PART I
Historical Method
Chapter 1
A Word on Words:
Definitions and Clarifications
Public History and Academic History
By âpublic historyâ I understand, following Herbert Butterfield in The Englishman and his History (1943), the version of history that gains currency in the public domain and represents the popular understanding of what happened in the past, specifically what happened in the nationâs past. Like him also, I distinguish between public history and academic history. I take the latter to be the story of the past that circulates in academic circles based on research on contemporary records conducted in accordance with the historical disciplineâs methodology by scholarâs trained in that discipline, usually by means of a university Ph.D. programme. In contrast to the scholarly monograph or academic lecture which are typically the means through which the findings of academic research are reported, public history is put into circulation by means of the popular media in the form of public addresses, newspaper and magazine articles, broadcasts by public figures, especially by politicians and intellectuals who appeal to history to validate views about the present. Public history is also shaped by the work of âpopularisersâ: amateurs â journalists, creative writers (novelists, dramatists, poets), artists whose main concern is to sell their wares or more nobly to use history to explore imaginatively the human condition.
Public History and the Intellectual
By intellectuals I understand figures whose views are accorded special weight in the public estimation by reason of their reputation for wisdom and learning. Typically they are academics who assume a public role as commentators upon current social, political and moral issues. Typically also they have been philosophers not historians â as in France, the home of the intellectual, from Voltaire and Rousseau to Sartre, Merleau-Ponty et al. Since World War II, a fair crop of anthropologists, sociologists and some historians (for example Foucault) have been accorded the status. In Ireland the version of the national past so fiercely criticised by the ârevisionistsâ in the 1970s and 1980s was fashioned by a nationalistically minded school of intellectuals stretching from Davis and his Young Ireland circle to Pearse and the Gaelic revivalists and from them to their legatees, for example DĂłnal Ă Corcaire, SĂ©an Ă FaolĂĄin et al. Politicians â the I.R.B., pre-Treaty Sinn Fein and its successors, Fianna FĂĄil and Fine Gael â were highly active in inculcating the message at a popular level.
Public History and the Academic Historian
The advancement of knowledge and understanding to which the academic historian like all academics is dedicated necessarily involves refinement and revision of the âreceived wisdomâ, and in fulfilling that function, the âcritiqueâ of public history. In undertaking the latter task it is not sufficient, as the revisionist historians of the 1970s and 1980s were content to do, to debunk the mythological content, as the revisionists believed it to be, of public history. It is also necessary to investigate the function which that version of the nationâs past served in the historical context in which it emerged. No doubt some elements of the public history put into circulation by Irish nationalists were malign, most especially the tendency to privilege the militant struggle to the obscuring of a long and distinguished constitutional tradition or again in some accounts to conflate Irish, Catholic, Nationalist. However the nationalist tradition also fulfilled a beneficent function in rooting successive generations of Irish people in the totality of the islandâs past stretching back to its pre-historic inhabitants, and in enabling them to take ownership of the totality of the islandâs cultural heritage. It is in that light that what Butterfield called the âpurposeful unhistoricityâ of nationalist public history must be assessed.
Objectivity
I take the capacity to examine and report on the historical evidence objectively to be a necessary condition of doing academic history. However, I distinguish between objectivity and neutrality or âvalue-freeâ history. As recent commentators have maintained, the latter is a psychological/emotional impossibility. We carry our values with us to the evidence. To assume that we do not is to blind ourselves to our deepest beliefs and prejudices, and by doing so to forfeit the possibility of preventing them from clouding our judgement. Further, that kind of pseudo-dispassionate approach to the historical record stifles the empathy/sympathy which enables the historian to enter imaginatively into the minds of the historical actors with whom he/she is involved and into their human predicament. Therefore the attitude of mind in which the historian may best approach the historical record is one that combines self-awareness with an intellectual openness and a capacity to examine the records honestly/objectively as well as sympathetically/empathetically. That is the attitude I discern in those historians who have best enabled me to understand the inner reality of past times, for example David Knowles, Peter Brown, E.P. Thompson, Glanmor Williams, Kathleen Hughes on early Christian Ireland, Joe Lee on modern Ireland. Was it lack of honest self-scrutiny that caused recent historians of revolutionary Ireland so to frame their accounts as to foster an exclusively southern Irish/stateist identity? (John M. Regan, âSouthern Irish nationalism as a historiographical problemâ, Historical Journal, 50 (1) 197â223: âThe development of a southern nationalist identity through the agency of a stateist historiography was the product of a conscious or perhaps a subconscious enterprise between intellectuals and the stateâ).
