Part I
Transformative learning
1 Towards an integrative model of transformative learning
Introduction
(Katie, ISL participant in 2003 in India)
The idea of transformation is compelling, evoking images of wonder such as a butterfly emerging from a cocoon. It alludes to cataclysmic and dramatic change that is observable through a sudden and significant change in appearance or character. The word and the way it is used has connotations of irreversible change; the crossing of a threshold from which there is no going back. Narratives of personal transformation are seductive and proliferate in Western society: a millionaire works on a placement in a deprived community and begins to reflect on their own values as they learn to associate with the poor; a mother reassesses her role in the family through engagement with a lifelong learning course; an unemployed young man becomes radicalised through the Internet and enlists to fight for extremist religious views; an unruly teenager completes an outdoor residential âboot campâ and subsequently re-engages with their study at school; the soldier physically debilitated and mentally traumatised by the horrors of war adapts to life after conflict.
Educators are fascinated by such learning that is âdeepâ, âfundamentalâ or âprofoundâ, raising a number of questions, addressed in this book, regarding what is meant by âtransformationâ with respect to learning. These questions include; What is transformed through transformative learning and how does this relate to the way we know, act or feel in the world? How can the conditions for transformation be created? Can transformation occur unintentionally or does it require engagement with an intentional act of learning? Are particular events experienced as being transformative or is it that change is gradual and takes place over time? In what ways do we resist transformation or are propelled towards it? In what ways is learning experienced as restorative and transformative, progressive and regressive? What are the ethics of seeking to transform others? Can you transform a life that is your own? In focusing upon that which is transformative do we discredit other aspects of learning?
This chapter seeks to highlight the transformative dimension of learning. It argues that learning is fundamentally holistic and relational and has a distinct moral dimension. It begins by suggesting that Jack Mezirowâs conceptualisation of transformative learning must be expanded upon to account for the interaction and balance between epistemological and ontological aspects of learning. This provides the basis, pursued in this book, for an integrated, multi-dimensional approach to learning that has characteristics which are cognitive (concerned with thinking), emotional, affective (concerned with values and feelings), conative (concerned with striving, action and doing) and relational. This conception of learning can be described as transformative not only because it is concerned with how individuals or groups are changed in appearance from one form or character to another but because it also focuses attention upon learning processes that are experienced across these different forms. These ideas are explicated here in relation to established theories of learning, such as constructivism, situated cognition, critical pedagogy and experiential learning.
The transformative dimension of learning
Although the process of learning can be distinguished from the tangible entity of âlearningâ itself, understood as a body of knowledge, it is often suggested that learning involves the acquisition or internalisation of knowledge or skills. This resonates with descriptions of âsurfaceâ learning as involving the acquisition of âinformationâ, memorisation or elaboration of existing knowledge and simply adding to âwhat we knowâ. Jack Mezirowâs model of transformative learning (1991, 2000) is instead concerned with changing âhow we knowâ as we reconfigure previously held assumptions or beliefs that frame how we make sense of experience.
For Mezirow, the transformative dimension of learning is related to meaning: in particular, how meaning âis construed, validated and reformulatedâ (1991: xii). His theory of learning, building upon and adapting Habermasâs theory of communicative action (1981), interrogates the ways we interpret or make meaning of our experiences:
(Mezirow, 1990: 1)
Learning occurs, then, as we use a meaning that we have already made to guide the way we think, act or feel about what we are currently experiencing. Mezirow distinguishes the meaning-making of our everyday lives from meaning-making in transformative learning:
(Mezirow, 1991: 11)
This approach to adult learning contrasts its potentially transformative nature with the formative, socialising and acculturating process of learning in childhood. Mezirow predicates his theory of transformational learning on the assumption that most adults are unaware of the origin of their worldview, or lens through which they see, and the reasons behind or justification upon which they base their beliefs, values and actions. The challenge of becoming aware of our worldview can be related to seeing a windscreen that we are accustomed to looking through. Mezirow draws upon the analogy of the Myth of Sisyphus, the Greek king who repeatedly pushed a huge boulder up a hill, only to watch it each time roll back down, to argue that in our adult life we are mostly âcaught in our own history and reliving itâ (Mezirow, 1978: 101). Our underlying values, assumptions and beliefs are often uncritically absorbed in childhood through family, school, community and culture. These influence the way we see the world and make meaning of the world as adults and play a central role in our personal development and growth. It is through âperspective transformationâ (Mezirow, 1991: 14) that we become aware of how our presuppositions and assumptions constrain our understanding of the world. This is redolent of Batesonâs Learning II and Learning III (1973), Argyris and Schönâs double loop learning (1978) and Freireâs notion of conscientisation (1970).
Mezirow suggests that our ways of knowing, feeling and believing, which are often uncritically assimilated, provide the frames of reference through which we make meaning and filter experience. Frames of reference (or meaning perspectives) consist of both habits of mind and points of view (Mezirow, 1991, 2000). The former are broad, generalised, orienting predispositions which selectively delimit perception, cognition and feelings by predisposing our intentions, expectations and purposes. The phrase âhabits of mindâ alludes to mental drivers that operate below the level of ordinary consciousness and are conditioned and unintended. According to Mezirow, habits of mind are expressed as points of view which comprise clusters of meaning schemes or âsets of immediate specific expectations, beliefs, feelings, attitudes and judgementsâ (Mezirow, 2000: 18) that accompany and are articulated within an interpretation. For example, an individualâs point of view that they are critical of those fraudulently claiming unemployment benefits is related to an associated habit of mind such as a strong work ethic. Mezirow argued that âyou can change points of view by trying on anotherâs point of viewâ (2000: 21) but one cannot try on someone elseâs habit of mind. For example, we can âtry on a point of viewâ of a subsistence farmer by experiencing a day in their life yet their associated habits of mind are not immediately accessible or simply acquired.
