PART I
Developmental realm
2
THE DEVELOPMENT OF A SENSE OF PRIVACY
Alexandra Harrison
In this chapter, I will briefly summarize the developmental process by which infants move (1) from an awareness of physical and mental connectedness and separateness and begin to organize a sense of agency, (2) through the development of a theory of mind in which they can keep secrets, tell lies, and appreciate others as having beliefs that are different from their own, (3) to a sense of agency that is protective of their own beliefs. To do this, I will draw on Reddyâs (2008) concept of âsecond person psychologyâ to discuss the processes of engagement and disengagement, crucial to the meaning of privacy. Finally, I will demonstrate the changing meanings of privacy and agency in the analysis of a four- to five-year-old boy.
The development of a sense of âprivacyâ in children is difficult to describe, largely because the meaning of âprivacyâ or âprivateâ is complicated. Many languages, for instance Japanese, do not have a word for âprivateâ; though now, Japanese use an English derivative to refer to this hitherto alien concept. It is also true that within one culture, each family creates its own sense of what is acceptable to be shared and what must be kept private.
Here, I will discuss privacy in terms of the experience of having made an intentional choice to disengage from another or others. I emphasize intentional choice to distinguish this type of disengagement from abandonment or defensive dissociation. Disengagement for the sake of privacy is intended for self-regulation, self-reflection, and secrecy â all activities that support a sense of agency in the individual. From infancy, a pattern of engagement and disengagement is established between infant and caregiver. It is within this rhythmic pattern that the child learns how to regulate her affects and states of arousal. Self-regulation forms the foundation for agency.
I will first summarize some of the infant research concerning the active role taken by the infant in the infantâcaregiver interaction as described by Tronick (2007b), Beebe and Lachmann (2002), Trevarthen and Malloch (2002), and Sander (2008). I will then briefly discuss the development of theory of mind, defined as the ability to attribute mental states to oneself and to others. I will then focus on the âtwo person psychologyâ of the developmental psychologist, Vasudevi Reddy (Reddy, 2008). Finally, I will illustrate my points with the case of an analytic treatment of a five-year-old boy.
The active role of the infant in infantâcaregiver interactions
In a YouTube video of Tronickâs (2007a) still face experiment, the mother and infant share a moment of joyful communication with mutual gaze and smile, and mother makes a delighted vocalization. Immediately afterwards, the infant lifts her chin and averts her gaze, and the mother responds by averting her gaze, while maintaining her smile. After a few seconds, the infant initiates another direct gaze and simultaneously vocalizes, âDa!â in a powerful gesture of engagement. In the minutes that follow, infant and mother establish a rhythm of coordinated mutual attention and breaks in attention, or engagement and disengagement. This coordination continues until the mother assumes the âstill face,â at which point the infant becomes distressed and displays numerous signs of dysregulation. The experiment demonstrates the infantâs need for the caregiverâs input in the mutual regulatory process that forms the foundation of the infantâs capacity for self-regulation. In addition, as the video demonstrates, the infant is also exercising her agency as she initiates re-engagement during pauses. The motherâs responses to her babyâs initiatives scaffold the infantâs developing sense of agency.
In Tronickâs model of mutual regulation, infant and mother exchange communications about affect and intention in a repeating pattern of match, mismatch, and repair (Tronick, 2007b). Contrary to earlier views in which the mother was primarily responsible for the coordination of this communication, Tronick demonstrated that the infant initiated cues as often the mother did (Cohn & Tronick, 1988). This discovery created a paradigm shift in which the infantâs early expression of agency was recognized.
Beebeâs âdyadic systems approachâ to motherâinfant interaction also stresses the bi-directional feature of motherâinfant communication (Beebe & Lachmann, 2002, pp. 21â44). The interactive processes between infant and caregiver are fundamental to the development of intersubjectivity and the sense of self, and, congruently, to the development of agency. Beebe describes how the communication of affect occurs through the moment-to-moment coordination of infant and caregiver behavior. This joint coordination is bi-directional, in that each partner contributes to the exchange to create an integrated self- and interactive contingency process. For example, if the mother and infant share a pleasurable and exciting interaction such as a playful touch or tickle, and the infant then averts his gaze and slightly sobers, the mother will typically sit slightly back and dim her expression, waiting for the infant to return to the interaction. It is as if she is responding to the infantâs saying, âI need a break.â
When the mother fails to respond contingently to the infantâs cues, the coordination is disturbed. Sometimes, the mother will continue her exciting gestures and vocalizations despite her infantâs communication that he needs to re-group. This is not necessarily a problem. Tronick emphasizes the ârepairâ after such a mismatch as a critical part of the âmatch, mismatch, and repairâ pattern of mutual regulation (Tronick, 2007b, pp. 10â11), and Beebe found that interactive contingency of vocal rhythms in insecure dyads was both heightened and lowered compared to secure dyads who were midrange (Jaffe et al., 2001). However if mother and infant are more consistent in their misreading of each otherâs cues, problematic patterns may develop. One problematic pattern occurs when the mother ignores or appears to misapprehend the infantâs bid for disengagement. An extreme example of this pattern are when the mother âloomsâ too close to the infant, or âchase and dodge,â in which the mother pursues the infant, and the infant âdodgesâ to avoid contact with the mother (Beebe et al., 2012).
