Chapter 1
Autism
An historical approach
Leo Kanner was a child psychiatrist, not a psychoanalyst, but the title of his landmark 1943 paper, âAutistic disturbances of affective contactâ continues to define the field. He described a unique syndrome starting before age 2, of which the outstanding disorder is
the childrenâs inability to relate themselves in the ordinary way to people and situations from the beginning of life. Their parents referred to them as having always being âself-sufficientâ, âlike in a shellâ, âhappiest when left aloneâ, âacting as if people werenât thereâ, âperfectly oblivious of anything about himâ.⊠There is from the start an extreme autistic aloneness that, whenever possible, disregards, ignores, shuts out anything that comes to the child from the outside.
(Kanner 1943, p. 242)
Of his initial 11 patients three were mute, the others used language peculiarly, mostly as parrot-like repetitions of heard word combinations, unhooked from purposes of personal communication: affirmation, Kanner says, was indicated by the literal repetition of a question. Their performances were as monotonously repetitious as their verbal utterances, and they became greatly disturbed upon the sight of anything broken or incomplete; dealing repetitively with objects â typically, by spinning â provided them a gratifying sense of undisputed power and control. They never looked at anyoneâs face. Some had phenomenal memory capacities.
Among Kannerâs many astute observations stands his noting in 1951, having examined 100 cases at Johns Hopkins Hospital, that the autistic child does not differentiate between himself and others or between an âIâ and a âyouâ, and that there is no sympathy, treating the animate, mother included, as inanimate: as is often mentioned they look through you, not at you. Such children, he highlighted, strenuously resist education, which is lived as a dire intrusion.
To Kanner, differing from later authors, in all cases the disturbance was there from birth on. Initially, he said, parents going to the crib to pick up the child notice that there is no anticipatory reaction; later the child does not run to the parent when he comes home and does not respond to verbal address. Soon after, he was able to boast at a panel in the American Academy of Pediatrics that âCertain features are so typical that, when a 4 year old autistic child is brought to the clinic for the first time, my secretary comes in and tells me that there is an autistic child in the waiting room, and she is usually rightâ (1953, p. 403).
Kanner kept infantile autism conceptually apart from child schizophrenia, though he granted that some children later fell into it; others emerged by themselves from the autistic disconnection, while still others remained in extreme withdrawal. Adults starting as autistic children were, he said, peculiar and withdrawn, but they never had delusions or hallucinations. In the assumption that âthese children have come into the world with innate inability to form the usual, biologically provided affective contact with peopleâ (1943, p. 250), just as other children come into it with innate physical or intellectual handicaps such as dyslexia, Kanner held that infantile autism was not influenced by any form of therapy. Independently, Hans Asperger in 1944 had described an akin syndrome, which differed in that language was preserved and children with the syndrome often showed surprising abilities. Coincidentally with Kanner, Asperger considered that the syndrome he described âwas of constitutional origin and genetically transmittedâ (Firth 1991, p. 13).
For Kanner autism was a varied lot, encompassing typical childhood cases as well as withdrawn but seemingly functioning adults (usually described as schizoid). Such wide panoply in the severity of autism was, however, mostly lost to the public, likely because Margaret Mahler and Bruno Bettelheim, who brought child autism into the psychoanalytic fold, considered autism to be the severest of child psychoses. Bettelheim (1967), in his widely influential book The Empty Fortress, put the clinical lens on the sickest cases, interned for treatment at late age, years after illness started. Indeed, the three patients he detailed â Laurie, Marcia and Joey â were long-standing cases who presented elaborate delusional systems, blurring the limits with childhood schizophrenia. His work took place in an in-patient setting; he privileged residential treatment under psychoanalytic guidance, holding that outpatient treatment works only when the disturbance is relatively mild and the child is still very young (p. 407). Fortunately, by the standards of his three detailed cases, most autistic disturbances, when seen early enough, can aptly be considered ârelatively mildâ: it is precisely the children being âvery youngâ and their being treated as soon as feasible after going into autistic retraction that brings fully into play psychoanalysisâs therapeutic âwindow of opportunityâ.
