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WALTER BENJAMINâS URBAN THOUGHT
A critical analysis
Mike Savage
1 Introduction
In recent years there has been a major upsurge of interest in the work of the German cultural critic Walter Benjamin (1892â1940). Attention has been directed particularly to the relevance of Benjaminâs writings for literary criticism (for example, Eagleton, 1981; Jennings, 1987), philosophy (for example, Benjamin and Osborne, 1993; Roberts, 1982), social theory (for example, Buci-Glucksmann, 1994; Buck-Morss, 1989; Frisby, 1985), and cultural studies (Lury, 1992; McRobbie, 1992). By contrast, the direct significance of Benjaminâs ideas to the study of urbanism has attracted relatively little attention (the important exception to this is Szondi, 1988, also, see Frisby, 1985), though there are recent indications that this is changing (Buci-Glucksmann, 1994; Burgin, 1993; Cohen, 1993; Gregory, 1994; Wolff, 1993). My intention in this paper is to examine critically the way Benjamin explored the âurbanâ in his work, in order to emphasise the distinctiveness and originality of his writing in this area. I aim not to make an original contribution to the now formidable field of Benjamin scholarship,1 but rather to position Benjaminâs ideas so that they may fruitfully be brought to bear on those working in urban studies and related fields.
The principal issue which I will interrogate with Benjaminâs work as my guide concerns the value of âculturalistâ approaches to urbanism, which have undergone a striking revival in recent years. In the late 1970s and early 1980s it was widely believed that concepts of âurban cultureâ were unsustainable, as advanced capitalist countries were characterised by the break-down of a distinction between the city and country, with the result that cities lost any cultural distinctiveness they might once have possessed (see Giddens, 1981; Mellor, 1977; Saunders, 1981; Smith, 1981). Instead, different versions of political economy were championed as being able to explore the various processes which produced specific urban sites (for example, Harvey, 1982). However, ten years later, the situation has been transformed. Largely as a result of poststructuralist influences, there has been a growing interest in reading cultural artifacts as âtextsâ, and the city has been no exception to this. Keith and Cross (1993:9) argue that âthe urban narrative has reemerged triumphantly as a genre in which the city can be read as both emblem and microcosm of societyâ, and there are a number of recent studies which appear to support their contention.2 The study of representations of cities has become the subject of considerable attention in art history (for example, Clark, 1985; Seed and Wolff, 1988) and literature (for example, Tanner, 1990; Williams, 1973), and there is evidence that the endeavours of cultural geographers to read landscapes is applied increasingly to urban settings (for example, Duncan, 1990; Zukin, 1991). What remains uncertain, however, is the status of the âurbanâ in this work. Is the âurbanâ simply a discursive term standing in opposition to others (such as âruralâ)? Is the âurbanâ synonymous with the built environment, in the way that Olsen (1986) suggests in his account of how cities can be seen as âworks of artâ in terms of their architectural forms? Or do distinct forms of urban social or cultural relationship exist? Is the âurbanâ merely a convenient site in which a variety of social or cultural processes can be explored (as suggested by Savage and Warde, 1993), including, possibly, the various textual processes and narratives which encode the âurbanâ? Just as debates about urban studies have never been able to resolve the question of defining what the âurbanâ actually is (see Saunders, 1981), so the recent cultural trend in urban studies has tended to dodge this key issue. In this paper I will argue that the work of Walter Benjamin offers a fruitful way of considering the stakes involved in these sorts of issues. Benjamin talks about the urban in very different ways, however, and it is no easy matter to elucidate his views. In what follows I argue that the ideas which he advances in one of his best-known essays, âOn some motifs in Baudelaireâ (1968b), where he appears to articulate a fairly conventional view of the city as site of a distinctively modern experience, is not the best starting point. I argue that this essay does not reflect his more complex interest in the âurbanâ, and suggest that a more interesting angle of approach is to consider how Benjamin examined the relationship between history, experience, memory, and the built environment. This concern was closely related to his fascination with the ways in which cities could (and could not) be represented textually. I argue that attention to this aspect of Benjaminâs urban thought illuminates other aspects of his thinking.
