1 Context and framework
⢠Context
⢠Themes
⢠Concepts
⢠Framework
⢠Conclusion
Understanding the state system, politics, and international relations of the region is critical in appreciating the difficulties faced by the regional institutions of the Middle East. There have been a number of attempts to explain the perceived āfailureā of the regionās institutional mechanisms in enabling meaningful cooperation across a broad range of issue areas from trade and industry to war and peace, with these explanations often drawing upon the wider international relations literature, especially theories of international cooperation and conflict. In addition, there have been attempts to examine the obstacles facing these institutional mechanisms, which focus much more on the specific dynamics of Arab regional politics, drawing on the importance of ideological differences, clashes of personality, and the specific dynamics of the types of authoritarian regimes in question.
Perhaps the greatest issue here is the difficulty of effectively bringing together regional politics and area studies approaches to the region, with their nuanced historical understanding, and broader international relations approaches which attempt to explain how international organizations (IOs) generally form and how they subsequently develop over time. These theories by their very nature have to omit detailed and specific dynamics and were frequently designed to explore the specific nature of organizations that have followed a particular path driven by liberal democratic Western states.
This chapter begins by outlining the broad context within which the regionās IOs were created and developed. This takes the form of a brief chronological survey of key periods in the shaping of a Middle Eastern order over the course of the twentieth century, which highlights key events and themes and provides the reader with the relevant background material against which the specific IOs were operating. The second part of the chapter consists of an exploration of the various tools that have been applied to the regionās IOs to explain the difficulties the region has faced in creating genuinely cooperative and empowered shared institutions. It assesses the utility of these various concepts before going on to outline, in the final part of this chapter, its own hybrid framework for analysis, which subsequently guides discussion in later chapters.
Thus we begin by providing the necessary context and background for what follows with a brief examination of the emergence of the state system in the modern Middle East, alongside an exploration of key tensions and dynamics that have had an impact upon the process of institutionalization across the Arab world and its two key sub-regions. Subsequent chapters draw upon this context in their analysis to explore the specific ways in which regional events and dynamics accelerate or derail processes of institutionalization.
Context
Any understanding of the development of the international institutions of the Middle East must be grounded in an awareness of the nature of the Arab States system and the authoritarian structures of rule, which have predominated across the region since independence. These more structural factors must also be tempered by an understanding of the normative, popular, and intellectual discourses amongst the populations of Middle Eastern states for some kind of Arab unity. Here, using Michael Barnettās division of the regionās recent history as a rough chronological structuring tool,1 key events and themes are highlighted within each time period before some more general observations are made, both about changes to the regional order in general, and to the structure, ideology, and preoccupations of individual states and peoples, and what this means for IOs in the region.
The embryonic years, 1917ā46
Beginning in the late nineteenth century as the ideas of nationalism and socialism spread to the Middle East, Arab consciousness began to grow as the Ottoman Empire gradually ceded control and European colonialism began to penetrate the region in a more comprehensive manner.2 The combination of changing power dynamics in the region, and increasing exposure to Western ideas and technologies gradually brought about a revolution in Arab thought which spread rapidly from the intellectual classes into the wider popular consciousness often through cultural channels.3 With the final dissolution of the Ottoman Empire upon the foundation of the Republic of Turkey in 1923 and with the promises made to the Arabs during the war in order to secure their support in the campaign against the Turks only being partially fulfilled, space was created for discussion around the future forms of Arab unity that might be achieved.4 During this crucial period key themes emerged, which were to shape regional politics over the coming decades. The first of these, of course, was the Balfour Declaration of 1917 promising a ānational homeland for the Jewish people in Palestine.ā5 While the declaration was deliberately not promising a āJewish stateā the growing numbers of Jewish immigrants into the British-mandated territory of Palestine was to become a major issue during the 1930s, which gave the Arabs a common cause.6 British and French control of League of Nations mandated territories, while clearly not the kind of colonialism practiced elsewhere, also contributed to the creation of a common enemy, which has traditionally been a necessary requirement of nationalism and forms the second major theme.7 Even during the height of this colonial Ć©poque mandated territories were receiving their independence, albeit with strong residual colonial influence and often a continuing military presence.8 Thus over this period Arab States, many of which were created from scratch through the mandate system, began to form links and to promote various schemes for greater Arab unity.9 It is during this period that the map of the Middle East as it is today was formed, with the Al-Saud finally coalescing their territorial gains and formally establishing Saudi Arabia in 1932,10 Iraq receiving its independence from Britain in the same year,11 followed by the French retreat from Lebanon in 1943, Syria in 1946,12 and Britainās formal handover of power in Jordan in the same year. These states, plus Egypt, which had received its nominal independence in 1922,13 were to form the core of the Arab world and consistently tried to lead the growing Arab Nationalist movement and promote schemes for Arab unity.14
Consolidation, 1946ā55
