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Part I
Origins
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2
Socialism and Marxist theory
In this chapter, I begin by outlining some antecedents of utopian socialism, before considering the contributions to socialist theory of three key utopian socialists, Henri de Saint-Simon, Charles Fourier and Robert Owen. I then go on to examine Karl Marx and Frederick Engels’ critique of utopian socialism, and the Marxist conceptualisation of ‘scientific socialism’.
Introduction
It is a general perception that socialism was born in the nineteenth century in Britain and France. The word was first used publicly in English in 1827 in connection with the Owenite movement (see below); and in French, in 1835, with respect to the Saint-Simonians (Berki, 1975, p. 12) (see below). In a sense, at least in its modern form, this birth-date is accurate. However, the common ownership, cooperation and collective activity that socialism entails are not new to humankind. In fact, as Marx and Engels argued, in very early history most, if not all, societies held common property in the soil and were grouped according to kindred.
The ideas behind socialism have surely been in existence as long as there have been class-based societies.1 For example, in the Old Testament of the Bible, the prophet, Amos, born in the eighth century BC, showed nothing but contempt for those who ‘lie upon beds of ivory … [and] drink wine in bowls … [and] make the poor of the land to fail’ (Holy Bible, Amos 6 and 8). The future, he felt, lay in a new kind of society where the people would ‘build the waste cities’ from the old perished order, and ‘plant vineyards, and drink the wine thereof … [and] make gardens, and eat the fruit of them’ (ibid., Amos 9). In the New Testament, the Apostles ‘had all things common … sold their possessions and goods and parted them to all men, as every man had need’ (Holy Bible, The Acts 44–45).2
In the ancient world, slave rebellions were quite common. Probably the most famous is that led by Spartacus against the Roman Empire, which began in 73BC. However, while there was a vain hope to build an ideal city commonwealth, and while a fierce spirit of egalitarian democracy was unleashed, this was not socialism. Whenever those in revolt spoke, it was on behalf of the ‘populus’, by which they meant those who had political rights and the vote – the ‘citizens’ and nothing approaching the majority of the inhabitants (Crick, 1987, p. 2).
In empires that succeeded Rome, such as the Byzantine Empire (AD330–1453), there were similar attacks on the ruling class. In the fourteenth century, there was a major peasants’ revolt in Britain and rebellions in Germany in the sixteenth century (Paczuska, 1986, pp. 9–14).
Not only have there always been insurrections against the ruling class, there have also been visions of how things could be. As Bernard Crick puts it: ‘From the beginning of written records we find evidence of revolts of the poor against the rich, of oppressed peoples against ruling elites, and of dreams of a perfectly just and usually egalitarian human order’ (1987, p. 1). Perhaps the most ambitious attempt at describing how societies could be run in a non-exploitative way is Sir Thomas More’s book, Utopia, published in 1516. The word ‘utopia’ has origins in Greek and Latin and means literally, ‘a place that does not exist’. However, the usual meaning is ‘a place to be desired’ (Hodgson, 1999, p. 4). Running to some 423 pages, Utopia is written as a contrast to England at the time. On an imaginary island, the citizens pool the products of their labour and draw what they need from the common storehouse; and there is peace and security. The people of Utopia, unlike the unhappy English, understand that the scramble for wealth is the source of the problem (MacKenzie, 1967, pp. 21–22). As More argues, through the mouth of a Portuguese explorer, Raphael Hythloday: ‘where possessions are private, where money is the measure of all things, it is hard and almost impossible that the commonwealth should have just government and enjoy prosperity’ (cited in MacKenzie, 1967, p. 21). Negative aspects of More’s utopia include a perception of women as second-class citizens, the presence of slaves and a lack of freedom of movement.
During the English Revolution in the 1640s, the ‘Levellers’ and the ‘Diggers’ both presented threats to the gentry. By 1648, the rank-and-file of the parliamentary armies had swung over to support the Levellers, who sought to carry the new democratic ideas to their logical conclusion, and to attack all forms of privilege. While they concentrated on political reform, there is an inherent socialism (albeit a nationalistic socialism) implicit in their doctrine. As MacKenzie (1967, p. 23) states: ‘they found their golden age in Saxon England, before the Norman Conquest had placed a privileged and alien hierarchy in power and driven its rightful owners from their communal enjoyment of the soil of England’ The leader of the Diggers movement, Gerrard Winstanley, actually anticipated modern socialist ideas in his book, Law of Freedom (1652) which advocated agrarian communism (Cole, 1971, p. 9):
Utopian socialism
My aim in this chapter, however, is not to recount in detail these historical struggles and imagined utopias, but rather to examine, with particular respect to their contribution to Marxism, the ideas of three prominent modern utopian socialists, Henri de Saint-Simon, Charles Fourier and Robert Owen.
