The British Fiscal-Military States, 1660-c.1783
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The British Fiscal-Military States, 1660-c.1783

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eBook - ePub

The British Fiscal-Military States, 1660-c.1783

About this book

The concept of the 'fiscal-military state', popularised by John Brewer in 1989, has become familiar, even commonplace, to many historians of eighteenth-century England. Yet even at the time of its publication the book caused controversy, and the essays in this volume demonstrate how recent work on fiscal structures, military and naval contractors, on parallel developments in Scotland and Ireland, and on the wider political context, has challenged the fundamentals of this model in increasingly sophisticated and nuanced ways.

Beginning with a historiographical introduction that places The Sinews of Power and subsequent work on the fiscal-military state within its wider contexts, and a commentary by John Brewer that responds to the questions raised by this work, the chapters in this volume explore topics as varied as finance and revenue, the interaction of the state with society, the relations between the military and its contractors, and even the utility of the concept of the fiscal-military state. It concludes with an afterword by Professor Stephen Conway, situating the essays in comparative contexts, and highlighting potential avenues for future research. Taken as a whole, this volume offers challenging and imaginative new perspectives on the fiscal-military structures that underpinned the development of modern European states from the eighteenth century onwards.

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Information

Publisher
Routledge
Year
2016
Print ISBN
9781472440785
eBook ISBN
9781317039846

Chapter 1
Introduction

Aaron Graham and Patrick Walsh
The publication of John Brewer’s The Sinews of Power: War, Money and the English State, in 1988, marked a historiographical watershed.1 Introducing the concept of a ‘fiscal-military state’ organised primarily around the need to raise money for the conduct of war, and which therefore spent the vast majority of government revenue either directly on naval and military departments or on the interest payments on money borrowed for the purposes of waging war, Brewer’s book offered a new and convincing interpretation of the steady rise of Britain (or England) to great power status in the eighteenth century. Since then, successive studies – inspired in part by The Sinews of Power – have confirmed some parts of this model and challenged others, stressing in particular the continued importance of private contractors and local elites to fiscal and military effectiveness, the limitations of bureaucratic reform and the adaptions needed to embed the state into the ‘metropolitan provinces’ of Scotland and Ireland, and their respective localities. In bringing together the most recent work on this topic, this volume argues that there were multiple ‘fiscal-military states’ within the British Isles between 1660 and 1783, distinguished by their geographical location, their public or private status, their fiscal or military focus and their degree of embeddedness within various civil and commercial societies. Acknowledging the continued importance of ‘Weberian’ bureaucratic reform and central diktat, this volume also argues that state structures were empowered by repeated negotiation between central authorities and local interest groups, whose active cooperation or tacit consent enabled it to operate.