Among Bettelheimâs perceptive clinical observations we single out, firstly, that these children have, and impose, an out-of-this-world, mechanical view of their universe; secondly and notably, on the âIâ: when asked âdo you want milk?â the autistic child replies âyou want milkâ (meaning âyes, I want milkâ). This echolalia serves defensive purposes; in creating a language that fits his emotional experience, the autistic child evades using personal pronouns the more so these refer to himself, avoiding the term âyesâ as much as the word âIâ. As he magisterially puts it, such language derives from the childâs anxiety about being himself; his depleted selfhood can assert itself only in negation (pp. 424â428). The survival value of such posture, he masterly adds, is that âif âIâ do not really exist, then neither can âIâ really be destroyedâ (p. 429).
As previously said, Kanner was sceptical about treatability. Bettelheim, though, stressed having been able in long-term residential psychotherapeutic treatment at the Orthogenic School in Chicago to reverse autismâs course. Prognosis was better for speaking children than for mute ones: out of his 26 speaking autistic children, improvement in 17 he deemed âgoodâ, being for all purposes âcuredâ and functioning well in society despite residual quirks (1967, p. 417); several of his inmates went on to complete university studies. He compared his results with those of operant conditioning, which forsakes the childâs need for spontaneity: whereby, he bluntly argued, autistic children âare reduced to the level of Pavlovian dogsâ (p. 410). Such polemic, initially raised half a century ago, is alive and well today.
The first autistic child to be psychoanalyzed was Melanie Kleinâs patient Dick, in her classic paper âThe importance of symbol formation in the development of the egoâ (1930), but at that time he was not recognised as autistic. Revisiting Dickâs case, Frances Tustin pointed out that Klein registered substantial differences between her patient Dick and the schizophrenic children she had analysed, noting that such cases are often classified as mental deficiency, that Dick was largely devoid of affects and rarely displayed anxiety and then only in an abnormally small degree, and that âagainst the diagnosis of dementia praecox is the fact that the essential feature of Dickâs case was an inhibition in development and not a regressionâ (quoted by Tustin 1986, p. 50, italics in original). She also noted substantial differences from Kleinâs usual technique: Klein acknowledged that she did not interpret the material until it has found expression in various representations, but in this case, where the capacity to represent was almost entirely lacking, she was obliged to interpret on the basis of her general knowledge (Tustin 1986, pp. 52â53).
Margaret Mahler (1952, 1958, 1968) pioneered, from the 1950s on, the study and conceptualization of an âinfantile symbiotic psychosisâ as part of the childhood psychoses, side-by-side with Kannerâs early infantile autism. She considered infantile autism and the âsymbiotic infantile psychosisâ as two variants of childhood schizophrenia. Mahler drew on Ferenczi (1913) for a notion of a âprimary mother-infant symbiotic unitâ (1952, p. 288); however, keeping faithful to Freudâs and Hartmannâs conceptions of the initial stages of mind, Mahler postulated a pre-symbiotic, normal autistic phase in the first month of extrauterine life, sustaining that âin the normal autistic phase, the infant is not yet aware of anything beyond his own body, whereas in the symbiotic phase he seems to have become vaguely aware that need satisfaction comes from the outsideâ (1968, p. 165). The normal autistic phase took place from two or three months on to a symbiotic phase in which the infant behaves and functions as though he and his mother were an omnipotent system, a dual unity (1958, p. 77). To Mahler, as used in this context, the term âsymbiosisâ is a metaphor not having the connotations of the biological term, which implies a mutually beneficial relationship: as found in the symbiotic child psychoses, it can be described as a âparasitic symbioticâ union (1968, p. 55). The term was chosen to describe the state of indifferentiation, of fusion with the mother, in which the âIâ is not yet differentiated from the ânot-Iâ, and in which inside and outside are only gradually coming to be sensed as different; unpleasurable perceptions, external or internal, are projected beyond the common boundary of the symbiotic milieu intĂ©rieur, which includes the mothering partner: in this, she says, symbiosis resembles the Freudian notion of the purified pleasure ego (1968, p. 9). Mutual cuing signs the symbiotic phase:
the mother conveys â in innumerable ways â a kind of âmirroring frame of referenceâ to which the primitive self of the infant automatically adjusts. If the motherâs âprimary preoccupationâ with her infant â her mirroring function during early infancy â is unpredictable, unstable, anxiety-ridden, or hostile; if her confidence in herself as a mother is shaky, then the individuating child has to do without a reliable frame of reference for checking back, perceptually and emotionally, to the symbiotic partner.⊠The result will then be a disturbance in the primitive âself feelingâ which would derive or originate from a pleasurable and safe state of symbiosis, from which he did not have to hatch prematurely and abruptly. The primary method for identity formation consists of mutual reflection during the symbiotic phase.
