Chapter 1
Introduction, Approaches, Methodology and Structure
Introduction
This book seeks to provide a balanced and comprehensive analysis of the unfinished business of the Armenian-Azerbaijani negotiations over Nagorno-Karabakh (N-K). The cause of the conflict is ethno-territorial. We also categorise the conflict as identity/secession-based because it involves the relative status of Karabakh Armenians in relation to Azerbaijan. Thus, a solution must be found through a formula that meets both the Armenian demand for self-determination and Azerbaijanās demand for territorial integrity. The most striking characteristic of the N-K internal conflict is its asymmetry. Negotiations under conditions of asymmetry have been very difficult because they are perceived by the conflict parties as zero-sum. This research applies Edward Azarās and John Burtonās human needs theory to explain and analyse the protracted and intractable nature of the N-K conflict and to emphasise that deprivation of human needs such as security needs, identity needs and political access needs are the underlying sources of the conflict. Hatreds between the Armenians and Azerbaijanis who claimed the same land, which escalated to reciprocal atrocities, cannot be understood or managed by simply dealing with tangible issues. Equally important, without addressing these ontological needs it is very unlikely the conflict will be resolved. The peace process that started in 1992 reflects and demonstrates decades of unsuccessful Armenian-Azerbaijani negotiating habits because the negotiators have been primarily motivated by promoting and protecting their national interests. Traditional diplomacy has been used to achieve a diplomatic solution within a framework of compromise on these interests. For Azerbaijan the bottom line has been to protect the territorial integrity of the state by preventing the separatists (Karabakh Armenians) to gain international recognition. For Armenia the bottom line has been to prevent the restoration of Azerbaijani sovereignty over N-K and if possible gain de jure independence. Thus, solutions must be found through a formula that meets both the secessionistās demands for self-determination and Azerbaijanās demands for territorial integrity.
The struggle continues and negotiation suffers because the negotiators have failed to address the psychological elements of the conflict, such as the long-standing animosities rooted in a perceived threat to identity and survival. It is important to acknowledge that the contested issues of the conflict, such as territory, security and identity, are intimately rooted in the psychological and cultural elements sustaining the conflict. This book aims to highlight that there exists a historical pattern for failed Armenian-Azerbaijani negotiations which the mediators must break if they are genuinely to achieve progress.
Negotiating Armenian-Azerbaijani Peace presents an uninterrupted examination of the Armenian-Azerbaijani peace process since 1992. We take into account the parameters of the historical times in which the negotiations took place and the conflicting and divergent interests of the internal and external actors in the conflict. In addition to the three internal actors (Armenia, Azerbaijan and the Karabakh Leadership), the motives, views and interests of the external actors (Russia, Turkey, Iran and the US) are fully examined. The divergent viewpoints of Armenia and Azerbaijan are essential components of each partyās position of the conflict and explain how each party can perceive itself the victim and the other the aggressor. Where important we have striven to include throughout the book the rival and contrasting interpretations of these actors, thereby allowing the reader to explore alternative perspectives.
This book also examines and analyses the mediation of the Organization for Security and Cooperation in Europe (OSCE) in the N-K conflict and the peace process associated with it from 1992 to the present. Certainly, Russia, Turkey and Iran have expressed readiness to mediate the conflict in order to promote their interests in the South Caucasus region but the OSCE has been the primary forum for mediation, led by a subset of OSCE members called Minsk Group (MG), Co-Chaired by the US, France and Russia. The OSCE is another external actor in the conflict and has an interest in its outcome. The entry of the OSCE as a third party in the conflict has changed the conflict structure and has allowed a different pattern of communications enabling the MG to reflect back the messages, attitudes and behaviour of the disputants. Certainly the MG has facilitated negotiations between the conflict parties but we acknowledge that our take on the Karabakh peace process is significantly less optimistic. We do believe that Armenian-Azerbaijani peace is possible, but the two decades of negotiations have taught us to be ever more aware of the historical depth of the conflict, the immensity of the challenge facing the internal parties and the MG who would resolve it and the unpredictable actions of the spoilers whose interests are threatened whenever a negotiated agreement has come into sight.
The approaches of conflict resolution, conflict management and conflict transformation are major themes in this book. The first aim of the book is to explain that the most striking characteristic of the N-K conflict is its asymmetry. We argue that negotiations under conditions of asymmetry become very difficult, if not impossible, because the most propitious conditions for resolving conflict are difficult to obtain. As William Zartman notes, āa mutually hurting stalemate defines the moment as ripe for resolutionā.1 However, a mutually hurting stalemate is yet to be perceived by the conflict parties. The asymmetry found in the Karabakh conflict and the negotiations is that the position of the Karabakh Leadership is totally fixed on the conflict, which involves its existence, whereas Azerbaijan, in addition to its commitment to the territorial integrity of the state, has many interests too. This situation has created the zero-sum conflict.