It is easy to appreciate how the childâs agency emerges from her ability to both initiate a disengagement from the caregiver, and also initiate a re-engagement. Sander (2008) describes the agency of the individual in dynamic systems terms as âthe initiation of self-organizing, self-regulating, self-correcting movesâ (p. 218). Sander identifies the origin of the infantâs agency in the specificity of the mutual regulation in the earliest infantâcaregiver system. âThe extent to which an infant can be an agent in his or her own self-regulation differentiates one infant-caregiver system from another from the outsetâ (p. 161). In this way, Sander describes the dyadic system of infant and caregiver as the self-organizing system from which the agency of the infant, and the child and adult the infant will become, emerges.
Achieving a coherent sense of self-as-agent â differentiated, valid, and competent within ones context of life support â brings us to a key goal of both the developmental and therapeutic processes. I suggest that the process of achieving a coherent sense of self-as-agent is an example of the way âprinciples of process in living systemsâ can be applied to the task of integrating biological, developmental, and therapeutic levels we have been assigned.
(Sander, 2008, pp. 218â219)
Trevarthen also assigns the infant an active role in the development of human intersubjectivity and the individualâs agency. He describes the infantâs awareness of its bodyâs coordinated movements, and their rhythms as they coordinate with those of the caregiver in an interactive dialogic process he calls âprotoconversationâ (Trevarthen and Malloch, 2002; Malloch and Trevarthen, 2010, pp. 3â5). In his work with Stephen Malloch Trevarthen has elaborated a concept of communicative musicality (Malloch and Trevarthen, 2010). This concept is beautifully and movingly illustrated in Trevarthenâs videotape of a premature infant being held by his father, who is singing to him. The infantâs tiny foot is swaying rhythmically back and forth in perfect time to his fatherâs song. It is important to appreciate that Trevarthenâs elements of communicative musicality â pulse, tone, and narrative â convey an emotional story without words. In other words, long before the infant has the capacity to communicate with language or develops the awareness of mental states, it has the motivation and the capacity to communicate with another, a search for coordinated companionship.
Theory of mind
Beginning at about one year old, babies begin to point and engage in joint attention experiences with adults, indicating that they are beginning to appreciate the participation of two minds in a shared activity. Children who request a shared focus of attention, for example by pointing, are demonstrating an awareness that two minds may be engaged by paying attention to the same object or disengaged by paying attention to different objects.
Another step in the development of meanings related to privacy occurs in children who are three to four years old. This cognitive development includes the capacity to attribute mental states to themselves and others and is referred to as âtheory of mind,â âmentalizing,â and other names. This cognitive development has been demonstrated by the âfalse belief testâ (Wimmer and Perner, 1983). While not exactly congruent with âprivacy,â theory of mind, or mentalizing, they share important attributes in that both presume an awareness of a mental state of the self that can be distinguished from the mental state of the other. Multiple theories have been developed to explain this capacity â the theory-theory, the modularity theory, the rationality, and the simulation theory. I will briefly recognize these perspectives but assume that for our discussion of privacy, Reddyâs âtwo person approach,â involving engagement and disengagement with another, seems most useful (Reddy, 2008, pp. 26â42).
The theory-theory, or âmentalizingâ theory, links observable inputs to certain mental states and mental states to observable outputs. For example, you might assume that people who have been exercising on a hot day would feel thirst, or people who are in pain would like to get relief, or people who are angry would frown. That means you draw conclusions from your observations (Gopnik and Meltzoff, 1997). A famous experiment by Wimmer and Perner (1983) demonstrates a striking cognitive change in children between three to four years old, in the âfalse belief task.â In this experiment, for example, children watch a scenario in which âSallyâ puts a doll in a bandaid box and the bandaid in a drawer and walks away. âJaneâ enters and says she needs a bandaid. The children are asked to predict where Jane will look for a bandaid. Most three-year-old children will say that she will look for it in the drawer, where Sally put the bandaid, because they assume that their beliefs are shared by Sally. On the other hand, four-year-olds will ascribe to Jane the belief that it is logically in the bandaid box. By four years old, children are able to grasp the idea that a belief can be false. This theory has since been challenged by some, who instead point to the executive control ability of âinhibitory controlâ that allows someone to override the tendency to assume the perception of reality as the child knows it (Carlson and Moses, 2001). Another challenge to the false belief paradigm is an experiment with simpler â nonverbal â demands. In this case, fifteen-month-old children could accomplish the task (Onishi and Baillargeon, 2005).
