Part I
Psychoanalysis and Subjectivity
Introduction
Looking back over the debates of the 1970s, it might appear as if the new developments in film theory, often referred to as poststructuralist, were relatively straightforward. A closer study of the period, however, reveals important differences and numerous shifts of direction. One of the most crucial was the introduction of psychoanalytic theory â specifically Jacques Lacanâs theories of subjectivity, which developed from his rereading of Freud. In general terms this shift could be seen as moving from studies of the film text as autonomous and discrete to studies which concentrated on the text-reader relationship. The former approach, based on the disciplines of structuralism and semiotics, argued that meaning resides in the text, whereas the latter argued that meaning is constructed in the act of reading. This new development, which increasingly came to dominate film studies, explored the text-reader relationship through a number of related areas: point-of-view, classic realism, the Althusserian view of ideology. One of the most important of these areas, psychoanalysis, gave rise to a number of interesting theories designed to help explain the relationship between text and reader. These included: suture, notions of identification, the male gaze.
Lacanian psychoanalysis, particularly its theory that the subject is constituted in lack and separation in relation to the Symbolic order, exerted a profound influence on ideas about subjectivity and the text-spectator relationship. Gradually, however, psychoanalytic approaches to subjectivity and film viewing came under increasing attack. First, critics argued that the notion of the viewing subject that emerges is ultimately nothing more than a generalized abstraction. The Lacanian theory of the subject ignores important factors such as the individualâs own history as well as factors such as class, race and age. The final part of this book, âThe Social Subjectâ, contains articles which address this issue. Defenders of the psychoanalytic approach argue that it does make sense to talk of an abstract notion of the subject outside of these empirical realities, in that the text does position the viewing subject in certain ways through the workings of its more formal mechanisms such as suture and the voyeuristic gaze. This does not mean that the viewing subject is or should be reduced to a passive object of the textâs formal operations; the viewing subject also contributes to the way in which meaning is constructed. If we ignore the formal operations of the text in the construction of meaning, we are left with the argument that the spectator is free to construct any meaning she or he wishes.
On the one hand, the psychoanalytic approach seeks to construct a meaning which is true for all viewers while, on the other hand, the sociocultural approach posits an infinite number of possible meanings. To avoid the abstraction of the former and the extreme pluralism of the latter one needs to explore ways in which the two approaches interact. A second major criticism of the Lacanian theory of subjectivity is that, because of a confusion which arises over the distinction between phallus and penis, it posits man as fullness and woman as lack in relation to the Symbolic order. It is this debate which is central to the chapters contained in this part.
Laura Mulveyâs âVisual Pleasure and Narrative Cinemaâ, first published in Screen in 1975, has probably generated more debate, both in the pages of Screen and elsewhere, than any other single article in the history of contemporary film theory. Drawing on Freudian and Lacanian theory from a feminist perspective, Mulvey set out the parameters of what was to become an ongoing debate about the nature of the screen-spectator relationship, with particular emphasis on the filmic constructions of femininity and masculinity as conceived within a phallocentric discourse. Her article has variously been supported, extended, debated, opposed and applauded. Regardless of the stand different theorists have taken towards her theory of spectatorship, probably all would agree that it had a revolutionary impact on existing film theory debates. Almost all of the articles in this collection refer at some point to Mulveyâs argument.
Mulvey argues that popular narrative film is primarily addressed to the male protagonist in the diegesis and by extension to the male spectator in the audience. She holds that in narrative film woman is represented as the passive object of the active male gaze. On the one hand woman as icon plays to male desire but on the other hand her image threatens to awaken manâs unconscious castration anxieties. The male unconscious can escape the threat of castration through one of two avenues: voyeurism or fetishistic scopophilia. Mulveyâs argument that woman functions as image and man as bearer of the look appeared to make immediate sense of the way sexual difference was represented in mainstream cinema, specifically the way it reflected the values of âa world ordered by sexual imbalanceâ. Analysing the films of Sternberg and Hitchcock, Mulvey considered various ways in which the figure of woman could signify âtroubleâ within the classic text.
Unhappy with the binarism of Mulveyâs argument, various critics challenged the fixed positions Mulvey assigned to the representation of masculinity and femininity. They demonstrated that masculinity is not always equated with activity and the controlling gaze, nor is femininity necessarily aligned with passivity: two of these refutations, by Steve Neale and by Richard Dyer, are published in part IV, âImages of Menâ. Crucial to Mulveyâs argument is the theory of the castration complex which feminist theorists gradually began to question, particularly its alleged universality as well as the position allocated to the female child. Despite the various criticisms, and Mulveyâs own reconsideration of femininity as set out in her article on Duel in the Sun,1 contemporary debates continue to be influenced by the issues raised in her article â the use of psychoanalysis as a radical tool for analysis, the importance of the look to narrative cinema, the mechanisms of voyeurism and fetishism, the workings of desire. Mulvey also argued that film theorists should lay bare the mechanisms by which cinematic pleasure is constructed and that filmmakers should attempt to expose these mechanisms even if that meant destroying pleasure itself.
The Winter 1975 edition of Screen included an article entitled âStatement: Psychoanalysis and Filmâ in which some members of the editorial board voiced their criticism of the journalâs growing involvement in a psychoanalytic approach to film. They did not oppose the use of psychoanalytic theory altogether; rather they were critical of the way in which it was being used by some contributors to Screen. Their article (chapter 2) sets out a number of reservations: first, that some writers assumed on the basis of dubious evidence that psychoanalysis was a science; second, that the Lacanian version of psychoanalysis being used was notoriously inaccessible; and third, that an interpretive method based on clinical analysis is not necessarily applicable to a film text. These criticisms were also shared by others in the wider film community, and at the time Screenâs growing involvement with psychoanalysis aroused heated debate.
