Chapter 1
LĂ©on Blum, The âStrangerâ at Riom: Legalized Ostracism and Vichyâs Political Trial
Il est bien lâĂ©tranger, le nomade asiatique, le nĂ©gateur, le destructeur de toute race quinâest pas la sienne.
He is surely the outsider, the asiatic nomad, the negator, the annihilator of every race that is not his own.
Description of LĂ©on Blum on 28 March 1942 in LâAlerte
I have chosen to begin this study with LĂ©on Blum, one of twentieth century Franceâs most fascinating figures. A leading light in literary circles around the time of Proust and ValĂ©ry, Blum was also an accomplished lawyer and eventually one of the Third Republicâs foremost leaders. After World War II, Blum returned from imprisonment in Germany, again to become a key policymaker. He died a venerated manâindeed a uniquely admired politician and writer, whose lifelong Socialist ideals were upheld in such a way that few who differed with him on principle could manage to resent his politics.
In just a single period during this exemplary life did France itself (as opposed to his most extreme political opponents) come to detest and ostracize Leon Blum. Having abided him, sometimes grudgingly, having recognized his moral force in affairs ranging from the persecution of Dreyfus (which he passionately opposed) to the establishment of the forty-hour workweek (which he earnestly managed to bring about), and from the occupation of the Ruhr (opposed by Blum) to the firm alliance with beleaguered Poland (hailed by Blum in the tense atmosphere of prewar Paris), Vichy turned on him with legalistic ferocity in 1940 and attempted to silence him forever. The means to this end was a criminal indictment virtually tailor-made for Blum and several other leaders of the Third Republic. The charge was responsibility for the French defeat and betrayal of the duties of his office as Premier and Vice Premier during the prewar period.
The complainant, the authority that spoke for France as it moved to excise from the French polity Blum and everything he stood for, was the government of Vichy France. From its arrest of Blum in September 1940, to its formal indictment of him some thirteen months later, through its political trial of him in the town of Riom that began on 19 February 1942, until its transfer of Blum in March 1943 from the French prison at Bourassol to the concentration camp Buchenwald, Vichyâs treatment of Blum spans the years of its greatest power andâas I here argueâtypifies the regimeâs adoption of legalized racism on French soil.
In the year of that Riom trial, 1942, a novella appeared from the pen of a young French writer, himself a member of the Resistance. In the story, French law defines and banishes from its midst a man whose values it cannot tolerate. That classic tale, LâĂtranger (The Stranger), does not explicitly mention the political and legal horrors of Vichy. Only much later, this same storytellerâAlbert Camusâwould explicitly associate the malaise that was Vichy with the eloquent professionalism of a lawyer.1 If, in The Stranger, the heterodox Meursault is convicted of being different, in Camusâ last story, La Chute (The Fall, 1956), the tables are turned and we are asked to sit in judgment of the successful lawyer Jean-Baptiste Clamence, he who in the depths of Vichyâs evil rationalizes himself into non-resistance. Like hundreds of French magistrates, lawyers, bureaucrats, and law professors during Vichy, Clamence uses his gifts of reason and eloquence to tolerate what he was trained as a lawyer to oppose.
