PART I
Theoretical Perspectives on Privacy and Free Expression
1
The Social Construction of Privacy
Frederick Schauer
John F. Kennedy School of Government, Harvard University
Debates about the social construction of reality are a persistent feature of contemporary academic debate.1 At one highly implausible extreme are those who claim, or who are claimed to claim,2 that the reality we experience is a social construction, and the āthereā we believe to be there is a product not of a fixed external world, but of the way we contingently choose to organize the sense data that are the primary inputs of human experience.3 Under this view, the things we perceive as real and fixed, from badminton to butterflies, are the contingent products of human perception and human categorization.
At the other extreme, equally implausible, is the radical rejection of the social construction account of reality. Those who strongly reject social constructionism claim, or again are claimed to claim, that the reason we perceive the external world as real is because it is real. From everything we see about mountains to everything we feel about our parents, the belief that what we perceive to be external maps onto the existence of a natural and external physical, conceptual, and moral world. Although we perceive this world, what we perceive exists is independent of human action, and stands apart from the contingencies of human perception and social categorization.4
Between these two highly implausible positions is a much more plausible one, and one that fits with the perspective informing this chapter. Under this position, much of the external world exists independent of human action, whether the action be that of individual perception or that of collective categorization. Zebras, bananas and gravity are not the products of social construction, but instead are just a few of the myriad examples of a mind-independent and society-independent reality.5 Yet although much of the world we experience is thus not socially constructed (so this more plausible view maintains), much of it is. The existence of natural kinds and other forms of mind-independent reality is consistent with the existence of concepts and categories that are indeed socially and not naturally constructed. To put it differently, the proposition that some things are not socially constructed does not entail the conclusion that nothing is. And so we can readily and reasonably accept the nonsocial existence of much of the physical world, and much of science, while still believing, equally readily and equally reasonably, that chess, baseball, fashion, painting, and poetry, for example, and even the standards we use to evaluate performances in each, exist not as immovable and noncontingent objects of human perception but instead as the products of culturally contingent social conventions.
Even under this intermediate and much more plausible view, numerous issues remain. One of those issues is the classification, as socially constructed or not, of a large range of phenomena that are central to our everyday existence. Is law, for example, a feature of the prehuman world (as a caricatured version of natural law would have it),6 or is it a social artifact (as legal positivists believe)?7 Is morality itself part of the furniture of the world (as most moral objectivists believe),8 or does it vary with individuals and societies (as those who are labeled subjectivists9 or relativists,10 respectively, insist)? Of course many of the debates about the existence of God are best understood as debates about whether God is a reality or a social construction.
Is Privacy Socially Constructed?
As may now be apparent, given the title of this chapter, privacy appears to be a likely candidate for this middle ground, in which people who believe that some things are socially constructed and other things are not debate about which of these the item at issue is. Because privacy appears to be less fundamental than some things and more fundamental than others, we might have expected to discover that people have debated about where to array privacy on a scale of social construction (or not), and about the policy implications of placing it at one point rather than another along this scale.
Surprisingly, however, this debate about the ontological status of privacy is virtually nonexistent. Instead, the debates about privacy have had a singularly naturalistic tone, even more so as the Internet and other forms of cyberspace have given a special salience to debates regarding topics such as database privacy or the transmission of information about individuals that those individuals would prefer not to have transmitted.11 In much of the modern debate, the right to privacy, the right to be let alone, and most importantly the right to control information about oneself, have been framed as if these rights were morally primary and socially antecedent. Consequently, as the claims typically go, those rights have been conceptually uninfluenced by social changes, even as the exercise of those rights is increasingly threatened by the social and technological changes associated with advances in information technology.
The structure of the contemporary claims exposes their naturalistic premises. Under the typical claim, there is a right to privacyāa right that is as conceptually primary and morally immovable as, for example, the right to equality. The right to privacy is, so it is said, part of the āinner person.ā12 However, the argument goes that as technological changes make invasion of privacy easier, the rightāitself conceptually immune from these changesāis increasingly under threat. Just as technological changes make racial profiling easier without affecting the moral wrongness of racism, so too do technological changes make privacy invasion easier without affecting the moral wrongness of those invasions, and therefore without affecting the moral necessity of increasing our safeguards so that the right to privacy remains as well protected as it was in the precyberspace age.