The Sinews of Power

The Sinews of Power did not, however, emerge out of a historiographical vacuum. Instead it drew on an impressive body of work which had, since the 1960s, challenged the existing orthodoxies that viewed eighteenth-century Britain as under-taxed and under-bureaucratised, at least as compared to its continental rivals, notably France but also Prussia. Especially significant was a 1976 comparative study of British and French taxation by Patrick O’Brien and Peter Mathias, which highlighted the relative incidence of taxation in eighteenth-century Britain and France, and O’Brien’s article on the greater per capita weight of British taxation between 1660 and 1815, published almost contemporaneously with The Sinews of Power in the Economic History Review in 1988.2 Together these works helped to reinvigorate the study of the state’s military and fiscal roles in the emergence of a powerful British imperial state in the eighteenth century.
These were not entirely new historiographical developments, and separate studies had long since made it clear that the state had not been a negligible presence within the British Isles in the eighteenth century. Work on the Customs service by Elizabeth Hoon and the excise and salt offices by Edward Hughes had already identified an extensive and reasonably intensive series of revenue hierarchies.3 P.G.M. Dickson’s magisterial 1967 study of the ‘Financial Revolution’ between 1688 and 1756 showed that a sophisticated system of public finance operated within and between this world, allowing the British state to raise increasingly large amounts of money, while studies of the British Treasury by Henry Roseveare, Stephen Baxter and J.E.D. Binney revealed bureaucratic elaboration as new structures emerged to take on these new functions.4 Both Geoffrey Holmes and Gerald Aylmer had already identified a wider process of administrative growth that began under the English Republic during the 1650s, and had produced by the 1730s a class of professional and experienced public officials isolated from the immediate dictates of both politics and patronage.5
The same had been observed on the other side of the fiscal-military state, as naval and military officers and men became more permanent and professional than the more temporary forces of the sixteenth and early seventeenth centuries. Studies of the navy by John Ehrman and Daniel Baugh had already pointed out that naval infrastructure expanded during the eighteenth century, while other works by David Syrett, Arthur Bowler and Norman Baker had highlighted the considerable increase in both naval and military activity of the British state during the American Revolutionary War.6 Geoffrey Holmes had similarly discussed the processes of professionalisation among naval and military officers from the end of the seventeenth century, as they took on new standards of professional behaviour, education and competency.7 This transformation was made manifest in shifting patterns of behaviour, as officers moved away from a martial culture focussed on personal honour and reputation towards forms of behaviour centred on duty, obligation, restraint and competence. New cultural stereotypes such as Captain Plume in George Farquhar’s The Recruiting Officer (1706), who declared that he would not duel to defend his personal honour, but for a new recruit for the Queen’s army ‘I’ll fight knee-deep’, encapsulated this change.
Although Brewer and O’Brien therefore broke new ground in some respects, this had a disproportionate impact because it had already been prepared. The Sinews of Power, for example, drew heavily on existing studies even as it situated the growth of a bureaucratic excise service squarely within Weberian models of efficient administration, and completed rather than challenged Dickson’s work on public finance by suggesting that the creation of a firm revenue base had underpinned the extraordinary rise in public borrowing after 1688.8 Thus the importance of The Sinews of Power was that it consolidated an enormous body of existing scholarship that had begun, in a piecemeal fashion, to undermine the foundations of historical orthodoxy, and supplied a simple and relatively robust model that placed them into context. Scattered evidence of administrative development in England – and England was Brewer’s explicit focus – could now be understood as a wider process that began after 1688 and gradually percolated through the fiscal and military components of the British state for the next 90 years, laying the foundations of Britain’s improbable imperial power. Moreover, further chapters emphasised that this had been carried out within the framework of a parliamentary democracy, rather than by imposing these developments upon an unwilling populace. The heavy presence of military officers and financial officials in Parliament demonstrated that the state was under political control, and the infusion of parliamentary authority into increasingly intrusive and demanding state structures provided them with unimpeachable legitimacy.
The Sinews of Power therefore addressed questions that had not always been asked but whose import now seemed obvious, and then offered a clear and convincing model to explain how and why the British fiscal-military state had developed. Its impact on scholarly debate was immediately apparent, and extended across disciplinary boundaries. Economists seeking to build on arguments first developed by Douglass North in the early 1980s about the importance of institutional growth found that both Brewer’s and O’Brien’s work provided an empirical basis for their theoretical arguments and assumptions about England or Britain’s precocious pace of development in the decades after 1688.9 The wide, if qualified, acceptance by historians of Brewer’s thesis could be seen in the contributions to the collective volume edited by Lawrence Stone entitled An Imperial State at War: Britain, 1689–1815, which explored the ramifications of Brewer’s arguments and probed his conclusions further, chronologically, spatially and thematically.10