Present-centred History
Ever since Herbert Butterfieldâs Whig Interpretation of History (1931) present-centred history has had a bad press. The cry has been for past-centred history, history âfor its own sakeâ as a corollary to âvalue-freeâ history. I take the one to be as little desirable as the other. The first obligation of the historian, it seems to me, is to the society in which he/she lives. It is to help explain âhow we have got to where we areâ, to understand the historically conditioned values, prejudices, aspirations that weigh upon us and by doing so to enable us to come to terms with them. Therefore the socially minded historian writes âwith one eye on the presentâ, âpresent-centredâ history. There are dangers in doing so as Butterfield has warned: âanachronismâ â the projection of the present into the past; âabridgementâ â the construction of a false historical teleology. Proper training in the historical discipline should alert the historian to such traps and enable him/her to avoid them.
Chapter 2
Nationalism and Historical Scholarship in Modern Ireland
The object of the present chapter is to suggest that the mainstream tradition of Irish historical scholarship, as it has developed since the 1930s, has been vitiated by a faulty methodological procedure. The study falls into two parts. The first considers a similar exercise conducted in this journal by Dr Steven Ellis in 1986. The intention here is to suggest that Ellisâ analysis of the problem is misconceived. The second part seeks to explore the problem âas it really isâ and ultimately to prescribe a remedy. Continuity between the two parts is provided by the fact that the issue comes down to a consideration of the place of nationalism as a formative influence on modern Irish historical scholarship. In short, Ellis sees nationalism as a proactive force in this connexion and identifies âWhig-Nationalistâ preconceptions as the basic source of confusion. The first part of this study, therefore, is concerned to refute that analysis and to show that the evidence adduced by Ellis does not sustain it. The second part argues that the modern tradition actually developed in self-conscious reaction against an earlier Nationalist tradition of historical interpretation and aspired to produce âvalue-freeâ history in accordance with the criteria of scientific research elaborated in Herbert Butterfieldâs The Whig Interpretation of History. It will be argued that that is precisely the problem.
I
Ellis rests his case on a study of the recent literature on the history of late medieval Ireland. He identifies three main features of the analysis found there as evidence of Whig-Nationalist misconceptions. One is the fundamental error, as he believes, of adopting Ireland as the substantive entity for investigation. To do so, he argues, is to assume an anachronistic perspective. Ireland had no meaningful historical existence in the late medieval period. It was merely a geographical expression, part of a borderland which demarcated two politico-cultural zones: one English, under the jurisdiction of the English monarch; the other formed by the Celtic peoples on the Atlantic fringe. These two zones, Ellis urges, provide the historically meaningful territorial entities of the period. They, therefore, constitute the proper objects of historical investigation rather than the national territorial units which emerged in the early modern period. Ellisâ two other examples of Whig-Nationalist bias relate to the conceptual categories in which historians of late medieval Ireland conduct their analyses. One is the notion of Gaelicisation. The term was coined to denote a process which historians envisage as central to the English Crownâs Irish problem at this period, namely the erosion of the English colony through the advance of the Gaelic septs, on the one hand, and, on the other hand, through the capitulation of the colonists to native ways. Here, Ellis suggests, nationalistically inclined historians have fallen into the classic trap against which Butterfield warned, of finding in the evidence what they are predisposed to see, the congenial prospect of a Gaelic resurgence. In reality, according to Ellis, the evidence merely signifies a process of adaptation whereby the colonists adjusted to the exigencies of border conditions while retaining their sense of Englishness and loyalty to the Crown. He notes the occurrence of the same phenomenon in other border territories which, significantly, he suggests, has not attracted nationalistically loaded terms such as Cambrianisation or Scoticisation. Ellisâ third example related to the area of ideology. Here he finds evidence of Whig-Nationalist bias in the use of the term âAnglo-Irish separatismâ in analysing the political ethos of the colonial community at this time. The term is intended to describe an aspect of the colonial mentality which found expression in periods of crisis in Anglo-colonial relations, and which has been taken to reflect a sense of alienation from the metropolis, and an awareness of a unique colonial identity based on the special nature of the communityâs historical experience, its cultural distinctiveness and, above all, its separate constitutional system as a lordship under the English Crown. In fact, Ellis suggests, the evidence tells overwhelmingly against the existence of a separate colonial identity at this time. The colonists themselves defined their identity as English: the emergence of the distinctive Anglo-Irish appellation lay far in the future. The defining mark of their ideological stance was loyalism â loyalty to the Crown and to the English political community. And the rhetorical gestures that occasionally occur in the course of political crises have been misinterpreted. Anglo-Irish separatism, Ellis contends, like the Gaelic resurgence, had no historical reality in this period. Both are projections of a Nationalist frame of reference on to a period well before the thing itself had achieved any historical existence.
