1 Controlling a new migration world
Virginie Guiraudon and Christian Joppke
This volume deals with the efforts of contemporary nation-states to control international migration. Its purpose is to circumscribe the new strategies and instruments of control that migrant-receiving states have devised at the local, national and transnational levels to cope with new forms of migration that deviate fundamentally from âclassicâ immigration: illegal migration, mass asylum-seeking, circular migration, and organized human smuggling. This entails a dual focus on state policy and new migration patterns âon the ground.â Assembling political scientists studying the policy process and sociologists studying migrants and migration flows, we wish to understand the impact of migration flows on the development of state policies and, in turn, to shed light on the unintended consequences of policies for the character of migration flows.
In this introduction, we discuss the relationship between flows and policies, a surprisingly neglected topic in migration studies, and the main focus of this volume (1); flesh out the infrastructure of contemporary immigration policy in terms of certain âcontrol dilemmasâ that plague them (2); present a typology of state responses to these dilemmas (3); look at a tabooed and often neglected dimension of the discursive âsecuritizationâ of migration: increasing crime rates among migrants (particularly of the irregular kind) (4); and point to some unintended consequences of tightened migration controls, such as selecting risk-prone and shadowy migrant profiles adept at circumventing the controls, and feeding the growth of human smuggling organizations (5).
Flows and policies
In the multidisciplinary field of migration studies there is a peculiar divide between the study of migration flows and the study of state policies that seek to solicit, channel, or contain these flows. The low degree of interaction between both camps is visible in the astonishing statement of a recent state-of-the-art work on migration flows that the link between âstate policiesâ and international migration has remained âunder-theorized and little studiedâ (Massey et al. 1998: 286). This statement shows its distinguished authors, primarily demographers and economists, strangely ignorant of the small library on the comparative politics of immigration control and immigration and citizenship that has accumulated since the 1980s. On the opposite side, students of state policies are often ignorant of the very object of these policies, the causes and dynamics of migration flows and networks, which in important respects resist the attempts by states to control and regulate them. There is evident need to overcome the mutual ignorance of demography and political science in migration studies, and to systematically relate migration flows and state policies
This book looks at the relationship between flows and policies at a particular historical juncture, where the supply of international migrants has come to greatly exceed the demand for them. At this point in time, immigration policy becomes âcontrolâ policy, in which states seek to stem, rather than solicit, international migration. The distinction between âstemmingâ and âsolicitingâ is fundamental, though surprisingly little reflected on. In the âoldâ migration world, epitomized by the classic guestworker recruitment in continental Europe in the 1950s and 1960s and the resumption of wanted settler immigration in the United States in the mid-1960s, the imperative of âsolicitingâ prevailed over that of âstemming.â In the ânewâ migration world the opposite is the case, and even ongoing or renewed efforts and episodes of âsolicitingâ proceed within the logic of âstemmingâ â examples being the recent cutting of social benefits and spiked-up âdeemingâ provisions for legal immigrants in the United States, or the restrictions on settlement and family reunification that frame the second-generation âguest-workerâ programmes of some European states in the 1990s.1 The historical moments that ushered in the new migration world are well known, even though their impact and importance differ across regions: the European stop to new labor migration after the first oil crisis in 1973, which was notably not followed in North America and Australia; the onset of mass asylum seeking in the 1980s, which resulted from the dual factors of decolonization and civil wars in Asia and Africa and the closure of labor migration in Europe; and the concern about illegal immigration, organized human smuggling, and crime that has come to dominate the post-Cold War era of the 1990s and beyond.
Immigration âcontrol,â which deals with migration that is happening despite and against the opposite intention of states, automatically directs the attention to the relationship between flows and policies.2 Whenever there is the stated need for âcontrolâ, there is the unstated admission that current policies have failed to prevent migration from happening. Control policies thus necessarily include theories about the causes and dynamics of flows.