(1968, p. 19)
Patients who do not achieve true identificatory and internalization processes fall back to the primary mode, the âmirroring kind of maintenance of identityâ (1968, p. 31).
Omnipotent symbiotic dual unity eventually leads to a separationâindividuation phase with the advent of autonomous ego functions such as locomotion and the beginnings of language: the peak of the symbiotic phase, the third quarter of the first year, coincides, says Mahler, with the beginning of differentiation of the self from the symbiotic object, and thus marks the onset of the separationâindividuation phase (1968, p. 220). The intrapsychic separationâindividuation process â the childâs achievement of separate functioning in the presence and emotional availability of the mother â continually confronts the baby with minimal threats of object loss; however, pleasure in separate functioning enables the infant to overcome such separation anxiety, as is entailed by each new step of separate functioning. The negativistic behaviour of the anal phase, in the frame of the toddlerâs spurt for individual autonomy, is important for intrapsychic separation and self-boundary formation. This, what Mahler calls the practicing period, culminates around the middle of the second year with the freely walking toddler at the height of his mood of elation, at the peak point of his belief in his own magic omnipotence, in good measure derived from his sense of sharing in his motherâs magical powers (1968, p. 20). Attainment of libidinal object constancy (in Hartmannâs sense) is much more gradual than the achievement of object permanency (in Piagetâs sense). During the second half of the second year of life, says Mahler, the child has become more and more aware of his physical separateness and, along with this awareness, the relative obliviousness to his motherâs presence signing the practicing period wanes, which brings in the rapprochement phase with an increased need, and a wish, for his mother to share with him new acquisitions of skill and experience (1968, pp. 24â25).
As Mahler initially put it, infantile autism regresses to primary narcissism: there seems to be, she said, a primary lack, or a loss, of that primordial differentiation between living and lifeless matter that von Monakow called protodiakrisis, and thus the childâs self, even his bodily self, seems not to be distinguished from the inanimate objects of the environment (1968, p. 79). Symbiotic psychosis implied fixation or regression to a delusional omnipotent symbiotic fusion with the need-satisfying object: such fusion evolved through crises of catastrophic panic reactions, inasmuch as inner and outer reality are fused (1958, p. 78). These symbiotic children rarely show conspicuous disturbance in the first year of life except perhaps disturbances of sleep, and tend to be described by their mothers as crybabies or oversensitive; as soon as ego differentiation and psychosexual development challenge the child with a measure of separation from the mother, which usually happens in the third or fourth year of life or with the advent of the Oedipus complex, the illusion of symbiotic omnipotence is threatened and severe panic reactions occur (1952, p. 292). In the idea that the âphantasy of oneness with the omnipotent mother⊠coercing her into functioning as an extension of the selfâ (1958, p. 79) is psychotic despite being part of the healthy babyâs early mindset, she fitted autism proper and symbiotic disturbances into the child psychoses, deeming pathological, overly fusional symbiotic states between baby and mother as the risk factor for symbiotic psychosis.
