In this introductory chapter, I will sketch the main themes of this book in the context of a brief account of the growth of interest in technology in the humanistic disciplines. This process has not been an easy one and its full implications are still unclear.1
1 For another more detailed account of these problems, see Mitcham (1994). If the human significance of technology is largely unmapped territory, this is mainly due to the idealism of Western higher culture. Only recently have scholars outside the technical fields become interested in their problems and achievements. In earlier times the humanities rejected discourse on technology as unworthy. That tradition goes back to the ancient Greeks who lived in aristocratic societies in which the highest forms of activity were social, political, and theoretical rather than technical.
Humanist scholars first took technology seriously in the modern period, especially with the publication of Diderotâs EncyclopĂ©die. However, as Langdon Winner explains, modern political theory subsumed technical activity under the economy and did not raise the same kinds of issues about rights and responsibilities in relation to it that are considered relevant to the state. Common sense instrumentalism treated technology as a neutral means, requiring no particular philosophical explanation or justification. So once again it was pushed aside; as an aspect of private life, it was considered irrelevant to the basic normative questions that concerned the thinkers of the great tradition in political theory such as Hobbes, Rousseau, and Locke (Winner, 1995).
There is, however, another fateful path by which technology enters the larger conversation of modernity: the historicizing trend in the emerging biological and social sciences of the late 18th and 19th centuries. This trend was firmly rooted in the idea of progress, which found its surest guarantee in the promise of technology. By the end of the 19th century, under the influence of Marx and Darwin, progressivism had become technological determinism. Following the then common interpretation of these materialist masters, technical progress was believed to ground humanityâs advance toward freedom and happiness.
Note the link between humanism and determinism. Of course progressive thinkers were well aware of the social divisions that prevented humanity as such from acting as the concrete subject of its own history. However, they regarded competing social groups and nations as proxies for the human race and so ignored this detail. Their universalistic treatment of cultural differences was similarly expeditious. They assumed that the ends which technology serves are permanent features of our biological constitution. Technology was thought to be neutral since it did not alter these natural ends but merely shortened the path to them. This neutralization of technology removed it still further from political controversy. If technology merely fulfills natureâs mandate, then the value it realizes must be generic in scope. In fact this is the story that is so often told: technologyâs advance is the advance of the human species. The editorial âweâ intervenes often in this story: âweâ as human beings went to the moon.
The great success of modern technology in the early years of this century seemed to confirm this view. But that success also meant that technological decisions affected more and more of social life and had obvious political impacts. From this one can draw diametrically opposed conclusions: either politics becomes another branch of technology, or technology is recognized as political. The first alternative leads straight to technocracy: public debate will be replaced by technical expertise; research rather than the uninformed opinion of the voters will identify the most efficient course of action. The idea of replacing traditional normative paradigms of politics with technical ones dates back to Saint-Simon, but it achieved its greatest popularity in the 1950s and 1960s. The âend of ideologyâ was much discussed then as it is today for different reasons.
In opposition to this technocratic trend, there is a grand tradition of romantic protest against mechanization going back a century and more. These âsubstantiveâ theories of technology attribute a more than instrumental, a substantive, content to technical mediation. They argue that technology is not neutral but embodies specific values. Its spread is therefore not innocent. The tools we use shape our way of life in modern societies where technique has become all pervasive. In this situation, means and ends cannot be separated. How we do things determines who and what we are. Technological development transforms what it is to be human.
Heidegger is the most prominent advocate of this position, which he formulated in ontological terms. In Heideggerâs view, we encounter our world in action as a concrete whole, revealed and ordered in a definite manner that belongs to our epoch. Technology is such a mode of ârevealing,â a way in which what is appears. As the mode of revealing of our time, technology is no mere instrumentality. It forms a culture of universal control. Nothing escapes it, not even its human makers. They, like the things they appropriate technically, are reduced to raw materials through the technological revealing. Everything loses its integrity as a part of a coherent world and is leveled down to an object of pure will (Heidegger, 1977a).
According to substantivism, modernity is also an epistemological event that discloses the hidden secret of the essence of technology. And what was hidden? Rationality itself, the pure drive for efficiency, for increasing control and calculability. This process unfolds autonomously once technology is released from the restraints that surround it in premodern societies.
Something like this view was implied in Max Weberâs dystopian conception of an âiron cageâ of rationalization. In his account modernity is characterized by a unique form of technical thought and action which threatens non-technical values as it extends ever deeper into social life. However, Weber did not specifically connect this process to technology. Jacques Ellul, another major substantive theorist, makes that link explicit, arguing that the âtechnical phenomenonâ has become the defining characteristic of all modern societies regardless of political ideology. âTechnique,â he asserts, âhas become autonomousâ (Ellul, 1964: 6). In Marshall McLuhanâs melodramatic phrase: technology has reduced us to the âsex organs of the machine worldâ (McLuhan, 1964: 46). Ellul is as pessimistic as Heidegger and calls for an improbable spiritual transformation in response to the domination of technology.
Substantive critique has affinities with determinism. For both, technological advance has an automatic and unilinear character. What makes substantivism so very gloomy, where determinism started out as a cheerful doctrine of progress, is the additional assumption that technology is inherently biased toward domination. Far from correcting its flaws, further advance can only make things worse. I call this view essentialist. Essentialism holds that there is one and only one âessenceâ of technology and it is responsible for the chief problems of modern civilization. I will offer both a critique of essentialism, which continues to set the terms of most philosophy of technology, and an alternative to it, in the concluding chapters of this book.