The goals that transformative learning sets itself are both daunting and inspiring. Dirkx argues transformative learning represents âa heroic struggle to wrest consciousness and knowledge from the forces of unconsciousness and ignoranceâ (1997: 79). This presents one side of the claim that transformative learning demands learners to âthink for a changeâ by surfacing, interrogating and overhauling unquestioned assumptions about the world in a process where reason and logic overcome instinct, ignorance and irrationality. The result of the transformative process, and indicator of the relationship between transformation and authenticity, is that students begin to act upon their own âpurposes, values, feelings and meaningsâ (Mezirow, 2000: 8) as opposed to ones they have uncritically assimilated from others.
This account is consistent with a constructivist view in that it is concerned with how we make sense of our experience through bringing our past experiences to bear. Knowledge emerges from interpretations and experiences that lead to new interpretations and experiences. Mezirowâs theory reifies rational, cognitive reasoning and individual transformation:
(Mezirow, 2003: 58)
Although Mezirow notes that frames of reference have cognitive, affective and conative dimensions (2000: 16), he argues that it is through critical reflection and dialectical discourse (Mezirow, 2003) that our assumptions can be exposed and overturned and our meaning perspectives become âmore inclusive, discriminating, reflective, open and emotionally able to changeâ (Mezirow, 2009: 22). Unlike King and Kitchenerâs seven-stage model of developing reflective judgement (1990), Mezirowâs theory only implicitly acknowledges the difficulties learners face in developing reflexivity.
The continuous development of more integrated meaning perspectives suggests a rationalisation of society, leading to claims that Mezirowâs model is underpinned with a Western cultural bias (Kiely, 2005) that reifies the reflective tradition. Learners do not move inexorably towards an end state of transformed perspective simply by undertaking further experiences. Moreover, emancipatory values are not inherent in any process of learning. Nevertheless, educative practices are instrumental and cannot be seen as value free. Education seeks to lead students towards certain truths. Mezirowâs work fails to problematise the nature of power in emancipatory discourse itself, for instance by asking what right do instructors have to promote transformative learning? Dramatic changes in orientation (or perspective transformation) may be brought about by cultural change and brainwashing, coercion and indoctrination, as illustrated by the young man who becomes radicalised by extremist religious views. In closing down the space for critical dialogue where ideas can be contested, meaning perspectives can become impenetrable and impervious to change.
Mezirowâs theory presents only one orientation towards education, understood as a course of learning which is transformative. Taylor (2009) identifies two broad theoretical frameworks towards transformative learning that comprise a collection of orientations, namely an emphasis on personal transformation and growth where the unit of analysis is primarily individual (Daloz, Dirkx, Kegan, Cranton, Mezirow, Yorks and Kasl), and a concern for transformative learning that fosters social change as well as personal transformation (Freire, Tisdell). The former group is itself diverse: for example, viewing transformation as a developmental approach (Parks-Daloz, 1999) and also linking learning to spirituality (Dirkx, 2001; Tolliver and Tisdell, 2006). In the latter group, critical reflection is equated with ideology critique whereby learners develop an awareness of power and greater agency (political consciousness) to transform society and their own reality.
Critical, cultural perspectives on education
(Carol, ISL participant in 2007 in Uganda)
Freireâs work on the education of literacy with resource-poor communities in Brazil led him to reject mechanistic, technocratic and instrumental philosophies of education. A progressive educator, he labelled these oppressive forms as âbankingâ education that assume âa dichotomy between man and the worldâ (Freire, 1970: 62) through which those who consider themselves knowledgeable deposit knowledge with learners as they passively listen to and accept facts.
The concept of âconscientisationâ, defined as âthe deepening of the attitude of awareness characteristic of all emergenceâ (Freire, 1970: 90), is central to Freireâs emanicipatory philosophy and has been equated with Mezirowâs notion of perspective transformation (Collard and Law, 1989). It occurs as individuals move from a limited awareness of self and societal structures (naive transitivity) to a critical and historical problematisation of society and oneâs relation to it. They are seen to âemerge from their submersion and acquire the ability to intervene in reality as it is unveiledâ (Freire, 1970: 90). A deepened attitude of awareness is demonstrated as individuals begin to perceive social, political and economic contradictions and develop a critical awareness that enables them to begin to take action against oppressive elements that shape their lives. Through dialogue and problem-posing, learners begin to see their world, their place in it and their ability to transform it in new ways. Through conscientisation learners no longer remain marginalised. These ideas are also evoked in Greeneâs concept of âwide awakenessâ, whereby teaching is an empowering process as learners gain a heightened sense of agency âto pursue their freedom and perhaps, transform to some degree their lived worldsâ (Greene, 1995: 48).
Critical consciousness is ...