PART I
HISTORICAL SOURCES
INTRODUCTION
The conceptual history of âmagicâ spans around 2500 years and pervades a huge number of texts and different cultural-religious epochs (see Otto 2011). In order to understand the degree to which the academic debate inherited ideas and valuation patterns from former pre-academic discourses, in this part we present twelve key texts that illustrate main features of the conceptual history of âmagicâ. These texts have been selected because of their historical impact, their mainly theoretical and often encyclopaedic approach, and the variety of semantic patterns and connotations they exemplify. As we shall see, the pre-academic conceptual legacy of âmagicâ is characterized by some haziness and polyvalence that has not least contributed to the academic problem of âdefining magicâ.
Etymologically, the concept of âmagicâ goes back to the ancient Iranian appellative maguĆĄ, but the etymology of this word is unclear. Greek sources ascribe a variety of functions to the Iranian mĂĄgoi. According to Herodotus, who also refers to them as one of seven Median tribes, besides being in charge of religious rites such as sacrifices and the interpretation of dreams, the mĂĄgoi served as functionaries at the Persian (Achaemenian) court and advisers to the king (Histories, e.g., 1.101f; 3.30f; 7.19f, 37f, 113f, 191f).
During the late sixth and early fifth centuries BCE, the term maguĆĄ was picked up and Graecicized (into ÎŒáœ±ÎłoÏ, ÎŒÎ±ÎłÎ”áœ·Î±) by ancient Greek authors and thereby developed a life of its own. The Greek adaptation of the concept implied some fundamental semantic transformations, which may be particularly due to the fact that the Greek city states faced serious military conflicts with the Persian Empire at that time. To the Greeks, the magĂłs represented the religious specialist of a threatening foreign â âbarbaricâ â culture so that the concept quickly assimilated a variety of negative stereotypes. The mĂĄgos was regarded as a charlatan and âmagicâ (i.e., the ritual art of the mĂĄgos) a mere fraud (see, e.g., Sophocles, Oedipus Rex 387f; Hippocrates, De morbo sacro 1.10f). âMagicalâ rites were perceived as strange, unconventional and dangerous (see Hippocrates, De morbo sacro 1.39f; Gorgias, Encomium of Helen 9â10). The extraordinary, miraculous abilities allegedly possessed by mĂĄgoi were regarded as sacrilegious and suspicious (see Hippocrates, De morbo sacro 1.28f; Euripides, Orestes 1493f). In line with these notions, the Greek concept of âmagicâ came to signify all sorts of unsanctioned rites performed by private ritual entrepreneurs outside the institutionalized cults. The texts from Plato hosted here reflect this development in a twofold manner: in his Laws (see Chapter 1), Plato proposes harsh punishments for specialists of âmagicâ (he uses the synonym pharmakeĂa), which he classifies as a form of asebeĂa (âblasphemyâ, âimpietyâ, âfalse religionâ). On the other hand, in his Alcibiades I (see Chapter 1), (Pseudo-)Plato, reflecting the historical and etymological background of the term, claims that mageĂa refers to the âworship of the Godsâ (i.e., âreligionâ) among the Persians. Some later authors would use this argument to elevate the concept of âmagicâ and question the negative stereotypes predominant in Western discourse.
In the first century BCE, the Greek concept was picked up and Latinized (into magus, magia) by Roman authors. The Roman reception of the term continued main features of the Greek usage, but with a greater emphasis on its judicial application, semantic scope and theoretical explanation. At least since the mid-first century CE, court cases were carried out against âmagiciansâ or âmagical ritesâ (see Tacitus, Annales, e.g., 2.27, 12.59; 16.31, etc.); the late ancient Codex Theodosianus points, in fact, to the increased elaboration of statues against âmagicâ in the Roman Empire (see Codex Theodosianus 9.16.3f). The trial against the philosopher Apuleius of Madaura is the most famous example of the ancient prosecution of âmagicâ (see his extant defence speech Apologia sive pro se de magia). To the Romans, âmagicâ signified a fraudulent ritual art that pervades a multiplicity of (foreign) cultures and goes back to a distant past. Our third text â an excerpt of Book 30 of Plinyâs Historia Naturalis â is a fine example of this already ancient pattern of generalization and historicization of âmagicâ. Eventually, ancient authors proposed theories of the possible mechanisms underlying the rites and thoughts associated with âmagicâ. Chapter 3 shows how the philosopher Plotinus accomplished this task by embedding the concept within his âNeoplatonicâ philosophical framework.