In responding to Ellisâ thesis therefore the first task is to examine the conceptual categories which Irish medievalists bring to bear on their analyses and to show the value of these as tools for elucidating the situation âas it really wasâ. In that way, it will be possible to reject, as a non-sequitur, criticism of these as anachronistic products of Whig-Nationalist bias.
To begin with, something must be said in defence of the study of late medieval Ireland as a substantive entity. The defence need not rest on the fact, which in any case, Ellis seems to have overlooked, that Ireland was not a mere geographical expression at this period. It also enjoyed constitutional existence as a lordship under the English Crown. Be that as it may, it seems more useful to approach the question at a more general level in terms of the intellectual viability of investigating historical entities in a state of potential rather than actual existence. In this connexion, the remark has recently been made, by way of riposte to Butterfieldâs strictures against a present-centred historical perspective, that âthe most obvious of all historical questions is: âHow did we arrive at the condition we are now in?ââ A glance at the practice of historians of other European countries serves both to bear out that observation and to reduce the logic of Ellisâ case to absurdity. Are we to conclude automatically that the medieval historians of Spain, Italy and Germany â to name but a few â have succumbed to Whig-Nationalist anachronism in choosing to study the history of territories that had yet to attain political coherence in their period? The answer is, of course, that the proof of the pudding is in the eating â which takes the discussion to a consideration of the conceptual categories devised by Irish medievalists for the purpose of elucidating the evidence.
Examining the instances cited by Ellis in the context for which they were intended, it is clear that they provide well-adapted tools of analysis, not anachronistic perceptions projected from a modern Nationalistic standpoint. Thus, the reality of the situation which the term Gaelicisation was coined to describe entailed more than mere functional adaptation. The state of âdegeneracyâ to which it refers, and about which contemporary officialdom expressed so much concern, was alarming precisely because it entailed a transformation of colonists, in effect, into âmere Irishâ, through the adoption of the specifically Gaelic features of the border culture â language, manner of dress, social conventions. The process here described is, in fact, the familiar phenomenon of anthropological studies, acculturation, that is, the cultural assimilation of a minority social group when directly exposed to a flourishing majority culture. The term Gaelicisation well describes the specific content of the process of acculturation as it occurred in late medieval Ireland. Its use, therefore, is entirely compatible with an unbiased, scientific approach to the evidence.
Similarly, âseparatismâ well describes an important current that developed within the political consciousness of the colonial elite in the late medieval period. Ellis is assuredly mistaken here in insisting that the colonial community constituted no more than a regional variant within a pan-English social group comprehending the Crownâs entire medieval patrimony. That a clear distinction was made between the colonists and any such regional sub-group is indicated by the contemporary designation which applied to the former the qualifying epithet âby bloodâ, thus setting them apart from the normal English âby birthâ. Crucial to the distinction, it should be emphasised, was the awareness, not simply of territorial separation, but of constitutional separation as well. The colony constituted a lordship appended to the English Crown but not to the English realm â and the colonists showed themselves highly sensitive to the distinction. And all of this was reinforced in practice by effective political separation since, in virtue of its unique constitutional status, the colony possessed an institutional system parallel to the one in England and thus enjoyed a form of devolved government unknown elsewhere in the Crownâs dominions. Set against that background, the existence of a current of separatism within the political mentality of the colonial elite is reasonably discerned in the abundant evidence of colon...