I
IDENTIFICATION PAPERS
FREUDâS PAPERS ON IDENTIFICATION begin as early as the correspondence to Wilhelm Fliess in the late 1890s and conclude forty years later with a posthumously published journal note. In a professional career comprised of several hundred published pieces, ranging from letters, reviews, and prefaces to scientific abstracts, case histories, and analytical papers, Freud never allocated to identification a book or monograph of its own (Lacan was later to devote a whole seminar to the problem). Its most sustained treatment comes in Chapter Seven of Group Psychology and the Analysis of the Ego, but, even in this focussed investigation of group ties, what may be psychoanalysisâs most original idea commands far less rigorous attention than a host of other familiar Freudian concepts fundamentally dependent upon it, concepts including oedipality, fantasy, repression, castration, and ambivalence. The theory of identification, one of Freudâs most important contributions to twentieth-century thought, is also one of the most imperfectly understoodâ not least of all by Freud himself.
Of Sponges and Condoms
Two of Freudâs earliest references to identification [Identifizierung] appear in some fragmentary case notes on hysterical neurosis, contained in a letter, dated May 2, 1897, to the ear, nose, and throat doctor, Wilhelm Fliess. Freud entitles the first fragment âThe Part Played by Servant-Girlsâ:
An immense load of guilt, with self-reproaches (for theft, abortion, etc.), is made possible [for a woman] by identification with these people of low morals, who are so often remembered by her as worthless women connected sexually with her father or brother. And, as a result of the sublimation of these girls in phantasies, most improbable charges against other people are made in these phantasies. Fear of prostitution [i.e. of becoming a prostitute] (fear of being in the street alone), fear of a man hidden under the bed, etc., also point in the direction of servant-girls. There is tragic justice in the fact that the action of the head of the family in stooping to a servant-girl is atoned for by his daughterâs self-abasement.
The second note, which immediately follows this class narrative of guilt, shame, and atonement, is called, simply, âMushroomsâ:
There was a girl last summer who was afraid to pick a flower or even to pull up a mushroom, because it was against the command of God, who did not wish living seeds to be destroyed.âThis arose from a memory of religious maxims of her motherâs directed against precautions during coitus, because they mean that living seeds are destroyed. âSpongesâ (Paris sponges) were explicitly mentioned among these precautions. The main content of her neurosis was identification with her mother.1
Both are stories of feminine identification; both focus upon womenâs sexual fears; both allude to the possible consequences of heterosexual intercourse for women. But more importantly, both fragments revolve around the question of pregnancyâin one case its termination, in the other its prevention. But what does pregnancy have to do with identification? How do the material practices of abortion and contraception help Freud to pose the question of psychical incorporation? Why does a German story of identification begin with a Paris sponge?
The story of identification properly begins with Freudâs trip to Paris in 1885 and his encounter with the Parisian neurologist, Jean Martin Charcot. The seed of Freudâs earliest speculations on the sexual etiology of hysteria is planted by Charcot, whose use of hypnosis to treat hysteria among charity patients in a large teaching hospital first alerts Freud to the possibility of a repressed sexual trauma behind the hysterical symptom. This âseedâ of intellectual discovery comes to Freud through the penetrating intellect of a man whom he considered a surrogate father. The figure of the living seed, alluded to in Freudâs letter to Fliess, actually appears first in a letter to Freudâs fiancĂ©e, Martha Bernays, on the subject of Charcotâs professional seduction: âWhether the seed will one day bring forth fruit, I do not know; but that no other human being has ever acted on me in this way I know for certain.â2 That Freud experienced his discipleship under the famous Parisian physician as a metaphorical impregnation is made clearer still by the birth of Freudâs first son whom he named Jean Martin, after Charcot. Equally influential for Freudâs early thinking on the problem of hysteria and its possible links to sexual reproduction was Josef Breuer, another successful physician and substitute father figure for Freud. The details of Breuerâs treatment of Anna O. (the founding case of psychoanalysis) convinced Freud that hysteria was fundamentally a question of unconscious imitation. Declaring that she was pregnant with Dr. Bâs child, Bertha Pappenheimâs hysterical spasms and convulsions reproduced in fantasy the act of reproduction itself. Historically and theoretically, psychoanalysis begins with a performance of an imaginary birth.
