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AGAINST MASS CIVILIZATION
Between the outbreak of the First World War in 1914 and the conclusion of the Second World War in 1945, Europe underwent one of the most convulsive general transformations in its history. The killing factories of the Great War did not run on blood and money alone: they devoured constitutions, social orders, traditions â whole ways of life. After thirty years of armed conflict in and among the societies of the continent, fought amid economic disorder and feverish cultural agitation, little remained of Europeâs long nineteenth century. In the middle years of this long, complex sequence, it seemed evident that something was nearing its end. The struggles to interpret and perhaps affect that outcome form the cultural history of the time.
An adequate account would emphasize the incongruous experience of inter-war capitalism, which saw brilliant developments in the repertoire of production â the new world of automobiles, radio and cinema â but also chaos in finance and trade; the impotence of liberal parliaments in the face of domestic and international disorder; the challenge of organized labour and, above all, its revolutionary communist left; and the march of fascism (Hobsbawm 1994). In most interpretations, then and later, these political manifestations illustrated the ultimate terms of choice. But in another perspective, they were no more than variant instances of a single, fundamentally coherent and probably irresistible historical tendency. For one kind of intellectual, the practitioner of Kulturkritik, the historic stake was the future of culture in the epoch of modernity, whose culminating feature, now manifest, was the rise of the masses, the distinctive life-form of civilization. Five classic statements define this high-minded rally against the new times. Five distinguished writers â one German, one French, one Hungarian, one Spanish, one English â embody its prophetic style: Thomas Mann, Julien Benda, Karl Mannhein, JosĂ© Ortega y Gasset and F.R. Leavis. Together, they substantiate the underlying unity of Kulturkritik.
THE UNPOLITICAL THOMAS MANN
Thomas Mannâs Betrachtungen eines Unpolitischen, or âreflections of an unpolitical manâ, was written during the First World War, and appeared in its last weeks.1 Mann is of course best known for his novels, and for his leading part in the intellectual resistance to fascism. In the Reflections, however, he expressed himself as a German patriot concerned to explain, as if in an âuninhibited ... private letterâ, why his country must not submit to France and Britain ([1918] 1983a: 7). Mannâs wartime nationalism is not, here and now, the chief interest of his essay (though his casual racism is memorable, and, as we will see, the theme of nationalâracial identity cannot be marginalized as an unfortunate period extravagance). What is important is that he saw in Germanyâs war against the western allies the last stand of a traditionalist order against the subversive spiritual forces of modernity,2 or in the terms that were already classic in German idiom, of âcultureâ against âcivilizationâ.
The opposition between German Kultur and French civilization marked every aspect of the two societies. For all its avowedly personal, essayistic character, Mannâs discourse was regular to the point of schematism:
| Germany | France (and Britain) |
| culture/Kultur | civilization |
| art (= poetry, music) | literature (= prose) |
| protestantism | universalism |
| burgher | bourgeois |
| national feeling | humanitarianism |
| pessimism | progressivism |
| life | society |
| irony | radicalism |
| reverence | enlightenment |
| inwardness | reason |
| people | âclass and massâ |
| aristocracy | democracy |
| ethics | politics |
Mannâs text set these binaries in an abstract, quasi-musical play of elaboration and variation, with the aim of showing the moral cohesion of each of the two national sets, and the irreducible opposition between them. Thus, he maintained, Kultur was intrinsically national, whereas civilization on the French model was not a development of a national culture but the liquidation of it. Civilization is âwhat all nations have in commonâ. Indeed it could not even claim so much, for the nation, not some programmatic âhumanityâ, was the true âbearer of the general, of the human qualityâ (Mann 1983a: 179). It would be misconceived to challenge French radicalism, with its commitment to systematic programmes of social change, in the name of a political alternative â âas if the political attitude were not always one and the same: the democratic oneâ (p. 15). Politics as such was the end of personal inwardness, being âparticipation in the state, zeal and passion for the stateâ. Democracy was âthe state for novelsâ, or âliteratureâ, which, as âlinguistically articulated intellectâ, was the antithesis of Kultur (p. 218). Democracy was âfinis musicae, ... the end of musicâ (pp. 23, 200).
