1.1 Introduction
Especially after the dramatic collapse of Communism behind what was once the Iron Curtain, symbolized about fifteen years ago by what has since come to be known as the Fall of the Wall, Marxism has been widely viewed as politically bankrupt. Nowadays there is a tendency to conclude that Marxist social scientific theories are similarly no longer to be taken seriously. All things considered, however, this is an odd notion.
After all, political ideas ought to be measured by quite different standards than social scientific theories: they do not have to be âtrue.â1 The only thing that matters is whether they can inspire social movements, political elites, and voters to work toward a better world. They can only play this role as long as there is a discrepancy with the surrounding social reality. Once political ideals are realized, this discrepancy disappears and they consequently lose their significance as sources of inspiration for political action and fade into historyâs oblivion. Social scientific theories, however, should not be judged by their capacity to inspire political action. What matters is that they accurately represent reality: the effort to capture a certain similitude between scientific theories and the reality outside them is the guiding principle of science. Of course we find certain theories beautiful or attractive for aesthetic, political, or other reasons, but in the end, as the English say, the proof of the pudding is still in the eating.
The value of a social scientific theory might thus be said to diminish as the discrepancy with the surrounding social reality grows, whereas the value of a political idea only increases. This is why it is somewhat surprising that nowadays with the world more capitalistic than in the 1960s or 1970s, Marxism should have lost so much of its political standing in Western societies. It is even more surprising to see how many social scientists conclude that ever since the collapse of Communism, Marxist social scientific theories are also no longer âtrue.â The most surprising thing of all, however, is that many of the non-Marxist theories now considered superior are just as based on the assumption that culture is solely a reflection of material states of affairs as their Marxist counterparts were. It is this assumption, as it is elaborated in several influential contemporary social scientific theories, that occupies a central place in this study. None of these theories are Marxist, but they do nonetheless all work from the point of departure that peopleâs values are shaped by their economic position or background. This is why they are referred to as âMarxist liteâ theories in this book.
By way of introduction, this chapter addresses several issues that are crucial to a proper understanding of the theme of this book and how I approach it. I focus on the sociological roots of the above-mentioned materialist assumption in Section 1.2, formulate the research questions addressed in this study in Section 1.3, and briefly outline my approach in Section 1.4.1 close this introductory chapter with a discussion of the data files I use in Section 1.5 and the further structure of the book in Section 1.6.
1.2 Modernity as Industrialism
1.2.1 Conflict Sociology and Functionalism
Very few periods in the history of sociology have been as consequential as the 1960s, which marked the end of a lengthy period of intellectual domination by American structural functionalism with Talcott Parsons (Harvard) and Robert Merton (Columbia) as its leading spokesmen. The question of exactly what happened in this period and why, and what the effects were, is still dividing sociology today. Should the events at the time be predominantly viewed as intellectual or as cultural and political developments? Was it the start of a crisis in sociology or indeed the birth of a new and better sociology? And if so, how does this new and better version differ from its predecessor? Have sociology and politics since become more intertwined or less? And has this done any damage to sociology or not? These are a few of the important questions whose answers are still controversial and probably always will be (Cole 2001; Horowitz 1993; Lemert 1995; Lopreato and Crippen 1999; Seidman 1994).
These questions go beyond the scope of this book and will thus remain unanswered here. Only one ramification of the turbulence of the 1960s needs to be addressed to put the themes examined in this study in their proper perspective. It has to do with the tendency since that time, especially evident in American sociology textbooks, to contrast functionalism and conflict sociology as two diametrically opposed paradigms. It is undisputed that sociology has since been characterized far more than before by theoretical pluralism. It is also undisputed that conflict sociology and functionalism are two of the most influential theoretical approaches. It is ironic, however, that precisely because conflict sociology has since been so widely accepted as an attractive alternative for functionalism, important similarities between the two should have faded into the background.2
This is obvious from the very way Durkheim and Marx have been presented for the past three decades, once again mainly in American textbooks, as the respective founders of functionalism and conflict sociology (e.g., Conklin 1984; Macionis and Plummer 1997). Durkheim is viewed in this connection as a go-between linking Comteâs work on the importance of a moral consensus for the preservation of social order and modern functionalism. Marx is depicted as the nineteenth-century founder of conflict sociology, in which coercion rather than moral consensus is viewed as the underlying cause of order and stability. Although this depiction is not entirely erroneous, it is one-sided and problematic.