But there is a third sense in which psychoanalysis might be said to be the progeny of a hysterical pregnancy. At the time Freud writes his letter to Fliess on the subject of Paris sponges, he was beginning a three-year analysis of his own hysteria triggered by the death of his father. Freud was later to speculate that his hysterical symptoms, which included a nose infection, headache, and fits of melancholia, may have also issued from a repressed homosexual desire for his friend Fliess, the nose doctor.3 But initially Freud is content to attribute his professional anxieties to a feminine identification, the very precondition, in his later writings, for a male homosexual object-choice. A letter to Fliess dated November 14, 1897, opens with a âbirth announcementâ: âIt was on November 12, a day dominated by a left-sided migraine, ⊠that, after the frightful labour-pains of the last few weeks, I gave birth to a new piece of knowledge.â4 For Freud, pregnancy is apparently only a state of mind, and femininity a position any sexed subject can inhabit.
The pregnant woman is in many ways the perfect figure for a psychoanalytic model of identification based upon incorporation. As Otto Fenichel comments, pregnancy represents the âfull realization of identificatory strivings to incorporate an external object bodily into the ego and to enable that object to carry on an independent existence there.â5 But it is another follower of Freudâs, Helene Deutsch, who brings this idea to term. Deutsch elaborates an entire psychology of women on the theoretical ground of what we might call in utero identification, the idea that the fetus occupies the interiorized position of a âsecond egoâ or âego in miniatureâ in relation to the pregnant woman who is âboth mother and child at the same time.â The biological processes of pregnancy and parturition offer ready-made models for the psychical work of identification, defined by Deutsch, Fenichel, and Freud as the egoâs introjection and eventual expulsion of the object.6
And yet the two working papers in the May 1897 Fliess correspondence are less about pregnancy per se than its termination or prevention. Abortion and contraception are the occasional subtexts for the two feminine identifications Freud describes: a bourgeois daughterâs identification with a servant-girl, and a young girlâs identification with her god-fearing mother. In this second case, the girlâs neurotic fear of picking flowers or mushrooms is related to a specific maternal instruction prohibiting the use of contraceptives. The linguistic clue that unlocks the case for Freud is the German word for mushroom, SchwĂ€mme, which also means spongeâa popular form of birth control for European women. Identifying herself with her mother, the girlâs irrational fear of SchwĂ€mme is based upon an anxious concern for her own conception and survival. But the story does not terminate here. In Freudâs reading of the neurosis, the girlâs phobic reaction to the mushroom/sponge operates as a diplaced terror and fascination with what it implicitly assumes: sexual intercourse and pregnancy. In a later fragment on the same case entitled âWrapping-Up,â Freud notes that âthe girl insisted that any objects handed to her must be wrapped up. (Condom).â Discontented with his initial reading which discovers the source of the girlâs neurotic behavior in the repudiation of birth control, Freud locates it instead in her unconscious obsession with contraception. It will come as no surprise that Freudâs personal and professional views on birth control were staunchly conservative. Throughout his life Freud considered the practice of birth control as one of the prime etiological factors in the production of anxiety neurosis. To the degree that contraceptives interfered with the full gratification of sexual pleasure, Freud believed that the use of a sponge or a condom during heterosexual intercourse predisposed the subject to hysteria.7
Through a similar logic, termination of a pregnancy was also identified by Freud as one of the causes of hysterical identification and neurotic symptom formations, this time through the âintense load of guiltâ he assumed the woman must carry in place of the aborted child. Heavy with remorse, the woman identifies with the servant-girls of her childhood whom she remembers as âworthless women connected sexually with her father or brother.â In unconsciously identifying herself with the household servants who have been sexually exploited by the male members of her family, the woman enacts in fantasy her own incestuous, oedipal desires, while at the same time atoning for her fatherâs sins through her âself-reproachesâ and âself-abasement.â Both in âThe Part Played by Servant-Girlsâ and in âMushrooms,â identification is fundamentally a question of lowness: âpeople of low morals,â âfear of a man hidden under the bed,â a father âstooping to a servant-girl,â a âdaughterâs self-abasement,â a âflower,â a âmushroom,â a âseed.â From the very beginning, identification is understood as a problem of the ground, rather vaguely associated, in âThe Part Played By Servant-Girls,â with the gravitational pull of sublimation. Although a fairly pervasive figure in the papers on identification, the trope of gravity is nonetheless almost entirely buried. Unlike Freudâs other two central metaphors for identification (ingestion and infection), which each receives extended analysis, the metaphor of gravity remains submerged in Freudâs work, undertheorized and largely unnoticed. It is as if the conceptualization of identification as what is below consciousness obeys its own figurative logic and stays just beneath the surface of Freudâs prose, readable only through its symptomatic materializations.