In a scathing attack on current attempts in the United States to contain illegal immigration from Mexico, Douglas Massey (1998) has argued that the demographic theory underlying US immigration control is wrong, thus generating misguided and counterproductive policies. According to the (implicit) theory underlying US control policies, migration is âpushedâ by poverty in Mexico and âpulledâ by the lure of higher wages and public benefits in the United States, and proceeding as the one-directional move by insulated, utility-maximizing individuals. This theory, which interestingly mirrors the microeconomic assumptions of classic migration theory (see Massey et al. 1998: 288), informs the attempts of recent US governments to contain the âpushâ factor through supporting Mexican development in the context of the North American Free Trade Association (NAFTA), and to reduce the âpullâ incentives through cutting social benefits for immigrants and fortifying the border.
The underlying demographic theory is not only wrong, according to Massey, but also leading to policies that increase rather than decrease unwanted immigration from Mexico. First, it is not a lack of development but development itself that pushes migration; development dislocates people and creates the aspirations and cognitive horizons that make them ready for moving. To the degree that NAFTA succeeds to spur Mexican development, it is therefore bound to further increase migration from Mexico. Second, migration is not an act of isolated individuals driven by the lure of higher wages and benefits, but of individuals embedded in larger family units that seek capital accumulation at home and âinsuranceâ against economic risk, which are partially financed by the remittances of family members delegated abroad. Accordingly, manipulating the incentive structure in the receiving society, for instance, through cutting social benefits or making illegal immigrants ineligible for public health services and education, is unlikely to prevent people from migrating. Third, deterrence at the border, in the form of higher fences and beefed-up border guards, only turns circular into one-directional migration (that is, âimmigrationâ), at least it makes the once-caught migrant smarter not to get caught the second time (and thus to build the âhuman capitalâ that drives migration). Finally, and most importantly, migration is sustained by social networks and characterized by âcumulative causationâ, in which each act of migrating begets more migration; this process of network-formation is generally outside the control of governments. Based on these demographic findings, Massey (1998: 32) suggests a ârealisticâ immigration policy that âaccept(s) the flow as a reality and work(s) to channel it in directions that are beneficial to the United Statesâ. Elements of such a ârealisticâ policy would be the creation of a temporary worker category that legalizes a migration flow that is too deeply entrenched to be crossed out by government fiat, or support for savings banks and credit institutions that would tie migrants to the sending society and increase their propensity to return.
While a rare and important attempt to investigate (and improve) the linkage between flows and policies, Masseyâs invective against US immigration policyâs âmarch of follyâ pays too little attention to the actual forces that shape this policy. It may be desirable to devise control policies that are based on the ârightâ demographic theory, but the underlying picture of public policy as the product of an impartial lawmaker guided by cognitive rationality is naive. While âirrationalâ from the point of view of the demographer, US immigration policy is highly rational from the point of view of the interest groups and political entrepreneurs that determine its course. For instance, the long-standing quest for effective internal controls and employer sanctions having been thwarted by a powerful coalition of business and ethnic and civil liberty groups, as recently in the 1996 Illegal Immigration Act, it was inevitable that the control focus would shift from the workplace to the border â in fact, due to cultural and geographic factors, the border had always been the prefered site of US immigration control. Given the public disquiet about âuncontrolledâ illegal immigration from Mexico, local political careers could be made by showing toughness in the various âgatekeeperâ or âhold the lineâ operations, and the presidential election in 1996 was at least partially decided by the Democratic incumbentâs unwillingness to cede the high ground on immigration control to his Republican challenger (see Andreas 1998). Calling this âsymbolic politicsâ is correct, but symbolism has always been the essence of politics.
Masseyâs critique of a mismatch between flows and policies, and his fatalistic suggestion that we âaccept immigration as inevitableâ (Massey et al. 1998: 289), may be appropriate to the particular case of USâMexican immigration, one of the most deeply entrenched âmigration systemsâ3 in the world. It would be wrong to conclude from it a general incapacity of states to control migration flows once they have started. The same US state, for instance, has been highly efficient in containing unsolicited Cuban and Haitian migration through high-seas interception and the deflection of flows to offshore âsafe havens,â which suggests the pivotal role of geography for the effectiveness of controls (see Neuman 1995).