Significantly An Imperial State at War expanded upon Brewer’s timeframe to include the French Revolutionary and Napoleonic wars, thereby addressing the emphasis placed by some reviewers of The Sinews of Power on the decision to conclude in 1783.11 This date marked not just the conclusion of the American War but also the creation of numerous parliamentary commissions of enquiry whose reports queried the efficiency of the British fiscal-military state, including several key aspects of the excise service. Despite these and other caveats, including the lack of attention devoted to war, Brewer’s book has set the terms of much subsequent work, both on Britain and beyond, as can be seen in important collections on Britain and Germany, co-edited by Brewer himself, the series of volumes on European state formation edited by Richard Bonney as well as work by Christopher Storrs on Savoy.12 More recently, collaborations between British and Spanish scholars have led to important comparative works on the British and Iberian imperial states.13 Other historians have turned their focus inwards and examined the fiscal-military state at a local level or within other parts of the British and Irish archipelago, notably Thomas Bartlett and Charles Ivar McGrath on Ireland and Andrew Mackillop on Scotland.14 Meanwhile the wider imperial dimension has received some attention in the work of Christopher Bayly and Peter Marshall.15 The domestic English context has not been neglected either, and scholars such as Michael Braddick, Julian Hoppit, Joanna Innes and others have used Brewer’s framework to consider how the bureaucracy of the English state actually worked in partnership with Parliament in the eighteenth century.16
This edited collection, and the conference that preceded it, arose from a conviction that many of these works have, in framing themselves against the model presented by Brewer in The Sinews of Power, exposed some of its most important but hitherto undelineated limitations. Its geographical focus, for example, was on England and English developments, as was Dickson’s earlier study of the Financial Revolution.17 Subsequent studies which examine the Irish and Scottish experiences of, and contributions to, the wider imperial fiscal-military state have suggested alternative models for state formation in Great Britain and Ireland.18 To borrow a phrase developed by Sean Connolly for Ireland and Huw Bowen for Wales, and since adapted by Andrew MacKillop for Scotland, these ‘metropolitan provinces’ made vitally important contributions to the fiscal-military states of the British Isles, even if they could also be the sites of bitter contests within that state.19 The chapters in this book move beyond these recent studies by fully incorporating the experiences of the Irish and the Scots into the wider British picture, rather than by shining light on them in isolation, thereby building on the approach taken by those British historians such as David Hayton, Peter Marshall and Stephen Conway who have sought to integrate the histories of the three or four constituent components of these islands long before it became either fashionable or commonplace.20
If challenges have been posed to the exclusively English character of The Sinews of Power, Christopher Storrs has also noted that, in comparing the British fiscal-military state with its European counterparts, Brewer ‘to some extent caricatures the experience of the latter’, and that consequently there ‘is a need for a more wide-ranging and up-to-date comparative study of the varieties of fiscal-military state in the “long eighteenth century” in Europe’.21 This an area that has increasingly attracted attention, especially perhaps from fiscal historians who have been wary both of the problems caused by the over-reliance of earlier generations on the influential analysis of Joseph Schumpeter, itself produced in the particular and peculiar context of post-World War One Vienna, and by the insufficiency of the Anglo-Dutch model, as exemplified by Brewer’s work, to fully explain the complex pattern of continental developments.22 Some of most recent contributions to this field have instead stressed the need for a ...

Table of contents

  1. Cover
  2. Title
  3. Copyright
  4. Contents
  5. List of Figures and Tables
  6. Notes on Contributors
  7. Acknowledgements
  8. List of Principal Abbreviations
  9. 1 Introduction
  10. 2 Revisiting The Sinews of Power
  11. 3 Banks, Paper Currency and the Fiscal State: The Case of Ireland, Stated, 1660–1783
  12. 4 The Role of Civilians in Military Supply During the Williamite-Jacobite War in Ireland, 1689–91
  13. 5 Military Contractors and the Money Markets, 1700–15
  14. 6 The Silk Interest and the Fiscal-Military State
  15. 7 Enforcing the Fiscal State: The Army, the Revenue and the Irish Experience of the Fiscal-Military State, 1690–1769
  16. 8 The Fiscal-Military State and Labour in the British Atlantic World
  17. 9 Subsidy State or Drawback Province? Eighteenth-Century Scotland and the British Fiscal-Military Complex
  18. 10 The British Fiscal-Military State in the Late Eighteenth Century. A Naval Historical Perspective
  19. 11 Challenging the Fiscal-Military Hegemony: The British Case
  20. 12 Afterword
  21. Select Bibliography
  22. Index

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