France, then, did not merely represent a contrasting, and now hostile, national culture: rather it most fully represented the historical tendencies that would extinguish national feeling and Kultur as modes of existence. Across the battle lines were ranged the forms of an alien future. Defeat would mean âconversionâ to civilization, the spiritual triumph not merely of the military victors but of their internal collaborators, Germanyâs âliterary menâ, with their corrosive, ânihilisticâ enthusiasm for progress and democracy. (Mannâs prototypical âliterary manâ was his own brother, Heinrich, at the time the more influential novelist of the two.) However, it might be that German irony could moderate the radical probabilities of the future. Irony, in Mannâs definition, was âthe self-betrayal of the intellect in favour of lifeâ â in other words, the opposite of the âradicalâ belief in consistency at all costs. âIs truth an argumentâ, he asked, âwhen life is at stake?â (pp. 13, 49) And in that spirit, turning to reflect on the prospect of universal suffrage, he suggested that such a reform need not entail capitulation to âdemocracyâ, that life might yet outwit radical intellect. An ideal suffrage, answering to tradition, would be âaristocratic, ingeniously graduatedâ. If general voting rights must be conceded, it was only because âin a sphere in which it is impossible to give each his own, nothing else remains but to give everyone the sameâ (p. 194). Yet, the democratic effects of the reform, an egalitarian pretence fostering âthe tumult of party campaignsâ, might be tempered by another innovation that seemed progressive but need not be: âthe freest opportunity for educationâ would promote the formation of an aristocracy of merit such as Nietzsche had urged. And the governing value of this education would be âreverenceâ for the national character with its âinwardâ sensibility, not âFrenchâ enlightenment but German traditionalism (p. 187). Forming a type quite opposed to âcivilizationâs literary manâ driven by the itch to reason and reform, the authentically German intellectual would embody the âsuprapolitical, powerfully ethical momentâ of Kultur, would be that paradoxical representative figure, the 'unpolitical man'.3
JULIEN BENDA, CLERC
The critic and philosopher Julien Benda appeared to confirm Mannâs comparative geography of mind. He militantly opposed all forms of romanticism in art and philosophy, deploring the loss of the eighteenth centuryâs classical ethos. He abominated any appeal to patriotic affinity in intellectual affairs â this was âessentially a German inventionâ (Benda [1928] 1969). Indeed he went further, rejecting humanitarian and internationalist programmes as mock-universal particularisms of the same kind. His formative public experience had been the controversy over the trial and imprisonment of a Jewish army officer on false charges of espionage, the Dreyfus Affair of the 1890s, which pitted universal against nationalist values in a mythic civil war of Franceâs intelligentsia. Kultur was the epitome of everything he fought against. âIronyâ is not a word that will occur to any reader in connection with his writing, which on the contrary was âradicalâ and âdogmaticâ in its assertion of objective, perennial values. He was, in a single, sufficient word, âFrenchâ.
For Benda, the crisis of modernity was that of the ethics of intellectual life. Betrayal â treachery or treason â was the charge that he laid against the intellectuals of the new century in his famous polemic of 1928, La Trahison des clercs. He might more pointedly have chosen âheresyâ as the term of indictment, for in setting aside the modern noun intellectuel in favour of the anachronistic clerc, or man in holy orders, he committed a whole social category to an imprescriptible code of belief and conduct, whose model was medieval priesthood.4 Benda's clercs formed 'a corporation whose only religion is that of justice and of truthâ (Benda [1928] 1969: 57, translation amended). For most of 2,000 years, intellect and learning had served âthe idealâ, renouncing all individual or group self-assertion (p. 37) â the contrasting ârealismâ of ordinary existence. Where intellectuals entered public controversy, it was as Emile Zola had intervened in the Dreyfus affair crying JâAccuse!, to defend âeternalâ, âdisinterested or metaphysicalâ values against worldly degradation. Increasingly over the past century, however, their conduct had deteriorated. No longer aloof from social âpassionsâ, they not only responded to their temptations but sought even to inflame them. The language of eternity now âdivinizedâ the basest desires of everyday life.