Turning from America to France, after 1945 Europeâs only country to solicit permanent immigration, Patrick Weil (1996) has told the opposite story of a state that is too efficient in controlling existing flows. Like all West European states after the recruitment stop for new labor migrants in 1973/4, France continued to receive legal immigrants, though at a reduced pace of approximately 90,000 to 120,000 new entries per year. Most of these were âas-of-rightâ immigrants whom France had to accept for legal-constitutional reasons: EU migrants, who enjoy free movement rights on the basis of European Community law; family members of settled migrants, who are protected by the domestic constitution; refugees and asylum-seekers on the basis of domestic constitutional and international convention rights; and a trickle of highly skilled labor migrants, the only left-overs of solicited immigration after 1974. By the early 1990s, the numbers in all categories were down, and on objective grounds it would be far-fetched to deem France in a âmigration crisis.â However, ever since a right-wing party, Le Penâs National Front, had been luring big chunks of the electorate with its demagogic demand to expel most (Muslim) immigrants from France, immigration had become more politicized than anywhere else in Europe, and even mainstream politicians were arguing in favor of âzero immigrationâ â an obvious impossibility if France wanted to honor its Republican values and legal commitments. The Le Penist fringe impulse fully seized the center with the âloi Pasquaâ of 1993, named after its originator, the hard-line Gaullist Interior Minister Charles Pasqua. Dictated by the desire to win back the voters of the National Front, this was the full-blown attempt to stem even the existing legal flows: for instance, through prohibiting foreign students from accepting job offers by French employers after completing their studies, and making them ineligible for the all-important âcarte de dix ansâ that would stabilize their residence in France; or through increasing the waiting period for family reunification from one to two years, and denying resident permits to foreign spouses who had been in the country illegally before the marriage.
As Weil points out, these repressive measures, while catering to the populist groundswell against immigrants, had undesired effects even on their own terms: legal migration flows were forced into illegality, which had to be the result of the tightening of family reunification; in turn, the artificial creation of âillegalâ migrants imposed on police and the courts the burdens of unnecessary control and surveillance activities, reducing their capacity to go after the ârealâ culprits; and, last but not least, in deterring foreign students and young professionals, France deprived herself of a major source of human capital, making her a self-inflicted loser in the increasingly global competition for the brightest and best. His critique did not go unheeded. Invited by the new Socialist Prime Minister, Lionel Jospin, to prepare the intellectual grounds for a new immigration law, Weilâs policy recommendations were in fact inspired by the American model, in particular the hugely complex and differentiated US visa system (1997). The law adopted in 1998 has created special statuses for scientists and scholars based on his recommendations.
The American and French examples are extreme cases of a mismatch between flows and policies, in which a policy either increased the flow that it was supposed to contain (as in the US case) or tried to contain a flow that could not be contained without violating fundamental liberal values and even harming the national interest (as in the French case). Interestingly, the impartial French observer attributes a âhighly rationalâ immigration policy to the one country that, in contrast to France and the United States, has untiringly claimed ânotâ to be a âcountry of immigrationâ: Germany (Weil 1998: 27). More than perhaps any other immigrant-receiving country, Germany has developed a highly tiered and differentiated immigration policy, in which different legal regimes apply to different migrant groups. This ârationalâ approach was favored by the absence of a vote-catching right-wing party, which allowed the mainstream parties to keep the immigration issue at low profile, despite some exceptions.4 Contrary to France, there has been no Pasqua-style spill-over from attacking illegal immigration to harming the rights of legal migrants. When faced with the threat of massive illegal migration from Eastern Europe in the 1990s, Germany responded with a dual approach of deflecting and legalizing this new migration pressure. âDeflectionâ occurred in the form of bilateral agreements (RĂźcknahmeabkommen) with most eastern European states, in which the latter agreed to take back caught illegal border crossers against financial compensation and logistic help in the build-up of effective immigration controls. This was no German invention, but part of a larger trend in European Union states to erect a âcordon sanitaireâ around their external borders, particularly regarding asylum-seekers (see Lavenex 1998). âLegalizingâ occurred in the form of new recruitment programmes for temporary and seasonal migrant workers, which â in contrast to their predecessors in the 1950s and 1960s â were framed by strict quotas and ter...