The horrific three-month Battle of Shanghai (August 13âNovember 12, 1937) was the backdrop of the Japanese bombing of northern Zhejiang market towns and county seats. A Japanese force of 100,000 landed on the northern shore of Hangzhou Bay on November 5, and, with lightning speed, conquered the counties to the northeast of Hangzhou and the provincial capital itself on December 24. The strategy of the bombings was to terrorize and weaken urban centers, after which the Japanese seized and torched themâfire, being another favorite enemy weapon of terror.1
They came not as colonists but as occupiers. Conquest is, of course, the sine qua non of occupationâmilitary strategy and tactics were thus the pre-eminent initial focus. But apart from a general scheme for occupation, the Japanese seemed to lack specific plans for how the occupation would proceed. Given the necessity of establishing control throughout the vast Chinese territory, the Japanese had to have considered strategies for promoting Chinese collaboration; for it was obvious that âthere could be no occupation state without co-operation between Chinese and Japaneseâ.2 A crucial issue for the Japanese military was legitimacy, given their already infamous military reputation as brutal terrorists. One way to foster legitimacy among the Chinese was to transform the military system into a civil administration, and, if possible, to utilize institutions that had been common in Chinese society before the invasion. Rebuilding institutions and political systems that were already familiar to the Chinese would âpresumably mask to a degree the daily reality of the Japanese army in the default political positionâ.3
Occupation strategy thus focused (and this chapter focuses) on two issues during the occupation of northern Zhejiang from the winter of 1938 roughly to the end of 1942: establishing public security with a concurrent move to a civil administration; and adopting a system of commodity controls to provide Japanese military with their food and supplies before Chinese civilians. It encompasses four periods of changing political institutional contexts: the Peace Maintenance Committee (JanuaryâFebruary 1938); the Self-Government Committee (MarchâJune 1938); the restoration of traditional local structures and institutions under the Reformed Government (June 1938âJune 1940); and two and half years of Wang Jingweiâs collaborationist government in Nanjing (June 1940âDecember 1942).
The search for security
The most powerful military institution in Hangzhouâs daily life was the Special Services unit (tewu jiguan), which often teamed with the military police (xianbing dui).Special Services was in charge of surveillance, intelligence, public security and economic decision-making. Less than a week after Hangzhouâs seizure amid considerable social chaos, the commander of Special Services contacted Xie Hucheng, chair of the municipal Chamber of Commerce and director of Zhejiangâs Pawnbrokersâ Bank. Xie headed the Peace Maintenance Committee (PMC), which Special Services selected to take responsibility for maintaining local peace and assisting refugees. Whereas Timothy Brook finds that most PMCs in the Yangzi Delta âwere made up of political unknownsâ and âmarginal elites, the very people with whom [the Japanese] would have preferred not to workâ, the composition of Hangzhouâs PMC was markedly different.4 Of the seventeen board and secretariat members, at least seven were members of the Hangzhou Chamber of Commerce; all (but one) had significant careers in government (Zhejiang provincial and Hangzhou municipal ministries, magistrates, diplomats and lawyers) and business (bank managers; leaders of the rice, cotton textile and silk industries; and heads of important newspaper bureaus and journalists).5 All were Hangzhou natives or had lived in the city for many years.
Given their careers and interests, they focused on maintaining order, thereby protecting their interests and the cityâs economic viability, aims coinciding with Japanese goals. Most crucial was setting up a police or community system that promised security. In the words of Pacification Agent Kumagai Yasushi in nearby Jiading, Jiangsu, âas long as security in the county cannot be guaranteed, nothing [else] can be doneâ.6 In the immediate aftermath of the territory seizure, the obvious Japanese effort was to utilize local Chinese as peacekeepers until the Japanese military could learn âthe lay of the landâ. Chamber of Commerce Chairman Xie arranged with Wang Wuquan, the cityâs fire chief, a member of the PMC and the cityâs wealthiest silk entrepreneur, to lead his firemen as local patrolmen. Sprinkled among Wangâs many public successes was a reputation for corruption and as a reported leader of a crime-ensnared secret society. Consequently, during this patrol period, allegations were rampant about firemenâs shakedowns of city residents and about frequent looting, robberies and extortion of stores, warehouses and residences.
As a start to dealing with this lawlessness, the PMC established a police office, part of whose functions was to recruit a competent force. By the end of February, 215 men had taken exams as a prerequisite for a brief period of study and training; and 118 had been trained and reported for duty.7 Even though the invasion had caused about 80 percent of the cityâs population to flee, leaving only about 100,000 in the city, it was a pitifully small force (one policeman for about every 850 people.) Because of the slowness in developing a force, near the end of February the Japanese military police stepped in to assist police stations and men on patrol. Such use of Japanese troops in the long term was not feasible: the Japanese had to fight a war, not police local society; but the Japanese thought they knew the secret to establishing public security.