âPassionâ, Bendaâs word, had also been Mannâs, and for all their differences of intellectual genealogy and affinity, the object of his criticism was the same. Mann would not have seconded Bendaâs indiscriminate equation of race, nation and class as objects of love or loathing, but he had already traced the threat to Kultur to the phenomenon that Benda now identified as the enemy of intellectual virtue. Modernity was âessentially the age of politicsâ, and the specific treachery of the modern clerc was to have adapted to it, not restraining but âperfectingâ that âpassionâ, in âthe age of the intellectual organization of political hatredsâ (Benda [1928] 1969: 27). The favouring conditions of this modern development were economic and constitutional. The relative easing of material conditions encouraged fuller exploration of social possibilities, with material gain itself now established as a key index of human value. With the weakening of aristocratic prerogatives came a new style of political rule, in which popular sentiment exerted an unprecedented force. These tendencies came together in the commercial press, and conspired to fashion a new intellectual ethos whose epitome was âthe cheap daily political newspaperâ. The clercs, sustained at one time by âenlightened patronageâ, now depended on the market in print; they wrote not for âpeersâ but for âthe massesâ, âthe crowdsâ: thus it was that âno one writes with impunity in a democracyâ (pp. 9â10, 112). The cumulative effect of these developments, Benda charged, was the overthrow of the humanly proper order of social authority. Plato, in Antiquity, had assumed the primacy of morality over politics. For Machiavelli, on the cusp of early modernity, these were separate realms. The clercs of the twentieth century made philosophy out of circumstance, rewriting virtue as expediency, morality as a gloss on political interest. Bendaâs personal political choices, when he felt obliged to make them, were liberal; and he was later to conclude that democracy was the only political principle that was compatible with the values of the true clerc (Benda 1975: 81). But the logic of his general position was ascetic and reclusive: in a world governed by the ârealisticâ urges of majorities, authority resided anywhere except in the timeless truth of the mind, the ideal zone that was his equivalent of the homeland of Kulturkritik.
KARL MANNHEIMâS INTELLECTUALS
Karl Mannheim shared Bendaâs conviction that the crux of modern culture lay in the disordering of a consensual role for intellectuals, specifically in their relationship with politics. The themes of intellectual fanaticism and cynicism that drove Bendaâs polemic returned in the sociological argument of his Ideology and Utopia (Mannheim 1936). Again like Benda, and also like his adoptive compatriot Thomas Mann, Mannheim saw the crisis as historical, as the upshot of the disintegration of a traditional society characterized by hierarchy and limited mobility, and sustaining forms of political and cultural authority that owed nothing to the goodwill of voters or markets. However, in a perspective like Mannheimâs, both men were vulnerable to charges of dogmatism: Benda for his adherence to âstaticâ ideals, which were, as his own medievalizing idiom attested, abstracted relics of the feudal order, with its âclosed and thoroughly organized stratum of intellectualsâ (1936: 10), Mann for his traditionalist commitment to an essentially âGermanâ collective sensibility. Historically relativistic in a way that was anathema to Benda, and rationalistic in a style quite foreign to Mann, Mannheim affirmed the possibility of a progressive politicalâcultural outcome. His specific purpose was to elucidate the conditions and objects of a public role for intellectuals that would be coherent, principled and practical, with benign social potential. Writing from Weimar Germany, where he had gone after the defeat of the Hungarian Revolution of 1919, and from a disciplinary base in the sociology of knowledge, of which he was a leading practitioner, Mannheim proposed a distinctive strategic function for intellectuals as such, in a âscientific politicsâ.