It is not until the eighteenth century that there begin ideas of cumulative social change. Prior to that, the belief was that the future would resemble the past. As Crick (1987, p. 3) puts it:
Henri de Saint-Simon
Claude-Henri de Rouvroy, Comte de Saint-Simon (1760–1825) was not yet 30 when the French Revolution (1789–1799) began. This revolution was, of course, a bourgeois or middle-class revolution. An impoverished aristocrat turned commoner, Saint-Simon assumed the name ‘Citoyan Bonhomme’, and took part in revolutionary events, on the side of the revolution (Berki, 1975, pp. 43–44). For Saint-Simon, the antagonism was between ‘industrial forces’ (defined as manufacturers, merchants and bankers, as well as wage-workers) and ‘idlers’ (defined as the old aristocracy who took no part in production or distribution but merely lived off others):
The liberation of humanity was to come about when the bourgeoisie (manufacturers, merchants and bankers) transformed themselves into ‘public officials’ who, holding a commanding and economically privileged position vis-à-vis the working class, would pave the way forward for this liberation. The bankers especially were to be central in this:
Saint-Simon believed that ‘all men ought to work’ (Engels, 1977 [1892], p. 399), and that the state had an obligation to find work for all its citizens, who, in turn, were obliged to work for the common good. Saint-Simon’s favoured society was not intended to be democratic or egalitarian. Wages would be allotted to each, according to their respective contributions to that common good (Crick, 1987, p. 33). Later in life, Saint-Simon sought to combat the selfishness in the spirit of the age, by what he referred to as ‘New Christianity’, linking together the scientists, artists and industrialists to make them ‘the managing directors of the human race’ (Saint-Simon, cited in Berki, p. 45). The aim of ‘New Christianity’ was the well-being of the poor.
While Saint-Simon’s ‘New Christianity’ was ‘rigidly hierarchic’ (Engels, 1977 [1892], p. 399), he was adamant that:
Elsewhere, Saint-Simon also referred to the promotion of ‘the moral, intellectual and physical improvement of poorest and most numerous classes’ (cited in Crick, 1987, p. 32; my emphasis).
Saint-Simon’s vision was thus of a state of harmony between capital and labour: an elitist vision of a centralised and planned industrial society administered for the common good and looking to the future. As Crick (1987, p. 33) points out, it is ‘a picture of a capitalist society without a free-market [and] with a collective capacity to organise and steer the economy for the common good’. Like Marxism, the theory underlying Saint-Simon’s utopia is of stages of human development. However, these stages are not related to class struggle as in Marxism, but rather to advances in knowledge. For Saint-Simon, economic change was the outcome of scientific discovery. The roots of human progress are in the advance of knowledge. Accordingly, it is the great discoverers who are the supreme makers of history (Cole, 1971, p. 49) rather than the oppressed masses as in Marxism:
What is of greatest significance in Saint-Simon’s thoughts for the subsequent development of Marxism is his recognition of class struggle but, in his case, the bourgeois struggle against the aristocracy. Thus Saint-Simon writes of the ‘struggle between the King and the great vassals, between the chiefs of industrial enterprises and the nobles … the direct action of the industrials against the nobles’ (Saint-Simon, 1975 [1817], p. 246). He also refers to ‘the two classes [that] existed in the nation … before the … industrials … those who commanded and those who obeyed’ (Saint-Simon, 1975 [1817], p. 247). As Engels (1977 [1892], pp. 399–400) notes, to recognise the French Revolution as a class war was ‘a most pregnant discovery’.
Charles Fourier
Born to a middle-class merchant family which lost most of its possessions during the French Revolution, François-Marie-Charles Fourier (1772–1837) was particularly scathing about the hypocrisy of the bourgeoisie after the revolution...