Identification also operates along a certain class register in âThe Part Played by Servant-Girls.â Unlike Freudâs later discussions of cross-class identifications between women, cases that tend to focus mainly on a servantâs erotic ambitions to kill off the mistress and to take her place with the master,8 this early narrative stages a different scenario: a middle-class daughterâs identification with rival servant-girls who in the past have assumed the motherâs place with the father, the very place that the daughter herself now unconsciously wishes to occupy. The bourgeois woman who identifies with âpeople of low moralsâ is one of the first in a long line of Freudian hysterics. The earliest reference to Identifizierung in Freudâs writings, preceding even the present fragmentary notes, helps to clarify the tenuous connections between class, identification, height, and falling that structure so many of Freudâs texts on femininity. In an earlier letter dated December 17, 1896, Freud attempts to explain to Fliess the root mechanism of agoraphobia in women: âNo doubt you will guess it if you think of âpublicâ women. It is the repression of the intention to take the first man one meets in the street: envy of prostitution and identification.â9 Freud also cites envy of street-walkers as the basis of another common phobia, fear of âfalling out of the window,â where the window is all that consciously remains of a sublimated identification with prostitutes. The phobia is based upon the repression of a particular image: âGoing to the window to beckon a man to come up, as prostitutes doâ (217). The two phobias in âThe Part Played by Servant-Girlsâ become readable within the context of this earlier passage on cross-class identification. For Freud, the bourgeois womanâs âfear of prostitutionâ and âfear of being in the street aloneâ are symptoms of a powerful unconscious identification with âfallen women.â
When speaking of class identifications, we might recall that Freud personified psychoanalysis itself as a female domestic, objecting spiritedly when other analysts sought to elevate her to the status of a respectable lady. Writing to the American psychoanalyst James Jackson Putnam, Freud protests, âyou make psychoanalysis seem so much nobler and more beautiful: in her Sunday clothes I scarcely recognize the servant who performs my household tasks.â10 For Freud, psychoanalysis is less a noble enterprise than a service profession based upon a crass money transaction. While it is tempting to suggest that Freud chose to open his medical practice on an Easter Sunday in 1886 to commemorate his boyhood affection for the Czech nanny who used to bring Freud to Catholic Church with her on Sundays, such an inference is immediately complicated by Freudâs adult dislike for the Church of Rome and its official sanctioning of racial anti-Semitism. It seems truer to say that the economics of psychoanalytic practice provide the material ground of Freudâs own anxious identification with his old Catholic nurse who routinely extorted money from Freud as a child. Several months after the servant-girl tale, Freud confesses in another letter to Fliess that âjust as the old woman got money from me for her bad treatment of me, so to-day I get money for my bad treatment of my patients.â11 Freudâs lifelong repudiation of the anti-Semitic caricature of Jewish professional men as unscrupulous, money-grubbing swindlers finds displaced inversion in the parallel Freud draws here between the practicing psychoanalyst and the larcenous Catholic servant woman of his childhood.
There is surely a whole book to be written on the matter of Freudâs feminine identifications, unconscious identifications that cover an astonishing range of subjects, from pregnant women to pubescent girls, from maids to mistresses, from prostitutes to colleagues.12 Freudâs representation of the psychoanalyst as a working-class servant-woman signals an insecurity that appears to have plagued Freud throughout his career. In the demand for pecuniary reimbursement from the patient for a treatment that never promises a cure, how, Freud wonders, is the psychoanalyst any different from the dishonest Catholic nurse who demands recompense for her bad care of her charge or from the anti-Semiteâs Jew who swindles for financial profit? Worse still, in its extraction of money for specifically sexual services rendered, how is the practice of psychoanalysis any different than the profession of prostitution? Might not the bourgeois womanâs âfear of prostitutionâ in âThe Part Played By Servant-Girlsâ in some profound sense mirror Freudâs own? By following the path of Freudâs complicated cross-class, cross-gender, cross-ethnic identifications, we can perhaps begin to unravel the anxieties that imperfectly structure the âscienceâ of psychoanalysis, both as a theory and as a practice.
A Supper Party
Freudâs next major foray into the problem of identification comes wrapped up in a story of desire, or more accurat...