A representative of modularity theory is Simon Baron-Cohen, who considers children to have core knowledge that comes online at a certain age without their having to learn it. Baron-Cohen has studied autistic children, whom he believes are lacking this core knowledge about their own and othersâ mental states. Baron-Cohen et al. compared Down syndrome children to autistic children and to normal children with the false belief test (Baron-Cohen et al., 1985) and also in their ability to create a coherent narrative out of scrambled comic strip segments (Baron-Cohen et al., 1986). He concluded that autism impairs a domain-specific capacity dealing with mentalizing.
Simulation Theory, sometimes called the âempathyâ theory, is based on the idea that individuals try to create similar mental states of their own as a way of understanding mental states of others (Goldman, 1989). Working with Gallese, Goldman proposed a link between this kind of empathy and mirror neurons (Gallese and Goldman, 1998). Mirror neurons are neurons in the premotor cortex that code for a goal-oriented action such as grasping something or taking something to your mouth. These neurons, discovered accidentally in a famous experiment in which the central control of macaquesâ motor system was being studied, fire both when the individual plans to perform the action and also when the individual observes another animal or human performing the same action (Gallese and Goldman, 1998; Gallese, 2006). Since then, mirror neurons have also been discovered to moderate not only motor acts, but also sensations and emotions as visualized in magnetic resonance imaging (MRI) (Keysers et al., 2004; Singer et al., 2004; Morrison et al., 2004). Simulation theory has also been challenged, for example by âquarantine failure,â or âegocentric bias,â that involves the subjectivity of the individual imagining the otherâs mental state (Van Boven and Loewenstein, 2003).
To my mind, the most helpful theory to explain the development of privacy is Reddyâs (2008) explanation of the phenomenon of âknowing mindsâ from a âsecond person point of view.â She explains that we come to know our own minds and other peopleâs minds through a dialogic engagement process in which we perceive the otherâs state of mind while engaged with it, and then have a chance to perceive our own state of mind in the process of disengaging from the other. Reddy states, âWithin active emotional engagement your perception of the other always involves proprioceptive experience of self-feelings-for-other, and your proprioception of the self always involves perception of other-feelings-for-selfâ (p. 30). Clearly, this process is more consistent with the theories of Tronick, Beebe, Sander, and Trevarthen, who â although there are differences among them â all emphasize the individualâs self-regulation and sense of agency as emerging from reciprocal interactions within the infantâcaregiver system.
Reddy refers to Martin Buberâs distinction between the âI-Thouâ and âI-Youâ way of relating to and knowing another person (Reddy, 2008, p. 28; Buber, 1958). Buber sees the âI-Thouâ experience of engagement as necessary for a reciprocal dialogue. The âI-Youâ is a more distant observational position that allows for the individual to find himself within the previous engagement. Again, disengagement provides a valuable dimension to the awareness that is experienced within the engagement. In infancy, it provides an opportunity for self-regulation within the mutual regulatory framework, and for the exercise of agency, when the infant initiates the disengagement. With further cognitive development, disengagement allows for the awareness of a private mental state apart from others, for keeping secrets, and for privacy.
Clinical example
The clinical example from the analysis of a four- to five-year-old boy illustrates the childâs efforts to claim his agency in the context of a perceived threat from me, his analyst. I spontaneously changed the ârules of the gameâ by taking the role of a dominant character usually played by the child, provoking a perturbation in the system. When I then attempted to make a defense interpretation, the child experienced this more directly as taking away his privacy. âIâm not telling you,â he said in response to my wondering why he said he wanted to leave the session early. âItâs personal.â The way in which the child and I negotiated the challenge to the childâs privacy such that his agency was strengthened while at the same time I had the right to my âopinionâ about the contents of his mind, proved to be a transformational moment in the analysis. The example, drawn from videotape sequences of one session in the seventh month of analysis, demonstrates the back and forth self-organizing process described by Tronick, Beebe, Sander, and Trevarthen. This domain of communication, which I have elsewhere referred to as the âmusic and danceâ of therapeutic process, forms the essential backdrop for the communication of verbal and symbolic play (Harrison, 2013).
The boy, whom I call âSean,â suffered from difficulties in self-regulation and social engagement. Impulsive and disruptive in the classroom and at home, his problem sharing with peers and siblings generated c...