In the first centuries CE, the concept of âmagicâ was picked up by Christian authors who incorporated it within Christian theology and also adopted former Jewish conceptual patterns (in particular, the opposition of âmagicâ and âmiracleâ). As a result, the negative stereotypes already implied in the Greek and Roman understanding of âmagicâ were enhanced: the texts in Chapter 4 by Augustine of Hippo show that, for Christian authors, âmagicâ not only refers to some fraudulent, superstitious, unsanctioned ritual practice, but to the very opposite of âreligionâ, as âmagicâ now exclusively relies on the working of demons, the henchmen of Satan. This radicalization â the idea of the âdemon pactâ â turned the âmagicianâ into an enemy of God and, as a polemical weapon, made it possible to devaluate inner and outer enemies of Christendom (such as pagan religions), a pattern that was continuously applied throughout Christian history. The idea of the âdemon pactâ was handed on by Christian authors throughout the Middle Ages (see, e.g., Chapters 5 and 7), early modern and modern times, and can still be found in modern Christian polemics against Harry Potter (see, e.g., Arms 2000, 83).
Despite the predominantly derogatory usage of âmagicâ in Christian discourse, more affirmative conceptualizations were likewise pronounced in the course of Western history. While the conceptual background of the â surprisingly ambivalent â definition of âmagicâ in the Byzantine Suda (see Chapter 6) remains to be investigated, the early modern conception of magia naturalis is a striking example of affirmative interpretations of âmagicâ in pre-academic discourses. That concept was introduced in the late fifteenth century by two Italian humanists â Marsilio Ficino (b. 1433; d. 1499) and Giovanni Pico della Mirandola (b. 1453; d. 1494) â who, inspired by the rediscovery of the works of Plato and Plotinus (see Chapters 1 and 3), regarded âmagicâ as an elementary force pervading all sorts of natural processes. Accordingly, they promoted magia naturalis to the rank of a new philosophical discipline that ought to systematically investigate this natural force. With this novel concept, Ficino and Pico influenced fifteenth- and sixteenth-century scholars such as Johannes Reuchlin, Johannes Trithemius, Agrippa of Nettesheim, Theophrastus of Hohenheim (also known as Paracelsus), Giordano Bruno and others. We reprint one important example of this first scholarly discourse of âmagicâ in Western history â namely, an excerpt from Agrippa of Nettesheimâs extensive work De occulta philosophia (see Chapter 8).
The concept of ânatural magicâ remained influential in some scholarly milieus but could not fundamentally alter the negative perception of âmagicâ predominant in Western discourse. The increasing success of natural sciences and, in particular, the philosophical movement of Enlightenment contested the notion of magia naturalis, mostly by criticizing its alleged fallaciousness and charlatanry. We reprint one representative anti-magical text of the Enlightenment discourse in eighteenth-century France â namely, Diderotâs article âMagieâ in his EncyclopĂ©die, ou Dictionnaire raisonnĂ© des sciences, des arts et des mĂ©tiers (see Chapter 9).
While the Enlightenment movement adopted traditional anti-magical rhetoric as part of its agenda of human rationality, there also existed anti-Enlightenment movements that retained a positive view of âmagicâ. The last text in this part, written by the Russian occultist Helena Petrovna Blavatsky during the late nineteenth century (see Chapter 10), illustrates this continuous stream of positive interpretations of âmagicâ in Western history. While the precise semantic meaning of âmagicâ in Blavatskyâs work remains fuzzy, our text brings home the point that the late nineteenth century founding fathers of the academic discourse could, in fact, have chosen very different contemporary models of defining âmagicâ. Yet, they adopted, for the most part, traditional Western stereotypes â in particular, the notions of irrationality (âmagicâ as false âscienceâ) and of a-religiosity (âmagicâ as false âreligionâ). The texts presented in Part I show that these polemical notions are deeply rooted in the conceptual history of âmagicâ. Their âsurvivalâ in academic discourse has made the concept particularly vulnerable to criticism and been one of the main reasons why, in recent decades, some scholars have opted for abandoning the category.
1
PLATO
Alcibiades I 120e-122c, translation W. R. M. Lamb
Laws 933câe, translation Marios Skempis
Although he neither wrote systematically nor extensively on the topic, Plato (b. 428/427 BCE;d. 348/47 BCE) played a formative role in shaping Western discourses of âmagicâ. The two statements presented here â Alcibiades I 120eâ122c and Laws 933câe â albeit contradictory, exerted a major influence on later writers.