At a PMC meeting sometime before February 27, 1938, the heads of Special Services and the Military Police came to âadmonish subordinatesâ (Chinese collaborators). The first admonition spoke to the issue of security in terms, not of police work per se, but of a community system. âToday, you, who labor hard in your local service, keep working until worthy ones in each township and village can supervise the establishment of a community system to bring about security.â8 A homegrown community-based baojia system of surveillance, law enforcement and civilian control, based upon grouping the population together into mutual responsibility units, seemed to be the key. Invented by Wang Anshi in the Song dynasty, the systemâs central regulations were first set down in the Ming period; and its use was widespread under the Qing regime. In the Republic, Jiang Jieshi tried to utilize the system to deal with local problems. Brook explains: âAs a model [the baojia system] enthralled the Japanese colonialists, who hoped that this vast agrarian realm could somehow administer itself, at no cost to themselvesâ.9 It was the responsibility of the Self-Government Committee (SGC), coming to power on March 1, 1938, to set up the use of Chinese civilian collaborators both the grassroots baojia and commodity purchasing co-operativesââthe two institutions the Japanese planners regarded as critical to making the occupation viableâ.10
The composition of the SGC was essentially the same as that of the PMC, but the name change was significantâmoving from the function of simply maintaining peace to a shift (at least in name) to civilian rule. On March 15, the SGC decided (with Japanese support) to reinstate the pre-war system of a district (qu) office and its subdivisions of wards (fang) in the metropolis. Newspaper reports the following days included bureaucratic guidelines, regulations and description of baojia formation, but they seemed to exaggerate the speed and success of the effort.11 By the middle of May, local âworthy onesâ (working allegedly to âthe point of exhaustionâ) reportedly had already within a single month completed baojia registration and named and organized the jia, bao and lianbao (amalgamated bao).12
Despite these inflated claims, all was not working as reported or as the Japanese had planned. An official Japanese spokesman clarified the situation in July 1938.
Now the forces protecting Hangzhou in the face of bandits, rebels, and lawbreakers are weak. Maintaining attitudes of optimism and peace is difficult. But we really cannot go back as before or slow our plans. Therefore, apart from more widespread registration (the first step toward baojia establishment) and setting deadlines, you must rigorously enforce the baojia system. You must practice baojia methods [despite the troubles in law enforcement we face now].We assume we can reverse the current course. In the future, if baojia is completed, Hangzhou city will be even more peaceful.13
[I have italicized if for emphasis to show that the official was not at all certain that the baojia system would be completed.] This statement only underscored the continuing ineffectiveness of establishing baojia units.
The other perhaps unexpected problem thwarting Japanese baojia policies was that the Chinese had apparently armed themselves with âweapons of the weakâ.14 These were weapons of non-co-operation: foot-dragging, evasion, feigned compliance and ignorance, pilfering and sabotage. It is thus not strange that so many of the admonition sessions of the PMC and SGC repeatedly called for harder and more energetic work. The head of Special Services noted as the SGC was being established: âNow, as we have moved from PMC to the SGC, you must work increasingly hard; these political units (baojia) must have a very wide scope... . you must work tenaciouslyâ.15 In his study of the town of Jiading in the Yangzi Delta, Brook quotes the Pacification Agent Kumagai on some specifics of baojia unitsâ non-co-operation and dilatory tactics.
Subcommittees were organized in the various districts throughout the county. Because of the security situation along with various internal difficulties, we lost contact with those subcommittees on several occasions. Under certain conditions we had to âsuperviseâ them into becoming healthy self-government organizations. More than a few times we were at a loss to know what to do.16
With the passage of time, as the routines and life in the city seemed to approach greater normality, the potential for disorder ironically increased. More and more refugees were returning to the city, creating an even greater need for security forces. Merchants had generally opened up shops in all areas of the city, with hawkers and peddlersâ stalls again lining some streetsâgiving rise to disturbances and more difficulty in controlling the flow of commodities. In addition, the bane of the occupation continued: the corruption of some Chinese collaborators, their fleecing of the cityâs residents and feigned compliance with Japanese orders. The power of Wang Wuquan, the fire chief, is illustrative. He headed two municipal departments, one of which was the Assorted Tax Department. He managed refugee work and charitable rice distributions. He wielded substantial economic and political power in his role as issuer of licenses to business and industry. From March 27 to May 10, his office issued 421 licenses, of which 231 were restored businesses and 190 were new. In less than a month, from March 20 to April 16, he licensed 7,960 stall-keepers, of which 7,498 were new.17 How much money he siphoned off these âventuresâ is unknown.
In the face of being unable to insure Chinese adherence to Japanese public security policies and plans, in mid-1938, the Japanese, with the goal of instituting stricter bureaucratic control over cities and localities, instituted the Reformed Government of the Republic of China in Nanjing. During the tenures of the PMC and SGC, there had been no provincial government in Hangzhou: the PMC and SGC (behind which the Japanese military always loomed) were the municipal government, predominantly composed of Hangzhou natives and long-time residents. The new Reformed Government, led by Liang Hongzhi, of the late warlord Anhui clique, installed both formal provincial and municipal governments composed mostly of non-Hangzhou men. While training more police was a continuing Japanese objective, the numbers remained relatively few, and, even worse, the quality of police leadership seemed to be declining. Whereas in the PMC-SGC periods the training period was three weeks, the training period under the Reformed regime was only one week. With men (often neâer-do-wells, incompetents and crime-prone ruffians) so quickly and poorly trained, their driving motive seemed to be to stash as much loot in their personal coffers as possible.18
In the fall of 1938, the Reformed Government began to establish county-level regimes with the appointment of county magistrates and mayors in key cities. Hangzhouâs was He Can, a nati...