Blumâthe flesh and blood strangerâis the quintessential victim of Vichy law. And Clamenceâthe fictional lawyerârepresents many lawyers during Vichy who participated articulately in the regimeâs racial policies, participated because they lacked the professional and moral capacity to say no.2
Riom epitomizes the struggle for the French soul that went on in Vichy and that, in a sense, has been going on ever since. It also stands as a comparative constitutional model from which lawyers generally need to draw wisdom. For Riom came to pass under a government that thought of itself as controlled by constitutional principles very similar to those in systems like the English and American. Due process talk permeates the investigation and trial, but process, in a fairer sense, was due neither LĂ©on Blum nor the Jews on French soil whose fate he sometimes seems to embody. Nor did he or his co-religionists count any more under the guaranties (still nominally present because still so theoretically dear to these descendants of 1789) of âequal protection.â
The paradox of Riom as a challenge to the French rhetorical allegiance to their constitutional heritage is furthered when we cast light upon the proponent of the governmentâs proceedings against Blum, Joseph BarthĂ©lemy. Universally admired and even revered as a leading prewar scholar of French administrative and constitutional law, BarthĂ©lemy was Vichyâs justice minister, and as such played the key role of antagonist to Blumâs embattled defense. No mere martinet and surely no zealot, BarthĂ©lemy was considered a voice of reason and even liberality.3 He could not be confused with the occasional virulent bigot attracted to the government. But he did enjoy power, and he was fiercely loyal to the aging but charismatic PĂ©tain. Contemporaneous with the Riom proceedings, he had signed the comprehensive religious statute of 2 June 1941, broader in its terms and in its application than the Nazi models.4
Joseph BarthĂ©lemy micromanaged the proceedings against Blum and the other prewar leaders. He jots down the words âThe Jew Blumâ in his notebook as he listens to the defense, observing that âNo Jew would be allowed to speak up against Hitler the way Blum does here against PĂ©tain.â5 Later, upset that the defense has managed to score legal and even public relations victories (despite his carefully wrought censorship program) against the prosecutors, BarthĂ©lemy suspends the trial without releasing the defendants. He goes on to underwrite the infamous âSpecial sectionâ courts that summarily try Communists, resistance fighters, and Jewish hostages;6 BarthĂ©lemy dies of tongue cancer awaiting his own trial after the Liberation. And some thirty-five years later, with the publication of his extensive memoirs, he posthumously provokes the debate about French legal values in the face of crisis and moral debasement.7
As BarthĂ©lemy and the defense lawyers sparred, the notion of French constitutional law itself became a player at Riom. Contemporaneous with the trial, an elaborate committee established by Vichy under BarthĂ©lemyâs leadership was actually drafting a new constitution that would cite all the traditional safeguards of equal protection and due process while it also considered BarthĂ©lemyâs suggestion that âraceâ be introduced to deprive unwanted outsiders of those very rights8. Meanwhile, a tiny minority of courageous French lawyers, including the Riom defense team, loudly invoked the still-existing rights established in 1789, rights that had been reiterated in the Constitution of 1875 that remained nominally in force to protect their clients until Vichy promulgated its own chartering document.
Constitutional arguments abounded at Riom, in the presence not only of government ministers but even of occasional German authorities, most of them down from occupied Paris and visiting the âfree zoneâ controlled by Vichy. The fact that Blum himself, as well as his lawyers and those retained by the others, could raise a specific legalistic attack on the ex post facto laws under which they had been indicted, on the breach of separation of powers that had permitted PĂ©tain to declare their guilt before the trial began, on the impediments to the production of evidence necessary to the defense but found in the Occupied Zone, and on violations of the basic rights of man confirmed by 150 years of French constitutional lawâthis fact indicates that no Vichy lawyer was forced to collaborate in the new system. For, if the imprisoned and indicted Blum and his fellow defendants could protest with such eloquence, surely their compatriots, influential Vichy lawyers, whom we will have occasion here to analyze by the dozens, had all their rhetorical options available to them. Defense counsel at Riom, who challenged on behalf of their clients the very bona fides of PĂ©tainâs government, were treated with respect throughout the proceedings. (BarthĂ©lemy, zealously desiring Blumâs conviction, nonetheless lunched collegially over beef and wine with the defendantâs lawyers, whose skill and idealism had been turning the courthouse into a forum for ancient French ideals. Not one defense lawyer, including the Jewish litigator, Sam Spanien, was ever sanctioned or even professionally penalized for his Riom constitutional claims.)
Yet no Vichy lawyer or group ever directly protested against the regimeâs religious laws and extensive persecution of Jews on French soil.9 This is yet another of Riomâs paradoxes: it reveals that lawyers could without significant risk protest fiercely against oppressive Vichy laws; it casts into a tragic light the professionâs pervasive willingness to accept and work with the language of racial exclusion.
So, Riom exposes much about Vichy law more generally. It is a tale of a proud legal system, self-consciously autonomous from the Germans, developing over four years its own peculiar blend of rationalized racism in a constitutional context. It is the story of lawyers, most of them trained to believe in equality and due process, precipitouslyâin a flash, as it wereâusing their skills to argue and apply antisemitic laws that exceeded in their scope of definition what the Germans demanded or indeed promulgated in the Third Reich. It is the story of selected and rare moments of courage within the legal profession. And, above all, it is the story of Vichyâs pervasive âBarthĂ©lĂ©misme,â the ability of decent people to use their professional skills narrowly and perversely, to avoid myopically the central issues of their legal workday, and to employ low levels of generalization to produce high levels of grotesque and aberrational French legal rhetoric.
A. Morality and Law: the Justification for Riom
1. Constitutional Reform as an Exclusionary Process
Much has been written about the political and historical dimensions of Riom, and these are...