This view is not an unreasonable one. Assuming some version of moral objectivism (without which the view is incoherent), the question then arises as to which features of morality lie at the foundations of our moral universe. For some people these foundations are singular, as with Ronald Dworkinās view about the primacy of equal concern and respect,13 the utilitarianās view about the primacy of the principle of utility,14 and the views of many people about the primacy of the single value of justice.15 For others these foundations are multiple, as with Bernard Gertās moral rules16 and as with the views of those whom John Rawls refers to as āintuitionists.ā17 But for both sets of views we do not typically see the right to control information about oneself listed among the moral primaries.
That the right to control information about oneself does not routinely (or ever, for that matter) appear as the single moral primary, or of the multiple moral primaries, is of course far from conclusive. Perhaps our moral monists have been mistaken in believing that the right to control information is not the single primary right from which all others are derived. And perhaps our moral pluralists (a less confusing appellation than intuitionists) have been equally mistaken in not listing control of personal information as among the small number of irreducible moral primaries. But the right to control personal information at least seems more specific than the typical moral primary, and thus it appears that the best argument for the nonsocially constructed nature of this right is not one that takes it be a moral primary, but instead one that takes it to be a secondary right that is related to primary rights (or other primary moral values) in a nonsocially constructed way.
There are two ways in which such a secondary right could be related to a primary right. One would be as an act of derivation or individuation. Although derivation and individuation are different from each other, the important point, and one that both derivation and individuation share, is that the relationship between the general and the particular is a logical, conceptual, or linguistic one. When Ronald Dworkin argues that a right to possess pornography is a component of the right to be treated with equal concern and respect,18 he is not making an instrumental point about the empirical relationship between equal concern and respect and pornography possession, but is rather making a conceptual point about just what equal concern and respect means. And when John Rawls argues that justice requires and includes the right to political liberty consistent with an equal liberty for all,19 his arguments are logical and conceptual, and in general not empirical.
Others would take the relationship between a primary right and a secondary one to be instrumental and empirical. To the utilitarian the right to free speech is recognized and protected because its recognition and protection would, as a contingent empirical matter, increase overall utility.20 And even to someone who believes that something other than utility is the appropriate primary building block of morality, a right could still exist because of its empirical connection with the primary building block of morality, whatever it was. As long as recognition of some right would, instrumentally and thus empirically, increase the quantity or manifestation of the primary building block, then there would be an argument for recognizing the right. Even if a right is not primary, therefore, it could well be crucially important in this instrumental and empirical way.
Under either the conceptual or the empirical understanding, the right to privacy may exist as just such a secondary right, secondary not because it is unimportant, but because, like rights to freedom of speech, freedom of religion, and freedom from torture, it is typically understood, described, in a way that makes it more particular than the typical moral primaries of justice, equality, liberty, and utility. We understand what is being said when privacy is described as an aspect of human dignity,21 but we also understand why it is understood that dignity is the moral primary of which privacy is only a component part.
With this distinction between moral primaries and secondary rights in hand, consider how one might justify a particular manifestation of the right to privacy. Take, for example, the German practice of concealing the names of civil litigants from the public record. If one brings a civil lawsuit in Germany, or if one is the defendant in a civil suit, oneās identity is masked in the published opinions, so that all we know about the typical plaintiff or defendant is that he or she is the plaintiff or defendant in Case Number 1138-7, or such and such. This is in marked contrast with the practice in the United States, where the fact of bringing a lawsuit, or even the fact of being the defendant in a lawsuit (a less voluntary action), commits one to having oneās name potentially disclosed in published opinions, and certainly available to all (except in rare exceptions involving trade secrets and a few other matters) in the publicly available court filings and other judicial records.
In Germany, the German practice is routinely defended on privacy grounds, even though such an argument is almost unheard of in the United States. In Germany, the right, albeit a secondary one, is thought of as an important component of, or importantly instrumental to, the right of personality, the right of personal sanctity, the right of personal integrity, or something of that variety. But when such arguments are raised in the United States in the same context, the reaction is little more than a raised eyebrow. Americans can get highly exercised about supposed invasions of their right to privacy, but they rarely appear to get exercised about the possibility that their names may appear in the Federal Supplement.
That an argument so well accepted in Germany is virtually unheard of in the United States is of course not conclusive of anything. It just mi...