In line with Collins (1975), perhaps the most influential conflict sociologist since the second half of the 1970s, one might wonder whether it is accurate to view Marx as the most important founder of the conflict paradigm. Collins himself seems to attach greater importance to Weber, who had much less of a tendency than Marx to reduce every conceivable disharmony in society to the conflict of interest between labor and capital (1986:11, 1992:7). As a questionable result of the fact that it is nonetheless common practice to cite Marx and Marx alone as the founder of conflict sociology, many textbooks give the impression that conflict sociology is little more than Marxist conflict sociology. It is more important for this study, however, that the construction of this opposition between Durkheim and Marx has caused two important similarities between them to fade into the background.3 They can largely be traced back to the influence of Saint-Simon on both of them.
1.2.2 Marx and Durkheim: A World of Difference?
The analysis of modern society as an industrial society is central to the sociology of Saint-Simon (1760â1825). In his view, industrialism heralds a new era in history, with all the ramifications this might have for social relations. He has no doubt about who will be the winners and the losers in this new type of society. The nobility and the clergy are the most significant losers. They might well have occupied dominant positions in medieval society, but they no longer have a role of any importance to play in industrial society. Their parasitic and essentially useless military, political, and religious activities are replaced by a far more important one: contributing to industrial production (Kumar 1978; Manuel 1956).
According to Saint-Simon, the winners in the industrialization process are those who contribute to the preservation and expansion of industrialism. More than anyone else, they are the occupational categories responsible for the discovery and application of new technologiesâinventors, scientists, industrialists, workers, and artisans. These changes in power relations are inevitable because an industrial society requires meritocracy. In this type of society, it is hardly possible to avoid rewarding people and giving them positions in society on the grounds of their skills and expertise. The importance of ascribed features such as social background and family ties is thus inevitably reduced under the influence of industrial development by achieved features like these. An industrial society is inevitably an open society.
Marx is not only strongly influenced by German philosophers and British political economists, but also by French thinkers like Saint-Simon. He was especially open to this influence during his stay in Paris in the 1840s (Coser 1977:56â62). Marx conceptualizes modern society as a capitalist society. Its dynamics stem from the contradiction between the development of technologyâthe forces of productionâand capitalist property relationsâthe relations of production. Since entrepreneurs have no choice in a system of capitalist relations but to strive to reduce their costs by way of technological innovation and exploitation of the working class, this contradiction inevitably increases. The same holds just as inevitably true of the intensity of the struggle between labor and capital. It will ultimately mean the end of capitalism. This then is Marxâs social theory in a nutshell (Marx and Engels 1948 [1848]; Marx 1967 [1867]).
Like Saint-Simon, Marx sees modern society as an industrial society. He too feels its dynamics come from the development and application of new technologyâthe development of the forces of production. We have seen, however, that Saint-Simon awards a central position to the conflict between the two dominant estates of the old society, the nobility and the clergy on the one hand, and the two industrial classes, labor and capital, on the other. It is true that Marx adopts Saint-Simonâs notion of antagonistic relations, but he uses it to drive a wedge between the two industrial classes: he does not position labor and capital side by side countering the nobility and clergy, but sees them as countering each other. Thus the relation between labor and capital is not depictedâas in the work of Saint-Simonâas characterized by common interests and mutual dependence, but as based upon conflicting economic interests. Localizing the central social conflict in the heart of industrial society itself results in Marxâs familiar depiction of modern society as a capitalist society.
In The Division of Labor in Society (1964 [1893]), Durkheim explains that shared values and norms can only constitute the basis for social cohesion in premodern societies. Partly because of the influence of industrial development, this mechanical type of solidarity is subject to erosion. In modern society, which consequently, also according to Durkheim, âis, or tends to be, essentially industrialâ (1964 [1893]:3), social cohesion can no longer be based upon this kind of cultural similarity between people. Durkheimâs central idea is that in this new type of society, solidarity comes instead from economic and functional differences between people: differences in capacities and occupational activities, as are manifested in the industrial division of labor. It is indeed the awareness of the mutual dependence this implies that is at the foundation of the social cohesion of industrial societies: mechanical solidarity is replaced by organic solidarity (Durkheim 1964 [1893]).
