PART ONE:
Foundations of the Aperspectival World
A Contribution to the History of the Awakening of Consciousness
Editorial Note Regarding the Annotations
Besides references to sources and the relevant secondary literature, the extensive notes following each chapter contain important supplementary information (commentaries and digressions to extend and clarify the questions under discussion). Reference to this supplementary information is made throughout the text by italicized, raised numbers in order to distinguish them from the mere source references.
[In the notes themselves, an asterisk following the number indicates a change or emendation for the English edition. These changes are in almost all instances the substitution of quotations and their accompanying source references for passages originally in English, or for quotations familiar from existing English translations. In one or two instances a clarifying remark has been added.
References to the authorâs own works have been brought up to date by including in each instance volume and page numbers of the complete edition of his works in the original (Jean Gebser, Gesamtausgabe, Schaffhausen, Switzerland, 1975â1981, eight volumes and index).
The author has placed particular emphasis on cross-referencing the notes and source references. Accordingly, his arrangement, although departing from current scholarly practice, has been retained in this English edition. The notes, however, have been placed at the end of each chapter, rather than in a separate volume, as is the case with the second through fifth editions of the original.âTranslators note.]
1
Fundamental Considerations
Anyone today who considers the emergence of a new era of mankind as a certainty and expresses the conviction that our rescue from collapse and chaos could come about by virtue of a new attitude and a new formation of manâs consciousness, will surely elicit less credence than those who have heralded the decline of the West. Contemporaries of totalitarianism, World War II, and the atom bomb seem more likely to abandon even their very last stand than to realize the possibility of a transition, a new constellation or a transformation, or even to evince any readiness to take a leap into tomorrow, although the harbingers of tomorrow, the evidence of transformation, and other signs of the new and imminent cannot have gone entirely unnoticed. Such a reaction, the reaction of a mentality headed for a fall, is only too typical of man in transition.
The present book is, in fact, the account of the nascence of a new world and a new consciousness. It is based not on ideas or speculations but on insights into mankindâs mutations from its primordial beginnings up to the presentâon perhaps novel insights into the forms of consciousness manifest in the various epochs of mankind: insights into the powers behind their realization as manifest between origin and the present, and active in origin and the present. And as the origin before all time is the entirety of the very beginning, so too is the present the entirety of everything temporal and time-bound, including the effectual reality of all time phases: yesterday, today, tomorrow, and even the pre-temporal and timeless.
The structuration we have discovered seems to us to reveal the bases of consciousness, thereby enabling us to make a contribution to the understanding of manâs emergent consciousness. It is based on the recognition that in the course of mankindâs historyâand not only Western manâsâclearly discernable worlds stand out whose development or unfolding took place in mutations of consciousness. This, then, presents the task of a cultural-historical analysis of the various structures of consciousness as they have proceeded from the various mutations.
For this analysis we shall employ a method of demonstrating the respective consciousness structures of the various âepochsâ on the basis of their representative evidence and their unique forms of visual as well as linguistic expression. This approach, which is not limited to the currently dominant mentality, attempts to present in visible, tangible, and audible form the respective consciousness structures from within their specific modalities and unique constitutions by means appropriate to their natures.
By returning to the very sources of human development as we observe all of the structures of consciousness, and moving from there toward our present day and our contemporary situation and consciousness, we can not only discover the past and the present moment of our existence but also gain a view into the future which reveals the traits of a new reality amidst the decline of our age.
It is our belief that the essential traits of a new age and a new reality are discernible in nearly all forms of contemporary expression, whether in the creations of modern art, or in the recent findings of the natural sciences, or in the results of the humanities and sciences of the mind. Moreover we are in a position to define this new reality in such a way as to emphasize one of its most significant elements. Our definition is a natural corollary of the recognition that manâs coming to awareness is inseparably bound to his consciousness of space and time.
Scarcely five hundred years ago, during the Renaissance, an unmistakable reorganization of our consciousness occurred: the discovery of perspective which opened up the three-dimensionality of space.1 This discovery is so closely linked with the entire intellectual attitude of the modern epoch that we have felt obliged to call this age the age of perspectivity and characterize the age immediately preceding it as the âunperspectivalâ age. These definitions, by recognizing a fundamental characteristic of these eras, lead to the further appropriate definition of the age of the dawning new consciousness as the âaperspectivalâ age, a definition supported not only by the results of modern physics, but also by developments in the visual arts and literature, where the incorporation of time as a fourth dimension into previously spatial conceptions has formed the initial basis for manifesting the ânew.â
âAperspectivalâ is not to be thought of as merely the opposite or negation of âperspectivalâ; the antithesis of âperspectivalâ is âunperspectival.â The distinction in meaning suggested by the three terms unperspectival, perspectival, and aperspectival is analogous to that of the terms illogical, logical, and alogical or immoral, moral, and amoral.2 We have employed here the designation âaperspectivalâ to clearly emphasize the need of overcoming the mere antithesis of affirmation and negation. The so-called primal words (Urworte), for example, evidence two antithetic connotations: Latin altus meant âhighâ as well as âlowâ; sacer meant âsacredâ as well as âcursed.â Such primal words as these formed an undifferentiated psychically-stressed unity whose bivalent nature was definitely familiar to the early Egyptians and Greeks.3 This is no longer the case with our present sense of language; consequently, we have required a term that transcends equally the ambivalence of the primal connotations and the dualism of antonyms or conceptual opposites.