At first Mahler made a sharp distinction between autistic and symbiotic psychosis syndromes, but years later, after treating nearly 40 cases, she concluded that âthere is a broad spectrum of combinations of autistic and symbiotic features within the infantile psychosis syndromeâ (1968, p. 77): placing each case within this spectrum rests on whether the autistic or the symbiotic defences are paramount. She also came to avow that the intra-psychic situation in the psychotic child âdoes not involve a regression to any known phase of developmentâ (1968, p. 55). The autistic childâs most conspicuous symptom is that âThe mother as representative of the outside world does not seem to be perceived at all by the childâ (p. 64). She added that the autistic defense is âprimarily a response to the fear of human contact, an armor plating against such contactâ, which results in a shutting out of the actual human object in order to effect a delusional denial of the existence of the human object world and therefore of the danger of annihilation while the self becomes deanimated (âdevitalisedâ), a psychotic mechanism that has no parallel in any phase of normal development (1968, p. 79). The symbiotic defensive organization is conceived of as primarily a response to separation panic, that she calls âpanicâ advisedly because the extent of traumatic anxiety, which includes a fear of re-engulfment by the symbiotic object, cannot be considered a part of the ordinary experience of normal infancy. Fear of reengulfment is conceived as a dread of dissolution of the self (loss of boundaries) into an aggressively invested dual unity that the child cannot magically control (p. 80â81). But, while time and again she described autistic dynamics as psychotic, in a late statement she opened the way to a wider picture: âMilder than psychotic disturbances, I believe, occur in children who, though they have passed through a separationâindividuation process, have shown ominous deviations from the orderly progression of the subphasesâ (1974, p. 102). In such manner, going beyond her initial notion that infantile autism and symbiotic disturbances were variants of childhood schizophrenia, she joins Kannerâs idea of a panoply in the severity of autistic dynamics. On all these points we coincide.
Mahlerâs psychoanalytically inspired treatment scheme was built on a âtripartite therapeutic designâ (1961, p. 348), which included baby, mother and therapist, a set-up where the therapist served as the catalyst, the transfer agent and the buffer between the child and mother; she thus pioneered parentâchild therapies. Her aim was to reestablish a âcorrective symbiotic experienceâ between the baby and the mother as primal object. She was not so optimistic about results, avowing that treatment must extend over many years of the childâs life and that âeven with cautious, prolonged, and consistent therapy the prognosis for arresting the psychotic process and consolidating the ego is only moderately favorableâ (1968, p. 169).
As his scant references to it, late in his work, are fully set in the context of the child psychoses (1965, p. 153, 1967b, p. 221, 1968, p. 198, 1974, p. 90), it might be thought that Donald Winnicott is not part of the history of autism, but despite his lack of acknowledgment of autism as a nosological entity distinct from infantile schizophrenia, his conceptual contribution is crucial. His statement that
The autistic child who has traveled almost all the way to mental defect is not suffering any longer; invulnerability has almost been reached. Suffering belongs to the parents. The organization towards invulnerability has been successful, and it is this that shows clinically along with regressive features that are not in fact essential to the picture.
(1968, p. 198)
concerns a limit-case, ironclad isolation in shell-type encapsulated autism. Based on this fissure-less idea of autistic invulnerability, he was unremittingly pessimistic about treatment: âtherapeutic work with autistic children is maximally exacting, and constantly makes the worker feel: is this worthwhile? There is but slight possibility of a âcureâ â only amelioration of the condition and a great increase in the childâs personal experience of sufferingâ (1967b, p. 221). Thereupon autism was not a focus for Winnicott, but his notion of psychotic depression was a main stepping stone for Tustinâs developments, as was his model of primal mind â a model fusional to a much greater extent than is usually acknowledged â that Tustin in good measure owes to him. Winnicottâs overall concepts of going-on-being, mirroring, transitionality, impingement and play-as-such (distinctly from Kleinâs masterly technical use of play technique in session), topics on which little can be found in Kleinâs work, find ready place in describing how healthy development proceeds and how the autistic disconnection is overcome. We agree with Winnicott in that therapeutic work with autistic children is maximally exacting, but we trust that the clinical material here presented backs the idea that half a century later we need not subscribe to his therapeutic pessimism.
Let us now address the Kleinian approach furthered by RodriguĂ©, Bick and Meltzer. Despite titling his paper âThe analysis of a three-year-old mute schizophrenicâ, Emilio RodriguĂ© in 1955 held that his quite detailed, if interrupted, case, treated for seven months along Kleinian technica...