I begin in section 2 by offering a brief introductory survey of Benjaminâs urban writing in order to emphasise its complexity as well as the central part which it came to play in his later writing. I then offer a thematic discussion of some of the central issues which Benjaminâs urban writing provokes. In section 3 I discuss how Benjamin viewed, sociologically, the distinctive nature of urban âexperienceâ in his later work, emphasising his concern not to describe modern experience but to suggest how it could be redeemed. In section 4 I consider how Benjamin used urban writing critically, as a device for disrupting narrative meaning. Finally, in section 5 I seek to place Benjaminâs urban writing in the context of his philosophy of history and relate it to his idea of âauraâ in order to explain why the city was so compelling to him. In the concluding section of the paper I pull out some of the implications of this survey for contemporary approaches to urban culture.
2 Benjaminâs urban writings
Benjaminâs interest in cities developed only in the course of the 1920s, especially as his work on The Origins of German Tragic Drama (1977b) reached its conclusion and he turned to critical issues of more direct political concern. By the late 1920s, it can be argued that Benjamin constantly used cities to frame his inquiries. However, being well aware of the complexities of representational processes, he wrote about cities in a variety of ways, with little consistency of approach, and no single view on urbanism can be discerned in his work. As a starting point it is useful to summarise the different characters of his urban texts. At least five different types of urban writings can be elucidated.
- Benjaminâs city portraits of Naples (1924), Moscow (1927), and Marseilles (1928) (all included in Benjamin, 1979a) are all accessible short essays, written in journalistic, largely descriptive, style, reflecting on urban life and culture in the respective cities. Their interest derives partly from their being the first works where Benjaminâs direct interest in cities was manifest.
- One Way Street (1925â26) (in Benjamin, 1979a) is one of Benjaminâs best-known works, also written in the mid-1920s, at the time of his developing interest in Marxism and surrealism. Its status as an urban work needs justification. It was written as a series of aphorisms, many of which were titled around typically urban sights such as âfilling stationâ, âunderground worksâ, âcaution: stepsâ, and so forth. He uses urban wandering as a device on which to hang a series of reflections which seem to be triggered by phenomena of the urban built environment.
- Benjaminâs autobiographical sketch, A Berlin chronicleâ (1932), which incorporates his own childhood memories into an account of Berlin and Paris (in Benjamin, 1979a) and uses a complex narrative form involving âphotographicâ recollections of his youth, is distinctive in being one of the relatively few works in which Benjamin discussed directly his own experiences (see Witte, 1991). In the same category might be placed his âMoscow diaryâ, a recently translated diary of his two-month stay in Moscow in 1927â28 (Benjamin, 1990).
- The Passagenwerk (or Arcades project) absorbing Benjamin for much of the last decade of his life was a study of Paris, âCapital of the nineteenth centuryâ. Never completed, it left in published form a number of essays (for example, Benjamin, 1968b; 1968d; 1968e), a series of writings translated as Charles Baudelaire: A Lyric Poet in the Era of High Capitalism (1973a), and a series of detailed notes, mostly still untranslated into English (though, see Benjamin, 1985). Benjaminâs aim was to use montage techniques to explore the relationship between Baudelaire, urbanism, and the development of capitalism. Much recent Benjamin scholarship has been preoccupied with reconstructing the purpose, methods, and ideas of this work (Buck-Morss, 1989; Tiedmann, 1988), though there has been relatively little attention to its urban dimensions (though see Cohen, 1993).
- In many of Benjaminâs theoretical and philosophical reflections, some of them arising out of the Passagenwerk, there are a number of observations and references to architecture, the built environment, and other urban phenomena. Many of the otherwise disparate essays collected in Illuminations (1968a), and One Way Street (1979a) contain important asides on cities.