Hence we have used the Greek prefix âa-â in conjunction with our Latin-derived word âperspectivalâ in the sense of an alpha privativum and not as an alpha negativum, since the prefix has a liberating character (privativum, derived from Latin privare, i.e., âto liberateâ). The designation âaperspectival,â in consequence, expresses a process of liberation from the exclusive validity of perspectival and unperspectival, as well as pre-perspectival limitations. Our designation, then, does not attempt to unite the inherently coexistent unperspectival and perspectival structures, nor does it attempt to reconcile or synthesize structures which, in their deficient modes, have become irreconcilable. If âaperspectivalâ were to represent only a synthesis it would imply no more than âperspectival-rationalâ and would be limited and only momentarily valid, inasmuch as every union is threatened by further separation. Our concern is with integrality and ultimately with the whole; the word âaperspectivalâ conveys our attempt to deal with wholeness. It is a definition which differentiates a perception of reality that is neither perspectivally restricted to only one sector nor merely unperspectivally evocative of a vague sense of reality.
Finally, we would emphasize the general validity of the term âaperspectivalâ; it is definitely not intended to be understood as an extension of concepts used in art history and should not be so construed. When we introduced the concept in 1936/1939, it was within the context of scientific as well as artistic traditions.4 The perspectival structure as fully realized by Leonardo da Vinci is of fundamental importance not only to our scientific-technological but also artistic understanding of the world. Without perspective neither technical drafting nor three-dimensional painting would have been possible. Leonardoâscientist, engineer, and artist in oneâwas the first to fully develop drafting techniques and perspectival painting. In this same sense, that is from a scientific as well as artistic standpoint, the term âaperspectivalâ is valid, and the basis for this significance must not be overlooked, for it legitimizes the validity and applicability of the term to the sciences, the humanities, and the arts.
It is our intent to furnish evidence that the aperspectival world, whose nascence we are witnessing, can liberate us from the superannuated legacy of both the unperspectival and the perspectival worlds. In very general terms we might say that the unperspectival world preceded the world of mind- and ego-bound perspective discovered and anticipated in late antiquity and first apparent in Leonardoâs application of it. Viewed in this manner the unperspectival world is collective, the perspectival individualistic. That is, the unperspectival world is related to the anonymous âoneâ or the tribal âwe,â the perspectival to the âIâ or Ego; the one world is grounded in Being, the other, beginning with the Renaissance, in Having; the former is predominantly irrational, the later rational.
Today, at least in Western civilization, both modes survive only as deteriorated and consequently dubious variants. This is evident from the sociological and anthropological questions currently discussed in the Occidental forum; only questions that are unresolved are discussed with the vehemence characteristic of these discussions. The current situation manifests on the one hand an egocentric individualism exaggerated to extremes and desirous of possessing everything, while on the other it manifests an equally extreme collectivism that promises the total fulfillment of manâs being. In the latter instance we find the utter abnegation of the individual valued merely as an object in the human aggregate; in the former a hyper-valuation of the individual who, despite his limitations, is permitted everything. This deficient, that is destructive, antithesis divides the world into two warring camps, not just politically and ideologically, but in all areas of human endeavor.
Since these two ideologies are now pressing toward their limits we can assume that neither can prevail in the long run. When any movement tends to the extremes it leads away from the center or nucleus toward eventual destruction at the outer limits where the connections to the life-giving center finally are severed. It would seem that today the connections are already broken, for it is increasingly evident that the individual is being driven into isolation while the collective degenerates into mere aggregation. These two conditions, isolation and aggregation, are in fact clear indications that individualism and collectivism have now become deficient.
When we have grasped this it is at once apparent that we can extricate ourselves from our dangerous situation only by ordering our relationships to ourselves, to our âIâ or Ego, and not just our relationships with others, to the âThou,â that is to God, the world, our fellow man and neighbor. That seems possible only if we are willing to assimilate the entirety of our human existence into our awareness. This means that all of our structures of awareness that form and support our present consciousness structure will have to be integrated into a new and more intensive form, which would in fact unlock a new reality. To that end we must constantly relive and re-experience in a decisive sense the full depth of our past. The adage that anyone who denies and condemns his past also abnegates his future is valid for the individual as well as for mankind. Our plea for an appropriate ordering and conscious realization of our relationships to the âIâ as well as the âThouâ chiefly concerns the ordering and conscious recognition of our origin, and of all factors leading to the present. It is only in terms of man in his entirety that we shall achieve the necessary detachment from the present situation, i.e., from both our unperspectival ties to the group or collective, and our perspectival attachment to the separated, individual Ego. When we become aware of the exhausted residua of past or passing forms of our understanding of reality we will recognize more clearly the signs of the inevitable ânew.â We will also sense that there are new sources which can be tapped: th...