The Alcibiades I, a work dubiously ascribed to Plato, discusses the traits and skills that a potential political leader such as the young aristocrat Alcibiades, Socratesâ interlocutor in the dialogue, ought to possess. In our passage, Socrates refers to the Persian kings and their manners of educating their sons; we learn that at the age of fourteen the Persian princes learn âmagicâ (Greek âÎŒÎ±ÎłÎ”ÎŻÎ±â, translated by Bury as âmagian Loreâ) from the âwisestâ teacher in the Persian Empire. âMagicâ is here defined as âworship of the godsâ (ÎžÎ”áż¶Îœ ΞΔÏαÏΔία) â an apparently positive statement often quoted by later authors who intended to valorize the concept (see, e.g., Chapter 10 in this volume). Furthermore, the Alcibiades I is one of the first extant texts that links Zoroaster to the concept of âmagicâ, another idea that had substantial impact upon later authors who advanced Zoroaster to the rank of one of the founding fathers of âmagicâ (see Chapters 2 and 5; see in more detail Stausberg 1998 I: 503â69). However, Platoâs definition in the Alcibiades I hardly had any influence on modern academic definitions of âmagicâ, the more so since âworship of the godsâ is typically subsumed under the concept of âreligionâ.
In the eleventh book of his Laws, Plato, on the other hand, puts forth a law against pharmakeĂa. In ancient texts, the term pharmakeĂa can be used as a rough synonym of mageĂa, but it has different etymological roots (pharmakon can mean âpoisonâ, âmedicineâ, âherbâ, âdrugâ, or âcharmâ) and thereby refers to different things. In our excerpt, pharmakeĂa refers to methods of harming someone by means of substances (âdrinks, foods and unguentsâ) or verbal practices (âbinding spells or conjurations or incantationsâ) â that is, by methods whose modus operandi is not perceptible (contrary to, for instance, injuring someone with a knife). Platoâs law against pharmakeĂa derives from his law against asebeĂa (âblasphemyâ, âimpietyâ), which is described shortly before our passage, in the end of the tenth book (Laws 907dâ910d). Accordingly, Plato claims that people offering pharmakeĂa to upright citizens of Athens act blasphemously as they believe that âthe gods are easy to win over when bribed by offerings and prayersâ (Laws 885b, trans. Bury 1926: 299). Plato systematically questions this belief (Laws 905dâ907d), inasmuch as he regards these persons as âravening beastsâ that despise men and âtry thus to wreck utterly not only individuals, but whole families and States for the sake of moneyâ (Laws 909aâc; Bury 1926: 383). Hence, in the end of our text, Plato proposes harsh punishments for specialists of pharmakeĂa, while suggesting more moderate adjudgements for laymen. Note that Greek asebeĂa is the antonym to Greek eusebeĂa, a term often associated with the modern concept of âreligionâ. Thus, Plato provides us with the first opposition, at least in Classical Greece, between eusebeĂa and pharmakeĂa, an opposition equivalent, in some modern translations, to âreligionâ and âmagicâ.
Platoâs contribution to Western discourses of âmagicâ appears, therefore, as ambivalent. On the one hand, the Alcibiades I offered later authors the possibility to claim that âmagicâ is nothing else than âreligionâ â by arguing that this classification purely depends upon oneâs perspective. The Roman philosopher Apuleius of Madaurus (b. ca. 125 CE;d. ca. 180 CE), who was accused of being a âmagicianâ in a public court case around 158 CE, takes up this argument when he asks the court âwhat a magician really is. For, if what I read in most authors is correct, that âmagicianâ is the Persian word for our âpriestâ, what crime is involved in it? Can it be wrong to be a priest, to have the proper knowledge, competence, and experience of ceremonial rules, sacred rituals, and religious laws? This, at least, is how Plato interprets âmagicâ, when he examines the branches of study in which, among the Persians, a young heir to the throne is educatedâ (Apuleius, Apol. 25.9f, transl. Harrison and Hunink 2001: 50). On the other hand, Platoâs idea of âreligionâ (eusebeĂa), as sketched out in the tenth and eleventh books of the Laws, which is based on a devout, selfless belief in morally irreprehensible gods, prompted later polemics against âmagicâ that centred around the coercion and blasphemy argument. Platoâs desire to put forth a law against pharmakeĂa seems to anticipate various Roman statutes addressing âmagicâ (Lex Cornelia de sicariis et veneficis; Codex Theodosianus 9.16.3f), which also influenced mediaeval and early modern European juridical discussions of the crimen magiae. Turning to modern academic discourse, Platoâs opposition of eusebeĂa and pharmakeĂa could be held to anticipate James G. Frazerâs distinction of coercion (âmagicâ) and submission (âreligionâ) (see Chapter 12).
ALCIBIADES I 120eâ122c
SOC. Then let ...