and âexpressibleâ:
Logical meaning (Bedeutung) is an expression. The verbal sound can be referred to as expression only because the meaning which belongs to it expresses; it is in it that the expressing originally lies. âExpressionâ is a remarkable form, which permits of being adapted to every âmeaningâ (to the noematic ânucleusâ), and raises it to the realm of the âLogosâ, of the conceptual, and therewith of the âgeneralâ (§124, 273)
Thus the inherent position of the object, which is secured by the intentional framework, is not sufficient to ensure that we can grasp its logical meaning; rather, to do so, the object must carry within itself an expressible and positive force. The aim of Husserlâs phenomenology was to uncover both the objective and the subjective conditions of knowledge. The illumination of these conditions throughout his work enabled the consolidation of the ideas of the subject and the object, which are proper to phenomenological investigation. Husserl explains: âThe âobjectâ is referred to, is the goal aimed at, set in relation to the Ego only (and by the Ego itself).â Moreover, the attitude of the Ego to the object, which âbears the personal ray in itself is thereby an act of the Ego itself [that] âlivesâ in such acts.â However, he insists that âThis life does not signify the being of any âcontentsâ of any kind in a stream of contents, but a variety of describable ways in which the pure Ego in certain intentional experiences, which have the general mode of the cogito, lives therein as the âfree essenceâ which it isâ (§92, 195).
The involvement of the subject in the very positing of the phenomenological object, however, does not bring about its subjectivization, nor does the personal element pertaining to the phenomenological subject obstruct it from being involved in the elucidation of the conditions of knowledge. Quite the opposite, in the phenomenological investigation both the object and the subject are encompassed in the abstractedness which is precisely what enables approaching the desired âoneâ and âgeneralâ in phenomenology. Husserlâs insistence on this abstractedness is apparent already in his early writings, where he asserts that even a practical discipline assumes a fundamental logical lawfulness that can be studied. With respect to the object, this refers to the validity of logical laws, while with respect to the subject, the search aims at the âa priori conditions of knowledge which can be discussed and investigated apart from all relation to the thinking subject and towards the idea of subjectivity in general.â5 Husserl responds to this challenge with his idea of âpure logicâ that seeks to uncover the a priori logical laws that are necessary for all the uses of logic in all forms of knowledge.6 The importance of âpure logicâ lies precisely in its not being a normative discipline that articulates the correctness of the rules of logic.7 Husserl explains: âIf everything which has being is rightly recognized as having being, and as having such and such a being⌠then without doubt we may not reject the self-justifying claims of ideal being. No interpretive skill in the world can in fact eliminate ideal objects from our speech and our thought.â8 It follows from this that no matter whether the phenomenon under discussion is real or ideal, the phenomenologist will always seek its most general and ideal aspects.
This conspicuous abstractedness, especially when applied to the basic principles of Husserlian phenomenology, is central to my argument. As opposed to positive arguments, which one can accept or reject, an abstract infrastructure can serve as a framework for a wide range of approaches. Husserlâs statement on the nature of phenomenological investigationââthere is nothing to limit usâ in the first personâmay thus be extended to the phenomenologists who followed him, who, while relying on the more general elements of his phenomenology, developed their own independent phenomenologies. This point is particularly relevant when we turn to Husserlâs seminal idea of âgivennessâ (Gegebenheit). This term, which Heidegger called âthe magic wordâ (Zauberwort) of phenomenology, entails not only Husserlâs idea of reality as the realm where meaning is the product of reflection, but also the possibility of its continuous modification through repeated acts of reflection. This then is how I would characterize the status of Husserlâs phenomenology for the phenomenologists who followed himâas something givenâfrom which meaning can be derived and thus immediately and perpetually altered. This dynamic of modification and confirmation, which follows directly from Husserlâs notion of mere givenness vis-Ă -vis self-givenness, and whose process I will delineate below, also characterizes the relation between his phenomenology and the phenomenologies that came in its wake.
My aim in taking Husserlâs idea of givenness as a facilitating elementâat once a firm ground and a secure point of departureâfor the various transformations of post-Husser-lian phenomenological discourse, is neither historical nor psychological, and deliberately avoids any reference to specific strands of phenomenology. Following Husserl, I see this discussion from â[t]he viewpoint of function,â which âcovers the whole phenomenological sphere pretty nearly, and in the last resort all phenomenological analyses enter its serviceâ (Ideas, §86, 179). The importance of this functional viewpoint is that â[i]nstead of the single experiences being analyzed and compared, described and classified, all treatment of detail is governed by the âteleologicalâ view of its function in making âsynthetic unityâ possibleâ (§86, 179). Husserl explains that this form of analysis
seeks to inquire how this self-same factor, how objective unities of every kind⌠are âknownâ or âsupposed,â how the identity of these suppositions is constituted by conscious formations of very different type yet of essentially prescribed structure, and how these formations should be described on strict methodical lines. (§86, 179)
Husserl himself relates functional analysis to the reflexive-transcendental nature of phenomenology as a rigorous methodical framework. Accordingly, while my interpretation is the product of my own reflection on his ideas, it is supported by what I see as indispensable elements in his phenomenology that can clarify its relationship to the work of his followers. Obviously, my interpretation is subject to Husserlâs insight that any mode of experience should aspire to be absolutely valid but ought to be regarded as âa kind of secondary objectification within the compass of the total objectification of the thingâ (§44, 84).
From âGivennessâ to âSelf- Givennessâ
The fundamental principle of Husserlâs phenomenology is that âNatural Knowledge begins with experience (Erfahrung) and remains within experience.â9 This principle is succinctly expressed in the phrase he coined, which became the catchword of phenomenology: âback to the âthings themselvesâ,â10 that is, to focusing on things that deliver themselves to oneâs observation or experience. According to Husserl, in any sense experience in which our consciousness is directed at an individual object, it âbrings it to givennessâ (Ideas, §3, 13). At the starting point of our relation to the world that surrounds us, the object (Objekt) has a formal ontological meaning that is everything that might be subjected to true or false predication.11 Oneâs addressing towards this object is signified as âan outer perception,â which is simply part of our âprimordial experience of physical thingsâ (§3, 9â10). In Logical Investigations, Husserl clarifies that the ego as an empirical object âremains an individual, thing-like (dinglicher) object,â and as such is given to its phenomenal properties in which it âhas its own internal make-up (inhaltlich Bestande).â12 Thus outer perception, which is unaware of the mutually constitutive processes that ties together the object and the subject, is what Husserl calls the ânatural attitudeâ or ânatural knowledge,â which he describes as follows:
I find continually present and standing over against me the one spatio-temporal fact-world to which I myself belong, as do all other men found in it and related in the same way to it. âThis fact worldâ, as the word already tells us, I find to be out there, and also take it just as it gives itself to me as something that exists out there. All doubting and rejecting of the data of the natural world leaves standing the general thesis of the natural standpoint. (§30, 55â56)
It is thus the immediate, datum-point givenness of things, when the âI, the real human being, am a real object just like others in the natural worldâ (§33, 62), that furnishes âthe entrance gate of phenomenologyâ (§30, 55).
Yet, as Husserl explains, since human experience âcompels our reason to pass beyond intuitively given thingsâ towards âphysical truthâ (§47, 90), we cannot adhere to that datumpoint where the meaning of the object and the subject is merely empirical. Indeed, he points out that already the word âphenomenon,â his primary destination, âis ambiguous in virtue of the essential correlation between appearance and that which appears. ĎιΚνĎΟξνον (...