The second aim of this book is to explain that without meeting basic human needs, like identity, recognition, security and participation, resolving the protracted social conflict (PSC) of N-K is difficult because these human needs are ontological and biological drives for survival.2 In other words, these needs are not negotiable. Our analysis focuses on the identity group (that is, Karabakh Armenians), emphasising that it is the relationship between the identity group and the state (Azerbaijan) which is at the core of the conflict. This research promotes the idea that the Karabakh conflict cannot be resolved without redressing identity, security and recognition needs. As John Paul Lederach notes, āPeacebuilding must be rooted in and responsive to the experiential and subjective realities shaping peopleās perspectives and needsā.3
The third aim of this book is to demonstrate that official or track one diplomacy may not solve protracted internal conflict, because without addressing the real causes of the conflict and the problematic relationship between the Armenians and Azerbaijanis, attempts at peacemaking will often be sporadic and the space of mutual understanding and compromise shrink. It is worth noting that the diplomatic approach to conflict resolution has been ill suited to address the nature of the Karabakh conflict because the conflict is characterised by deep-rooted and long-standing animosities that are reinforced by high levels of violence and experiences of atrocities. This requires the adoption of an approach that goes beyond statist diplomacy and a framework that addresses and engages the relational aspects of the peacebuilding process. We refer to many frustrated attempts to negotiate an end to the Karabakh conflict and attribute the reason to the top-level approach that has been adopted by the mediators. The negotiators have been locked into positions taken with regard the perspectives and issues in the conflict and they refused to render concessions because retreating from the publically stated goals is seen as weakness or loss of face. We write with sobering certainty that both sides will experience more frustrating attempts to end the conflict if they do not adopt an approach that concentrates on the identity groups in the conflict and acknowledge the power and potential of middle-range leaders who, if integrated properly, may provide the key to creating an infrastructure for achieving peace.
The fourth aim of this book is to highlight and explain that conflict transformation has a particular salience in asymmetric conflicts in that the goal is to transform unjust relationships and high degree of polarisation between the disputants where stereotyping and demonisation have taken root. We use conflict transformation to understand the peace process, where transformation denotes a number of necessary transitional steps like actor transformation and issue transformation. This approach implies a deep transformation in the conflict parties and their relationships and in the situation that created the conflict. So far the parties have been unable to establish a breakthrough and resolve the incompatible issues of territorial integrity and self-determination. Thus, resolving the conflict must involve a set of dynamic changes that include a de-escalation of conflict behaviour, a change in attitudes and transforming the relationships or the divergent interests that are at the core of the conflict structure. Conflict transformation also requires real changes in the disputantsā interests, goals and self-definitions. We strongly believe that a multitrack approach is necessary to resolve the conflict, relying on interventions by different actors at different levels.
Within this context, this book also examines the anatomy and causes of deadlock in the Karabakh negotiations and advances three causal hypotheses that explain the occurrence of deadlock in the negotiations and, hence, the difficulty of a compromise solution to settle the conflict. The book also offers three solution sets that will be addressed in the conclusion. We define deadlock in the Karabakh negotiations as a protracted situation of no agreement, where the Armenian and Azerbaijani sides are unable to move forward whatever they do. Obviously, both sides have inflexible positions and lack of commitment or desire to resolve the conflict. The deadlock may trigger escalation, as sporadically has been happening on the line of contact that separates the warring sides, and create a feeling that a compromise is no longer attainable. In order to better understand deadlock in the negotiations the three hypotheses are tested in the subsequent chapters of this book. The first hypothesis is Best Alternative to a Negotiated Agreement (BATNA) related, the second hypothesis is uncertainty related and the third hypothesis is ideas related. We formulate the three hypotheses as follows:
Hypothesis 1 (H1): Deadlock occurs because of superior BATNA or occurs whenever and as long as the disputants believe their alternative to compromise agreement is superior to the peace plan on offer.
Hypothesis 2 (H2): Deadlock occurs because the negotiating disputants bluff and lie.
Hypothesis 3 (H3): Deadlock occurs because fairness and justice matter.
Consequently, we describe and analyse throughout the chapters of this book the obstacles (as the title indicates) that prevented a mutually acceptable settlement of the conflict and provide evidence to explain why deadlock occurred during the different stages of the negotiations since 1992. Additionally, we also explain the role of the OSCE MG, as the main third-party mediator, and the other regional actors of Russia, Turkey and Iran in the creation and resolution of deadlock.
The South Caucasus region that comprises the states of Armenia, Azerbaijan and Georgia (see Map 1) is also highlighted in this research because it occupies a key strategic location, squeezed between the Black and Caspian Seas, Iran, Russia and Turkey. The region constitutes an important land bridge between Asia and Europe, physically linking the Caspian Sea region and Central Asia with the Black Sea and Western Europe. It is an important transport and communications corridor, particularly as a transit route for oil from the Caspian Sea to international markets. The stability of the South Caucasus is threatened by its geopolitical and geostrategic significance, as well as security challenges, including the unresolved conflicts of the breakaway regions of N-K (in Azerbaijan), South Ossetia and Abkhazia (in Georgia).4 This book explores and examines the relations between the major external actors of Russia, Turkey and Iran with the internal actors of Armenia and Azerbaijan as well as the policy of the US with regard Russia and the region as a whole. This book examines the impact of the Armenian-Russian and Azerbaijani-Turkish alliances on the Karabakh conflict and its further polarisation. Russiaās dominant role in the region is particularly emphasised to demonstrate its desire to play a leading role in resolving the conflicts and preventing US and Western penetration in the region. Russia desires to play the role of arbiter and peacekeeper in the region. Russia tends also to reduce the influence of Turkey and Iran in the region rather than encourage genuine understanding in the benefit of increased cooperation. The South Caucasus has been within Russiaās zone of geostrategic and security interests. Being a regional hegemon, Moscow tends to dominate and undermine potential regional cooperation between the three South Caucasus States which certainly weakened the chances of conflict resolution. It is unwise to ignore the regional dimension of the Karabakh conflict. Thus, this book explains that regional security arrangements, economic development and regional integration can contribute to conflict settlement and peace.
This book strongly argues that asymmetric conflicts cannot be resolved without satisfying human needs. Hence, we use the need theory because it better explains the causes of PSCs. Conceptualising conflict in general terms of needs is important, for it points to th...