Intensifying class consciousness was the hallmark of the present, Mannheim believed, and political culture was more and more fully organized according to the priorities of mutually antagonistic âparty schoolsâ. Against these partisan schemes of social value, he set the possibility of a âforumâ that would âsafeguard ... the perspective of and the interest in the wholeâ (p. 144). In Mannheimâs reasoning, this appeal to an overarching general interest â âthe wholeâ as a possible and desirable intellectual allegiance â did not presuppose a âstaticâ realm of objective truths beyond history (as it did for Benda) and did not imply only a preference for social compromise. The principle of his sociology was that all knowledge, and especially political knowledge, was âinterest-boundâ, and that the major social classes â workers and bourgeoisie alike â âhave their outlooks and activities directly and exclusively determined by their specific social situationsâ (p. 140). But in the case of the intelligentsia, the effects of this determinism were paradoxical. As a stratum, intellectuals were mixed in class provenance and situation. Their only social common denominator was education, the site on which all the rival interests and ideologies of society confronted one another. The education system (specifically, universities and specialized institutions of higher learning) was an everyday constituent assembly of the mind, so to say, in which competing social knowledges might enter a process of âdynamic mediationâ and âsynthesisâ, for the common good. And in this lay the appropriate political function of the intelligentsia, the possibility of fulfilling âtheir mission as the predestined advocate of the intellectual interests of the wholeâ, and thus resolving the cultural crisis of modernity (p. 140).
This prophetic idiom of âmissionâ and âdestinyâ, which sounds odd in a would-be scientific discourse, suggests an activist version of Benda: a clerisy indeed, but in this case positively committed to public affairs. However, the flow of Mannheimâs reasoning was disturbed by a cross-current of pessimism. Claiming to deduce the politics of the intelligentsia from the objective tendencies of the modern social order, and, above all, the logic of its education system, he nevertheless conceded that its implementation âin an epoch like our ownâ was âscarcely ... possibleâ. The missionaries would probably be destined for altogether more desperate duties, as âwatchmen in what otherwise would be a pitch-black nightâ (p. 143). This is the understandable rhetoric of a liberal in the later days of the Weimar Republic, but its logic is that of a wider discursive context. Mannheimâs sociology was relativist, seeing âideasâ as translations of âinterestsâ â fundamentally, class interests â whose power of cultural determination was, for most cases, unqualified. At the same time, he canvassed a politics whose defining value was an attainable reconciliation of interests, a âpredestinedâ discovery, not merely of a structured totality of relationships but of a deep wholeness. The educational practice of intellectuals furnished the warrant and the means of this mission. Yet Mannheim emphasized that intellectuals were neither a class nor a supra-class stratum. They formed a mixed-class entity united only by educational values. And in nominating them as a potentially decisive political agency, he was entrusting the work of âsynthesisâ to a possibility that his general theory appeared to discount in principle: an idea whose motivating social interest was itself an idea. In this basic respect, Mannheimâs sociological reasoning ran parallel with Bendaâs philosophical dualism of idealâ and ârealâ values, and was bound by direct discursive affiliation to Mannâs Kulturkritik â on the one hand a driven world of material interests and their validating ideologies, civilization sightless in the dark or blinded by artificial lights; on the other, Kultur, the essential, now homeless values of the human spirit.
Mannheimâs greater confidence in a habitable future only testified the more strongly to his kinship with Benda and Mann. In his vision of a specifically intellectual politics of the whole, he reanimated, for the twentieth century, the figure of a medieval clerisy, which was the ground of Benda's thought.5 The proposed ascent from the party schools to the forum of mediation was not so much a form of engagement in ordinary political space as an attempt to supervene over it, from a higher plane of social judgement. The activist intellectual mediator was a version, now improbably powerful, of the unpolitical man.
ORTEGAâS ARISTOCRATIC VISION
JosĂ© Ortega y Gasset offered a characteristically more truculent summary of the contemporary peril. In the phrase that his book of 1930 made famous, it was âthe revolt of the massesâ. Ortega was prepared to concede that the historical prospect remained undecided: âin itself it contai...