1 Shakespeareâs Ghost Writers
âShakespeare? he said. I seem to know the name.
James Joyce, Ulysses
I
Who is the author of Shakespeareâs plays? To many scholars and admirers of Shakespeare, this question has the rhetorical status of the question âWho is buried in Grantâs tomb?â It is greeted by orthodox Stratfordians with umbrage, derision, and contemptuous dismissal of so intense an order as to inevitably raise another question: what is at stake here? Why, in other words, has the doubt about Shakespeareâs authorship persisted so tenaciously, and why has it been so equally tenaciously dismissed?
The issue, as participants in the controversy see it, is whether the author of the plays is in fact the man who lived in Stratford, received with his father a grant of arms making him a propertied gentleman, prospered and bought New Place, one of the finest houses in Stratford, married Anne Hathaway, and bequeathed her his second best bed. No one denies that a man named William Shakespeare lived in Stratford; what is vigorously objected to in some quarters is that it was this same man who wrote the plays. It is argued that the very paucity of literary biographical material suggests that the authorship is in doubt, or, indeed, is itself a fiction, designed to obscure the ârealâ author, who by virtue of rank, gender, or other disabling characteristics could not with safety have claimed the plays for his (or her) own. Here, very briefly, is the case against Shakespeare as Shakespeare:
- We know relatively little about the life, despite a significant collection of legal or business documents. Surely the greatest poet of his time would have left a more vivid record, including the comments of his contemporaries. No one in his home town seems to have thought of him as a celebrated author. Most of the encomia for âShakespeareâ were written after the death of the Stratford man, and some, like Jonsonâs famous poem affixed to the Folio, praise âShakespeareâ but may not identify him with the prosperous citizen of rural Warwickshire.
- The plays show a significant knowledge of the law, more than could have been acquired in a casual way. Francis Bacon was a lawyer; Bacon wrote the plays.
- The plays are clearly written by someone at home with the court and the aristocracy, and could not have been written by a plebeian. Edward de Vere, seventeenth Earl of Oxford, was a nobleman; Oxford wrote the plays. (If this belief held general sway, Stanley Wells would now be presiding over the publication of âThe Oxford Oxford.â)
- The plays show a significant degree of classical learning, and also a certain witty detachment about university education. The Shakespeare of Stratford may have picked up his small Latin and less Greek at the Stratford grammar school, but we have no records proving that Shakespeare attended the school, and several rival claimants (Marlowe, Bacon, Oxford, the Countess of Pembroke, Queen Elizabeth) had demonstrably more rigorous training in both language and the classics.
- Finally, it is pointed out that there are extant only six signatures of Shakespeare, all of which are so crabbed and illegible as to suggest illiteracy or illness. Three of the signatures appear on his will and three others on business documents, none of them in a literary connection. One scene from Sir Thomas More, a play in six distinct manuscript hands, is said to be by Shakespeare: these 147 lines, ascribed to âHand D,â have been subjected to much scrutiny, and have given rise to elaborate conjecture about Shakespeareâs process of composition. Yet even G. Blakemore Evans, who goes so far as to include the lines in The Riverside Shakespeare, and who describes them as âaffording us a unique view of what Shakespeareâs âfoul papersâ may have looked like,â1 admits that the evidence for the attribution, which was in fact not suggested until 1871, is inconclusive.
Against these latter two arguments, orthodox Stratfordians respond in a number of ways: first, by touting the excellence of the Stratford grammar school (according to James G. McManaway in the official Folger library pamphlet on the controversy, its headmaster made as much money as his counterpart at Eton, and a person with equivalent training today would, in his words, be âa Ph.D. at Harvardâ2); second, by insisting that Shakespeareâs father would ânever deny his first-born son the privileges of schooling to which his ⌠position entitled himâ;3 and third, by asserting that the nonsurvival of Shakespeareâs literary hand âhas no bearing on the subject of authorship.â4 Manuscripts that went to the print shop prior to 1700 were universally discarded once the plays were set in type, and other English Renaissance authors (e.g., Spenser, Ralegh, and Webster) left similarly scanty paper trails. Yet no one quarrels about Spenserâs authorship, or Raleghâs, or Websterâs, or Miltonâs.