The authors of the âstatementâ drew attention to the area of the screen-spectator relationship where they believed the use of psychoanalysis had been both âsubstantial and distinctiveâ but nevertheless problematic. They argued that many of the psychoanalytic concepts employed, such as the mirror phase, the castration complex, voyeurism and fetishism, were not used consistently. They also voiced concern about the Freudian account of women and the lack of theorization about the female spectator in Mulveyâs article. Interestingly, it is this subject which became central to feminist debates in the 1980s and continues to provide a focus for contemporary debates about the cinema. Two important articles on this subject are included in part III, âThe Female Spectatorâ. Although the authors of the âstatementâ clearly held strong reservations about the use of psychoanalytic theory as it appeared in Screen during the mid-1970s, they were not opposed to its use altogether, but urged that psychoanalytic theory should be approached more critically.
Stephen Heathâs âDifferenceâ (chapter 3) critically examines the representation of sexual difference in psychoanalytic theory, specifically in Jacques Lacanâs 1972â3 seminar, âEncoreâ, which set out to explore Freudâs question, âWhat does woman want?â Heath writes from a feminist perspective, although he is conscious of the problem that this poses â the problem of his gender: the difficulty âfor me, for me not a womanâ. Heathâs interrogation begins with Lacanâs discussion of Berniniâs famous statue of Saint Teresa. He first examines the nature of Lacanâs address, that is, the kind of audience Lacan has in mind, and concludes that from the beginning Lacan fails to take into account the problem of sexual difference; his discourse therefore reflects the sexist biases of a patriarchal order. Heathâs detailed attention to language, and its enunciation, is characteristic of his approach throughout.
In particular, Heath is critical of what he sees as a tendency towards essentialism in Lacanâs theory of sexual difference â an essentialism which is attached to Lacanâs use of the terms âpenisâ and âphallusâ. Although Lacan claims that the phallus is not an object, not the penis, but a signifier only, Heath sees this claim as a âpure analogical rationalizationâ. He is particularly critical of the way in which Freud and Lacan both construct a theory of castration around the dynamics of sight, seeing, the visible. Womanâs sex is unseeable; manâs sex is strikingly visible. It is an appeal to the visible which is used to explain and justify the theory of womanâs imaginary castration. As Heath rightly points out, âThe vision, any vision, is constructed, not given âŚâ. In Heathâs view, Lacan goes against the approach to psychoanalysis he himself developed, resorting instead to an appeal to the mythical and ânaturalâ in order to explain sexual difference.
Heath also draws attention to the feminist work on the pre-Symbolic or Imaginary period in the subjectâs life. It is interesting to note the attention he devotes to this area, particularly as feminist work on the pre-Symbolic and the mother-daughter relationship was to become central to feminist writings of the 1980s. Heath views attempts to link woman to the pre-Symbolic with some concern, not only because of the way in which patriarchal ideology stresses relations between woman, duality and narcissism, but also because of its representation of woman as having a special relationship to the specular, the domain of images, the cinema. There is a fine line, frequently traversed, between arguing that woman is outside the Symbolic because of her essential nature and outside because of the nature of patriarchy.
In his concluding discussion, Heath reiterates his earlier assessment of psychoanalysis. He sees it as âan institution of representinâ.2 âIt is not the woman who is not-all but psychoanalysis, which is what the latter has been so generally unwilling to grasp.â3 In Heathâs view, psychoanalysis understands the unstable nature of subjectivity and gender, but continues to produce a theory of sexual difference based on the phallus as the sign of the symbolic construction of sexual difference because the phallus is something which man has and woman lacks. Difference is asserted through the processes of representation â but a âdifferenceâ grounded in inequality. In Heathâs view, Lacanian psychoanalytic theory perpetuates male power at the expense of other sexual subjectivities. Not all feminists, however, are happy with the way in which Heath presents his critique. In her witty discussion of Lacanâs seminar, Jane Gallop subjects Heathâs critique of Lacan to a similar critique and finds him wanting.4
Dugald Williamson continues the debate on the usefulness of Lacanian psychoanalytic theory for the cinema in âLanguage and Sexual Differenceâ (chapter 4). Like Heath, he is also concerned with the conflation of the penis/phallus in Lacanâs theory: however he tackles the problem from a different perspective. He argues that it is essential for Lacanian theory to refer to the phallus as both signifier and organ if the theory is to make sense. This is because a number of forms of reasoning, or discursive figures, used by Lacan to demonstrate his theory of subject formation and sexual difference are problematic.
Lacan draws on the Saussurean notion of the sign in which linguistic elements are defined in terms of their rule-governed relations. The signifier is not the servant of the signified but has its own principles of organization. This view of language criticizes the idea that the signifier exists only âto represent the signified or to serve a meaning that somehow exists outside language in an ideal world of intention or spiritâ.5 For Lacan, meaning exists in the chain of the signifier. Language pre-exists the subject who must take up her or his assigned place in society and culture. The subject does not know the pre-existing structure of language, that is, the conditions which make speech possible, as these exist outside consciousness. Williamson argues that in Lacanian theory âthe structure is defined as an ideal form existing in a dialectical relation to the subject who must realize the potential effects of the structure at the level of experienceâ. Thus the subjectâs personal experience also plays an important role in understanding language. Williamson points out that the structure is seen as an ideal form while an empiricist view of learning is upheld.
Williamson illustrates what he believes is a confusion at the heart of Lacanâs theory of subjectivity and sexual difference with reference to his notion of the phallus. He draws attention to Lacanâs insistence that the phallus is a signifier only; it is the indicator of the Symbolic, not the biological, setting out of sexual difference. Williamson...