During the previous period the Middle East had been defined by the independence of many of its core states. This new period saw further decolonization with Libya gaining full independence in 1953 from French and British oversight, after having been an Italian colony before the war. More significant changes emerged as Arab Nationalism grew further in popularity and began to dominate domestic politics in the newly independent states of the region. One must also bear in mind that most of the countries in the region were monarchies during this period, the only exceptions being Syria and Lebanon, and these monarchies had close relationships with Britain and relied upon London for political, economic, and military assistance. This of course often brought the regimes into conflict with their Arab Nationalist populations who, as a core tenet of Arab Nationalism, were stridently anti-colonial and frequently explicitly anti-Western.15 As the various different creeds of Arab Nationalism consolidated their influence they increasingly aligned themselves with stridently socialist rhetoric to go alongside their anti-Western ideology.16
During this period, and despite the clear similarities between the various strains of Arab Nationalism, dividing lines began to emerge between the expressly communist groupings and those that advocated other forms of Arab Nationalism, including Baāathism.17 These differences were later to entwine with other regional tensions and undermine moves towards Arab Unity. Arab Nationalism had by now gained deep roots in societies across the region with cells of the various strands of Arab Nationalism operating even at village level. These roots soon enabled the various movements to penetrate the structures of the state, including the security forces.18 This would lead to a series of coups dāĆ©tat across the region during the course of the 1950s and 1960s.19 The most important of these coups came in 1952 with the colonelsā plot in Egypt, which removed King Farouk, eventually replacing him with Col. Gamal Abdul Nasser.20 As the regionās largest state by population, and the most important in terms of its cultural influence, being the major Arab center for publishing and cinema, this meant that core soft power tools were now controlled by Arab Nationalists. Nasser set about spreading his beliefs and fomenting unrest elsewhere. Before that, though, he had to consolidate his rule and find a way of removing the British from their base in the Suez Canal Zone. This he achieved in 1954 after a subversive campaign and a skillful treaty renegotiation.21
The other crucial development during this period was of course Britainās withdrawal from its Palestine mandate, and the declaration in 1948 of the State of Israel after a UN partition plan for Palestine was rejected by the Arab States. The ArabāIsraeli War which ensued led to the surprising defeat of the combined might of the Egyptian, Syrian, Jordanian, Iraqi, and Lebanese Armies, and was a humiliation for the Arabs who were faced with the exodus of hundreds of thousands of Palestinian refugees.22 The episode became known as an-nakhba, or the catastrophe, and was to drive regional politics, Arab Nationalism, and the search for unity over the coming decades.
The peak of Arab Nationalism, 1956ā66
With Arab Nationalism now consolidated amongst the populations of the core states of the Middle East, even the Saudi monarchy was aware of the power of the movement, and the idea of Arab unity, amongst large elements of its population. The Algerian war of independence against the French, which had been running since 1946, became especially violent during this period, attracting widespread Arab support that would eventually lead to Algeriaās independence in 1962.23 This was preceded by Tunisian, Moroccan, and Sudanese independence in 1956, and British protection over Kuwait ending in 1961. These years were pivotal for Arab Nationalismās power in the region and in terms of the political attempts at Arab unity, which were prosecuted through a number of different schemes. The period also saw the deposition of more of the regionās monarchies in North Yemen in 1962 and Iraq in 1958, along with Arab Nationalists taking over in Syria.
Perhaps the most obvious development in this era was the Suez Crisis of 1956 in which Nasser nationalized the Suez Canal, which was swiftly followed by Britain and France intervening militarily in Egypt to protect the canal, in collusion with the Israelis who offered a pretext when they invaded the Sinai Peninsula.24 The subsequent global condemnation, and withholding of US monetary and diplomatic support, led to the intervention failing politically rather than militarily. This handed a colossal propaganda victory to Nasser whose popularity across the region soared to unprecedented levels. The collusion between the colonial powers and the Israelis only confirmed Arab Nationalist conspiracy theories and was in hindsight the movementās apogee.25
What the series of coups, wars, and rhetoric concealed, though, were two other important themes that came to the fore during these years. The first of these was that Nasserās prominence drew a backlash from other Arab leaders as he attempted to meddle in their affairs. Other states and leaders wanted to lead the Arabs and other forms of Arab Nationalism other than Nasserism were further promoted, thus widening divisions in the movement, and the meddling came to be seen as a security threat, leading to Arab politics becoming increasingly securitized at elite level. The second major change was economic. The region saw a rapidly emerging split develop between those states that produced oil in large quantities and those that did not have the same oil resources.26
The other economic change was principally led by the new Arab Nationalist regimes whose socialist tendencies led them into large-scale nationalizations, of which the Suez Canal is the prime example. These nationalizations in Egypt led to Greek, Italian, and Armenian business owners fleeing the country and many businesses floundering under their new state owners. The implementation of large-scale industrialization (including the Aswan High Dam and Helwan City), often chaotic land reform, and import substitution programs caused significant economic and environmental damage without providing the benefits so loudly trumpeted by the regimes.27 Despite these failures, these new regimes were often quite successful in providing minimum safety nets and basic health care, and the period also saw rapid declines in illiteracy and infant mortality levels; however, these programs were expens...