We begin our discussion of teachersâ professional learning and leadership of, by, and for teachers by considering changes in policy approaches intended to improve educational systems and the rising interest in teachersâ practices and leadership. Throughout this book, we bring together evidence, debates, and the latest thinking from research, practice, and policy. As a writing team, we are currently or have previously been students, teachers, leaders, researchers, academics, government officials, and political advisors working in schools, districts, and entire education systems at provincial/state and national levels, as well as engaging in international collaborations and contributions. Genuinely enabling teachers to lead their own learning and practice requires the integration of changes in policies and practice drawing on professional knowledge and research evidence.
We begin by tracing developments in policy makersâ interest in improving educational practices and approaches to the substance and style of policy-making over time. Approaches to policies for teacher quality have evolved over time and in different contexts. We are now at a time when a new potential for teacher-led educational improvement in collaboration with partners throughout the education system is emerging and gaining momentum. We propose that teachersâ learning and leadership requires enabling teachers to be agents at the center of educational changes rather than the subjects or recipients of externally mandated reforms only. Government, district, and school leaders become partners in supporting, co-learning, and enabling professional practices. This is as much about a new way of developing and implementing policy, as it is about the substance of policy. It requires consideration of the changing nature of teachersâ practices and their opportunities to become and be leaders of educational improvements. It is about educational change and improvement led by and for teachers in partnership with educators throughout the education systemâschool, district, state/province, nationâand indeed in an increasingly interconnected international network of teachers seeking to be the advocates, experts, and leaders of educational practices and improvements locally and globally.
Policies for Educational Change: Governing Teachers' Practices, School, and System Improvement
Since the origins of formal schooling, there has been interest in what policies are required to enable access to, and quality of, educational experiences and outcomes for students. The existence and persistence of inequalities in educational experiences within schooling and in outcomes for students is a long-standing concern. Low levels of educational achievement, not graduating from high school, and/or large gaps in the performance of different student groups have serious consequences for an individualâs life chances and for wider economic, social, and community development. There are compelling arguments about the importance of educational change for moral (Fullan, 2010), social justice (Hargreaves and Shirley, 2009), and economic (OECD, 2010) imperatives. Teachers are, and have always been, key to supporting studentsâ learning and success and also to wider school and system improvement.
However, the governance of education and the content of educational change have evolved over time, including changing attitudes and approaches to developing teachersâ practices. Hargreaves and Shirley (2009, 2012) have proposed that there have been Four Ways of educational change. In brief:
- a First Way of state support and professional freedom, of innovation but also inconsistency;
- a Second Way of market competition and educational standardization in which professional autonomy is lost; and
- a Third Way that tries to navigate between and beyond the market and the state and balance professional autonomy with accountability (Hargreaves and Shirley, 2009, p. xi).
As we will discuss later, Hargreaves and Shirley (2009, 2012) propose an alternativeâa Fourth Wayâgrounded in professionalism, democratic engagement, and partnerships connected to an inspiring and coherent purpose for public education. Each of the Ways, along with related developments in research, policy, and practice, have signalled changing attitudes, approaches, controversies, and possibilities for teachersâ learning and leadership that is of, by, and for teachers.
According to Hargreaves and Shirley (2009), the First Way emerged at the end of World War II and lasted until the mid-1970s. It was a time of investment in the welfare state, human rights movements, trust in public services, and professional autonomy for teachers. The governmentâs role was to provide overarching legislation and resources to establish or develop the public education systems. Educators had significant freedom and autonomy over the content of education, their professional practices, and day-to-day work. It was a time of both âinnovation and inconsistencyâ (Hargreaves and Shirley, 2009, p. 3), but with a lack of attention to building capacity and leadership development, there were âhuge variations in focus and qualityâ and âunevenness in implementationâ (Hargreaves and Shirley, 2009, p. 5), resulting in parents, politicians, and the public becoming concerned and frustrated.
By the 1970s, significant developments in educational research concerning school effectiveness were emerging also. While the origins of studies of school âeffectsâ indicated the larger influence of studentsâ background characteristics (Coleman et al., 1966) and the limited impact of schools on studentsâ achievement gains and, in particular, persisting inequalities for students from different racial, ethnic, and socio-economic backgrounds ( Jencks et al., 1972), methodological developments and empirical studies since the mid-1970s have drawn more attention to those factors within schools that appear to make a difference in improving student success, regardless of background. As Reynolds and Creemers (1990, p. 1) proposed, School Effectiveness Research (SER) has become: âbased around the central idea that schools matter, that schools do have a major effect upon childrenâs development and that, to put it simply, schools make a difference.â
Although this focus on how schools make a difference has been contested (e.g. Thrupp, 1999), there is a considerable body of evidence examining what factors appear to contribute to the effectiveness of schools, particularly high achieving schools as compared with low achieving schools with similar student intakes. Although there are many variations in the âcharacteristicsâ and/or âprocessesâ of effective schools, the importance of features associated with teachers and teaching are common. For example, Edmondsâs (1979) seminal study of effective schools included a focus on teaching and learning as one of five key characteristics. Later work has built on, expanded, and refined the characteristics of effective schools. For example, Levine and Lezotte (1990) and Lezotteâs (1991) model includes âinstructional leadership.â Sammons, Hillman, and Mortimoreâs (1995) factors include concentration on teaching and learning and purposeful teaching. In considering not only âWhat makes a âgoodâ school?,â but also âHow do we make more schools âgoodâ?â (Reynolds, Sammons, De Fraine, Townsend, and Van Damme, 2011, p. 1), the processes of effective teaching and of developing professional learning and skills have been identified (Teddlie and Reynolds, 2000). Alongside these research developments in school effectiveness, school improvement research has emerged also to emphasize the importance of both committing to and managing the processes towards better schooling so that improvement can be sustained in the long run (Reynolds and Stoll, 1996).