This, of course, is precisely the point. Why is it different for Shakespeare? Why is so much apparently invested in finding the ârealâ ghost writer, or in resisting and marginalizing all attempts to prove any authorship other than that of âthe poacher from Stratfordâ (to cite the title of a recent book on the Shakespeare authorship)? âWithout possibility of question,â maintains the Folger ghost-buster, âthe actor at the Globe and the gentleman from Stratford were the same man.â5 Then why does the question persist? That is the question, or at least it is the question that I would like to address. I would like, in other words, to take the authorship controversy seriously, not, as is usually done, in order to round up and choose among the usual suspects, but rather in order to explore the significance of the debate itself, to consider the ongoing existence of the polemic between pro-Stratford-lifers and pro-choice advocates as an exemplary literary event in its own right.
One of the difficulties involved in taking the authorship question seriously has been that proponents of rival claims seem to have an uncanny propensity to appear a bit loonyâliterally. One of the most articulate defenders of the Earl of Oxford authorship is one John Thomas Looney. (An âunfortunate name,â commented Life magazine in an article on the authorship questionâbut, his defenders say, âan honorable one on the Isle of Man, where it is pronounced âLoney.â6 It was Looney, appropriately enough, who won Freud to the Oxford camp.) Nor is Mr. Looney the only contender for unfortunateness of name: a zealous Shakespearean cryptographer, who proves by numerological analysis that the real author could be either Bacon or Daniel Defoe, is George M. Battey (âno more fortunately named than Mr. Looney,â comments an orthodox chronicler of the controversy, and, âquite properly, no more deterred by itâ7). Batty or loony, the ghost seekersâ name is legion, and they have left an impressive legacy of monuments to human interpretative ingenuity.
It was not until the mid-nineteenth century that the full energies of the authorship controversy declared themselves, on both sides of the Atlantic, with the 1857 publication of Delia Baconâs 675-page The Philosophy of the Plays of Shakespeare Unfolded, arguing the case for Francis Bacon (no relation) and of William Henry Smithâs Bacon and Shakespeare, shortly followed by the first impassioned defense, William Shakespeare Not an Impostor, by George Henry Townsend.8
Out of these diverse beginnings has grown a thriving industry, which to this day shows no signs of abating. Some sense of its magnitude can be gleaned from the fact that when, in 1947, Professor Joseph Galland compiled his bibliography of the controversy, entitled Digesta Anti-Shakespeareana, no one could afford to publish the 1500-page manuscript.9 And that was forty years ago. The flood of publications has continued, culminating in the recent and highly acclaimed version of the Oxford case, The Mysterious William Shakespeare: The Myth and the Reality, by Charlton Ogburn, Jr.
What, then, can be said about this strange and massive fact of literary history? It is significant that the Shakespeare authorship controversy presents itself at exactly the moment Michel Foucault describes as appropriate for appropriation: the moment when the âauthor-functionâ becomes, in the late eighteenth and early nineteenth centuries, an item of property, part of a âsystem of ownershipâ in which strict copyright rules define the relation between text and author in a new way. It is not until there is such a thing as property that violations of property can occur; it is not surprising that the claims for rival authorship arise at the moment at which, in Foucaultâs words, âthe transgressive properties always intrinsic to the act of writing became the forceful imperative of literature.â10 It may well be, therefore, that an analysis of the Shakespeare case will shed light on the general question raised by Foucault: âWhat is an author?â
Instances of the appropriative, even mercantile nature of the controversy abound. Described by one observer as a kind of âmiddle-class affair,11 the debate has largely been waged by lawyers and medical men, followed by members of the clergy and retired army officers. Not surprisingly, it became a popular forensic topic and inevitably the subject of litigation. In 1892â93, the Boston monthly magazine The Arena sponsored a symposium which took testimony for fifteen months. Among the pro-Baconian plaintiffs was Ignatius Donnelly, a Minnesota Congressman who had written a book called The Great Cryptogram, in which he attempted at great length to apply a cipher invented by Bacon. Donnelly had come across the cipher in his sonâs copy of a childrenâs magazine entitled Every Boyâs Book. By means of Baconâs âBi-literal cipher,â a secret âinfoldedâ message could be placed within an innocent âinfoldingâ text. The twenty-five-member jury in the case, which included prominent Shakespearean scholars and actors, found for the man from Stratford. A different verdict, however, was forthcoming in the 1916 courtroom battle on the tercentenary of Shakespeareâs death. Two convinced Baconians, the cryptographer Elizabeth Wells Gallup and her financial backer Colonel Fabyan, were sued by a motion picture manufacturer, William N. Selig, who hoped to profit from the tercentenary by filming some of the plays, and felt that the slur on the Stratfordian authorship would lessen the value of his product. In this case the judge, finding that âFrancis Bacon is the author,â awarded Colonel Fabyan $5000 in damages. Although the verdict was later vacated, the case made legal history.