Because of this influential analysis, Durkheim cannot simply be viewed as a go-between linking Comte and functionalism. In essence, as Gouldner rightly notes, The Division of Labor in Society should be construed as a critique of Comte: âIn his Division of Labor ⌠Durkheim was not gropingly moving toward an appreciation of shared moral norms; he was, in fact, moving away from Comteâs emphasis on their significance in modern societyâ (1958:xiii). It is precisely when he disagrees with Comte and holds that in industrial society, shared values and norms can no longer function as sources of social cohesion that Saint-Simon acts as Durkheimâs most important source of intellectual inspiration. Since in the end both industrial classes have an interest in the preservation and expansion of industrialism, in Durkheimâs opinion this is exactly what serves as the basis for the social cohesion of modern society (Fenton 1984:16).
In short, Saint-Simonâs influence is evident in the work of Marx as well as Durkheim. Their analyses consequently have more in common than one might think, judging from most modern textbooks. Both of them see modern society primarily as an industrial society; they both localize the engine of social development in the heart of the industrial system, which they consequently view as the central institution of modern society. But of course there are also important differences between the analyses of Marx and Durkheim. The most striking one pertains to how they conceptualize the relation between labor and capital; Marx sees it as antagonistic and Durkheim as cooperative. Marx consequently views exploitation, labor conflicts, and class struggle as normal and inevitable side effects of capitalism, whereas Durkheim sees them as abnormal excrescence. A somewhat deeper analysis of this difference soon reveals it to be a direct result of a second important similarity between the two. What similarity is this?
1.2.3 Industrialism and Culture: Marx and Durkheim on âBeingâ and âConsciousnessâ
Durkheim does not view conflicts between labor and capital as inevitable, but as resulting from a faulty organization of the industrial system. They can and should be avoided by organizing the system in a rational manner. This is his underlying line of thought when he propagates cooperation between labor and capital. He does so under the title âSome Notes on Occupational Groupsâ in the foreword to the second edition of The Division of Labor in Society (1964 [1893]:1â38). It is precisely the corporations Durkheim propagates here that can nourish the awareness of mutual dependence and thus further the industrial peace and reinforce organic solidarity.4
Durkheimâs opinion on the abnormality of exploitation, strikes, and class struggle is not based on how frequently they occur. After all, whether strikes are only occasional or a society is plagued for years by class struggle does not affect Durkheimâs answer to the question of whether they are ânormalâ or not. They simply are not normal. Just like employers who feel they have a right to exploit their workers, workers who feel there is an unsolvable clash of interests with âcapitalâ bear witness, according to Durkheim, to a lack of insight into their shared interests. Although they cannot rightly be blamed, since this misunderstanding is due to the improper organization of socioeconomic life, the lack of insight still remains. Since it goes against the true nature of industrialism, Durkheim refers to the resulting conduct (strikes, exploitation, class struggle, and so forth) as pathological.
The notion of organic solidarity consequently plays a paradoxical role in Durkheimâs analysis. Though according to him it is the normal course of affairs in an industrial society, in reality it is such a rare occurrence that in the foreword referred to above, he feels the need to recommend specific steps to reinforce it. His analysis thus leaves the possibility that though organic solidarity is quite normal, it nonetheless does not exist, as he indeed makes explicit in The Rules of Sociological Method: âA phenomenon can ⌠persist throughout the entire range of a species although no longer adapted to the requirements of the situation. It is then normal only in appearance. Its universality is now an illusion since its persistence, due only to the blind force of habit, can no longer be accepted as an index of a close connection with the general conditions of its collective existenceâ (1964 [1895]:60â61).
Marxâs assessment of these phenomena is diametrically opposed to Durkheimâs. Industrial peace and cooperation between labor and capital are not normal at all, as Durkheim claims. In fact they are quite abnormal. This assessment is also independent of the extent of class struggle or industrial peace in a society. This is why, according to Marx, workers who feel they have the same interests as the capitalist entrepreneurs they work for have a false class consciousness: they lack rational insight into the true nature of capitalist society. Only workers whoâlike Marx himselfâare able to totally comprehend capitalism and rationally translate their insight into a political struggle against capitalism have a true class consciousness.
In Durkheimâs perspective, in short, there does not necessarily have to be organic solidarity for it to be normal, and from Marxâs angle true class consciousness and class struggle also do not have to exist to be normal. Their ideas may in...