Beginning with the Second Way of the 1980s, evidence concerning school effectiveness and the belief that reforming education would make a difference to educational outcomes began to take hold among policy makers. According to Hargreaves and Shirley (2009), the Second Way increased government centralization of educational content and operation. Professional autonomy was replaced by prescription of curriculum, assessments and intended outcomes and accountability to parents and the public as consumers of schools. Hargreaves and Shirley (2009) propose that the introduction of a National Curriculum in England, Wales, and Northern Ireland through the 1988 Education Reform Act was a hallmark of the Second Way. While the work of teachers was considered central, teachers were not the owners and developers of these policies; rather, they were the implementers of government-established curriculums, testing, and linked teaching approaches.
The limitation of the First Way was that professional autonomy resulted in positive innovation, but also inconsistencies and ineffectiveness. The Second Way solution was for the government to become more centralist and prescriptive; the downside was top-down mandates without attention to engaging and supporting education professionals. Enter the Third Way with policies intended to âcombine the security of a reformed welfare state, along with renewed respect for professionals and professionalism, with the entrepreneurial energy of innovative spirits of marketsâ (Hargreaves and Shirley, 2012, p. 6). Within the Third Way, emerging in the 1990s and continuing to the present, two major developments have informed policy direction concerning educational improvement and teachersâ practices: first, the scale of educational change has expanded to entire systems (states/provinces/countries); and second, the primary foci of change have become teachers and teaching.
Hence, the purpose, goals, and scale of educational change have become âbiggerâ (Hargreaves et al., 2009, p. xii) with the rise of Whole System Reform and large-scale educational change (Fullan, 2000, 2009, 2010). In the inaugural issue of the Journal of Educational Change, Fullan (2000) heralded âThe Return of Large-Scale Reformâ involving: whole school reform, whole district reform, and state/national reform. Almost a decade later, Fullan (2009, p.101) suggested that 2003â09 was the period when âlarge-scale reform comes of ageâ with the focus expanding from one of scale to include attention to the system involving the interactions and inter-relationships at all levels of the education system. Indeed, Fullan (2009, p.112) concludes that on entering the second decade of the twenty-first century, âsystem reform is indeed beginning to come of age.â Fullanâs (2010, p. 4) âBig Ideas for Whole System Reformâ are:
- All children can learn.
- Only a small number of key priorities.
- Resolute leadership/stay on message.
- Collective capacity.
- Strategies with precision.
- Intelligent accountability.
- All means all.
While all seven ideas are important, the key feature of Whole System Reform is âall means allâ: all students and schools plus all people employed and/or engaged with the education system.
In large part due to rising interest in international testing and benchmarking (Schleicher, 2009) and research on the educational strategies, practices, and outcomes in different national contexts (e.g. Barber and Mourshed, 2007; Darling-Hammond, 2010; Fullan, 2010; Jensen et al., 2012; Mourshed, Chijioke, and Barber, 2010), there is increasing policy interest in the content and processes of âWhole Systemâ educational change at national and/or state/province levels. Both educational quality (high standards of achievement) and equity (low differences in achievement for different students and schools) are the priority goals.
Discussions of Whole System Reform generally combine an overarching theory of action with attention to change processes (Fullan, 2009, 2010). There is no one-size-fits-all approach to educational improvement and there are considerable variations among and within countries. While authors vary in the details (e.g. Barber and Mourshed, 2007; Fullan, 2009, 2010; Jensen et al., 2012; Mourshed, Chijioke, and Barber, 2010), we identify âWhole Systemâ educational improvement as including:
- a central focus on improving teaching and learning including supporting conditions such as leadership development, attention to equity, curriculum and assessments;
- a small number of ambitious but relevant and realistic goals, widely communicated, understood, and acted on;
- effective allocation of resources aligned to the priority goals and strategies;
- a sustained focus on key goals and linked priority strategies while managing potential distractions from the main reform agenda;
- capable senior leaders committed to sustained prioritization of educational improvement plus engagement and development of leaders and leadership throughout the education system;
- high standards and expectations for all students and schools to achieve combined with use of data to identify current performance, monitor improvements and target where further improvement is required;
- a combination of valuing and being transparent about existing professional practice while also holding high expectations for further improvements in professional practice and student learning;
- an emphasis on, and support for, respecting, valuing and developing professional capacity (individual and collective) through a system of recruitment, training, development, recognition, improved working conditions, and career progression for educators;
- a commitment to continuous improvement and use of evidence to identify and spread effective practices and innovate succeeding ones;
- strong attention to procedures for delivering strategies and improvements in practices and outcomes (Campbell, 2015a, pp. 73â74).
Central to these international movements has been the phrase âthe quality of an education system cannot exceed the quality of its teachersâ (OECD, 2010, p. 3), promoted by reports from the Programme for International Student Assessment (PISA) and from international research on educational systems that have improved over time (Barber and Mourshed, 2007; Mourshed, Chijioke, and Barber, 2010). In light of evidence that teachers and teaching are central to school effectiveness and improvementâindeed some evidence suggests that teacher effectiveness is the most important element within a school (National Commission on Teaching and Americaâs Future, 1996; Sanders and Rivers, 1996)âthere has been growing attention to teacher quality and to effective instruction internationally. Darling-Hammond and Rothman (2011, p. 1) explain:
The focus on teacher effectiveness makes sense. While there might be disagreement about the most effective ways to measure and develop effectiveness, educators and policymakers generally agree that ensuring that teachers are capable of improving student learningâand that school leaders are able to help them to do soâis perhaps the most significant step they can take to raise student achievement. This ...