Since both of these cases involved claims for a secret cipher, this may be the moment to say something about the role of codes and ciphers in the anti-Stratfordian cause. The purported discovery of a latent message encrypted in the manifest text provides the grounds for a startling number of cases for alternative authorship. The proliferation of ciphers can be seen as another transgressive correlative to the conception of literature as property. Here, the property violation happens not to the text but within the text. While copyright laws attempt to demarcate the bounds of literary property, cryptographers set out to uncover ghostlier demarcations, to show that the text itself is haunted by signs of rival ownership. Such codes, ciphers, anagrams, and acrostics can be as fanciful as Mrs. C. F. Ashmead Windleâs assertion that proof of the existence of a cipher was to be found in Othello: the island of Cyprus clearly was meant to be read by those in the know as âcipher us.â12 Or they can be as complex as Dr. Orville Ward Owenâs wheel, a remarkable contraption the size of two large movie reels, across which some 1000 pages of Renaissance literary texts could be wound and stretched for the better application of the cipher. Strictly speaking, Owen was not the inventor of the wheelâhe credits that achievement to Bacon himself, in Baconâs âLetter to the Decipherer,â which Owen found âinfoldedâ in the text of the so-called Shakespeare plays. The letter to the decipherer, which is in code, contains instructions for cracking the codeâuseful, of course, only to one who has already done so. Owenâs commitment to the truth of his method ultimately compelled him to believe that Bacon was the author not only of the works of Shakespeare, Greene, Marlowe, and so on, but also of a posthumous translation of one of his own Latin works, heretofore credited to his literary secretary and executor, Dr. Rawley. During the writing of his book on Sir Francis Baconâs Cipher Story, Dr. Owen received periodic visitations from Baconâs ghost, thus becoming perhaps the first to pursue his research under the aegis of the ghost of a ghost writer. Convinced that tangible proof of Baconian authorship was to be found in a set of iron boxes, he obtained financial backing from the ever-optimistic Colonel Fabyan, and began excavations for them in the bed of the River Wye.
The search for buried treasure indeed often accompanies the unearthing of encrypted messages here, just as it does in Poeâs Gold Bug. Delia Bacon is notorious for having waited, shovel in hand, in Shakespeareâs tomb, suddenly assailed by doubts about what she was digging for. On that occasion, the ghost of Shakespeare (whoever he was) declined to unfold himself.
But if, on the one hand, the isolated Looneys and Batteys always seem to be out there with their shovels, on the other hand examination reveals a significant degree of institutional as well as financial investment in the question. As recently as 1974, the most articulate contemporary spokesman for the Oxford case, Charlton Ogburn, Jr., created a scandal by publishing an article urging his views in Harvard Magazine, the alumni bulletin of his alma mater. The outcry was intense and prolonged. Harvard Professors Gwynne Evans and Harry Levin published a scathing reply in a subsequent number of the magazine, and letters deploring the threat to veritas continued to pour in for months. (âIâm amazed, shocked, and disgusted that THE magazine of the worldâs greatest university should actually publish more of the stale old spinach on the Oxford lunacyâ; âI am certain that Professor Kittredge is turning over in his graveâ; âCharlton Ogburn is a fool and a snob,â and much more in the same vein.13) Reviving the notion of legal recourse to proof, Ogburn called for a trial to settle the issue. Philip S. Weld, a prominent newspaperman and former president and publisher of Harvard Magazine, offered to defray the costs of litigation, including âbox lunches and sherry for the opposing players,â and proposed that âIf no one at Harvard wishes to argue the case for the Stratfordian, perhaps you could engage someone from the Yale English Department.â14
In fact, a survey of the available literature on the âShakespeare questionâ produces an uncanny number of references, often seemingly superfluous, to Harvard as an institution. The rhetorical role assigned to Harvard in the authorship controversy is not adventitious. The University itself becomes in effect a Ghost Underwriter, guaranteeing the legitimacy of whatever side invokes its name as a sign of power and authority. This is one reason why the outcry over Ogburnâs article in Harvard Magazine became so heated, moving one letter writer to characterize the published defense of the Stratford man by the Harvard professors as âparanoid, shrill, and even hysterical.â15 Something else is being defendedâor attackedâhere. What is the ghost that walks?
At this point it might be useful to hazard a few conjectures about the kinds of investment that motivate the controversy on both sides:
- Institutional investments. Anti-Stratfordians accuse the âorthodoxâ of economic and egocentric commitment to such establishments as the Shakespeare Birthplace and the thriving tourist industry in Stratford, England; the Folger Shakespeare Library in Washington, with its handsome building, theater, and gift...