This brief description indicates that after the mid-1920s Benjamin constantly used urban phenomena as devices for exploring the intellectual problems with which he had grappled throughout his life and to which older means of inquiry seemed inappropriate. This does seem to mark an important shift in his thinking. Much critical discussion of Benjamin has examined whether he replaced his early messianic and romantic thought with a more critical (though never orthodox) Marxism in the mid-1920s (see Roberts, 1982) or whether he remained enmeshed in the same sort of intellectual dilemmas throughout his life (see McCole, 1993). In the context of this debate it is interesting to note that at least in methodological terms Benjamin did appear to recast the literary criticism and abstract philosophical-ethical discussion which characterised his early writing (most notably, The Origins of German Tragic Drama) into a sort of urban criticism (further, see Cohen, 1993). However, it is evident from the variety of his urban writings that Benjamin wavered and experimented in his textual approach between journalistic narrative, memoir, aphorisms, essays, and montage. Similarly, the urban as âobjectâ shifted incessantlyâfrom being the general properties of the built environment, to specific buildings, the nature of urban âexperienceâ, accounts of particular cities and their histories, and the ability of certain forms of representation (such as photography) to âpictureâ cities. It is the complex and manifold meanings of the urban in Benjaminâs work which makes that work of such contemporary interest.
3 Modern urban experience in Benjaminâs thought
In many accounts of Benjaminâs writing the way he saw the city as being characteristically modern (in Frisbyâs words, as âthe crucial showpiece of modernityâ (1985:224)) is stressed (for instance, see Turner, 1994: facing 25). Here, Benjamin seems to follow a long, orthodox tradition within social theory. The notion of a distinctly modern urban experience, or âway of lifeâ, has, from the time of Simmel and Wirth, been the central focus of sociological discussion of urban culture (see Savage and Warde, 1993). The transition to modernity is seen as leading to profound changes in the nature and quality of social relationships, and both Tonnies (1988) and Simmel (1950) argued that these changes could be seen most clearly in cities, where modernity was most developed. The city, in opposition to the small-scale community, was the main locale in which new impersonal social relationships, the money economy, and social disorganisation could be observed. This was also the conception which modernist novelists evoked in their writings, conceiving the city as symptomatic of the new and modern (Anderson, 1988; Berman, 1983; Bradbury and MacFarlane, 1976; Williams, 1989).
In the late 1920s and early 1930s Benjamin articulated a theory of history which had many parallels with this account (Honneth, 1993; Roberts, 1982). This theory of history elaborated the replacement of âexperienceâ (Erfahrung) by instrumental reaction (Erlebnis). In the former state, found in preindustrial societies, experience is based in habit and repetition of actions, without conscious intention. These experiences are bound to traditions, the socially constructed and legitimated ways of acting, which gain their authority by their uniqueness and specificity. In the latter state, found in modern industrial societies, the mass reproduction of commodities and symbols disperses tradition, so that individuals simply react to the stimuli of the environment and develop instrumental ways of thinking in order to cope in such a changed environment (for a discussion, see Roberts, 1982:157â95).
However, there is considerable disagreement concerning the status of this theory of history in Benjaminâs overall thought. Some commentators (Bauman, 1993) argue that it goes against the persistently nondeterminist, redemptive character of Benjaminâs general thought, manifested notably in his âTheses on the philosophy of historyâ (see Benjamin, 1968e). Here Benjamin criticised historicist ideas of progress and trend in history so that the possibility of redemptive action could always be held open, a view which appears to contradict his own formulations concerning the replacement of Erfahrung by Erlebnis. And in line with this view, Benjaminâs account of urban experience turns out to be more complex than that of Simmel and Wirth. Consider Benjaminâs celebrated account of âurban experienceâ in his essay âOn some motifs in Baudelaireâ (1968b). Here he seems concerned to establish a relationship between the modern city and the development of the âshock experienceâ. Benjamin argued that the daily routine bombardment of peopleâs senses by various shocks forces them to use consciousness as a filter to protect themselves, and he discussed this in relationship to the urban masses as well as to modern factory workers. Benjamin saw Baudelaire as the poet of the âmetropolitan massesâ, as the first writer who refused to stand apart from the urban mass in order to write detachedly about them but who immersed himself in the experience of the masses.
In this essay he refers mainly to Proust and Freud in developing its arguments, but its formulations appear initially very close to those developed by Simmel in his famous essay âThe metropolis and mental lifeâ (in Wolff, 1950) written thirty years before. And it is a difficult essay to interpret. The published version of âOn some...