Part One
CITIES AND THE WORLD-ECONOMY
Chapter One
Cities and the world-economy1
GLOBAL PARADIGMS IN URBAN RESEARCH
The 1980s have seen a major paradigm shift in urban studies. The study of urbanization and the city has, like other phenomena, been directly linked to developments in the world-economy, the term âglobalâ becoming as common in book titles (on the global shift, global restructuring, global factory) as in the financial sections of newspapers. Theories of and studies on world or global cities (Cohen, 1981; Friedmann and Wolff, 1982; Friedmann, 1986), described by Feagin (1985) as âthe, cotter pins holding the capitalist world-economy togetherâ include work on Los Angeles, New York, Tokyo/Osaka/Ngoya, London, and Säo Paulo. The global context of metropolitan growth provides the framework for studies of, among others, Houston, Detroit, Buffalo, and, at a more popular level, Miami, Coral Gables, Paris, and Honolulu (Allman, 1983; Cooke, 1986b; Dickens, 1986; Feagin, 1985; Glickman, 1987; Grunwald and Flamm, 1985; Hall, 1984; Heenan, 1977; Henderson and Castells, 1987; Hill and Feagin, 1987; King, 1984ab; Kowarick and Campanario, 1986; Perry, 1987; Rimmer, 1986; Ross and Trachte, 1983; Sassen-Koob, 1984; 1985; 1986; 1987; Smith and Feagin, 1987; Soja, Morales, and Wolff, 1983; Soja et al. 1985; Soja, 1986; Thrift, 1986b; 1987a; Trachte and Ross, 1985; Weaver and Richards, 1985).
In Urbanization in the World-Economy (Timberlake, 1985), the fifteen co-authors examine the bookâs theme in relation to different regions in the world. And from a more historical viewpoint, drawing on Wallersteinâs (1987) world-system perspective, the effects of the historical incorporation of cities into the world-economy are discussed in relation to Latin America (Browning and Roberts, 1980; Meyer, 1986; Pang, 1983; Portes and Walton, 1981; Salinas, 1983; Slater, 1986), with a growing number of studies on Europe, Asia, and Africa (Armstrong and McGee, 1985; Chaichian, 1988; Chase-Dunn, 1985; Drakakis-Smith, 1986; 1987; Ewars, Goddard, and Matzerath, 1986; Henderson and Castells, 1987; McGee, 1986).
Other studies discuss the urban effects of the globalization of producer services (Daniels, 1986; Thrift, 1986ab); yet others (King, 1984a; Robertson and Lechner, 1985) the globalization of culture (from religion to aesthetics), the concept described by Robertson as âthe processes by which the world becomes a single placeâ. This refers both to the recognition of âa very high degree of interdependence between spheres and locales of social activity across the entire globeâ and, perhaps more importantly, âthe growth of consciousness pertaining to the globe as suchâ (Robertson, 1985: 348; see also Robertson, 1987; 1988; 1989).
Whilst these global perspectives on cities were already foreshadowed in the early 1970s (e.g. by Castells, 1977; Harvey, 1973; Wallerstein, 1974; Walton, 1976), this major shift in paradigms in the mid-1980s poses at least two questions. First, what changes are seen to have taken place in the objective, external world that account for this reorientation in urban research? Second, given that these objective changes have been taking place for at least three decades and, in the longer term, over three centuries or more, why has this theoretical and conceptual understanding of urban development gained currency only from the 1980s and not before? Why has the term âglobalâ assumed a new urgency? For example, in regard to the worldwide nature of economic activity, The Economist was advising its readers thirty years ago that âtoday, more than ever before, exporters must plan globally, especially in view of the growing importance of the worldâs new marketsâ (5 October 1957); likewise, according to the Oxford English Dictionary (1984), the term âglobalizationâ had entered the vocabulary at the latest by 1962.
We shall deal with the second question first.
URBAN POLITICAL ECONOMY: AN HISTORICAL AND SPATIAL CRITIQUE
The ânew urban studiesâ (or urban political-economy approaches) revolutionized the understanding of and research on urbanization and urban development in the 1970s and 1980s. Drawing on the early work of Harvey and Castells, Walton clearly sets out some of the characteristics of this approach:
1. Urbanism and urbanization could not simply be taken for granted but required definition and explanation; they must assume the status of âtheoretical objectsâ in the sense that they arise (or do not) and take different forms under various modes of social and economic organization and political control.
2. The approach of the new urban studies is concerned with the interplay between relations of production, consumption, exchange, and the structure of power manifest in the state.
3. Actual or concrete urban processes, for example, ecological patterns, community organization, economic activities, class and ethnic politics (and one could add physical and spatial urban form, including architecture and urban design: author) must be understood in terms of their structural bases or how they are conditioned by the larger economic, political and socio-cultural milieu.
4. The approach is essentially connected with social change and sees this as growing out of conflicts among classes and status groups. Changes in the economy are socially and politically generated as well as mediated.
5. The perspective of the new urban studies is tied to the concerns of normative theory (of how things ought to be), concerned with both drawing out the ideological and distributional implications of alternative positions but also being critically aware of its own premisses.
(Walton, 1984: 78)
Yet with some notable exceptions (including Castells, Harvey, Roberts, Slater, Walton, and others) much of the new urban political economy (including urban social theory) has, as was argued in King (1989b), also been characterized by temporal, spatial, and conceptual restrictions; temporal, in the restricted historical dimension within which urban development is frequently analysed; spatial, in that despite recognition of (or in some cases, lip service paid to) the international context, national boundaries have too frequently been used to define the limits of a given urban system; and conceptual, in that relatively little attention has so far been given to the built environment, either as additional data for understanding social change and urban development, or, indeed, as a significant factor in influencing these phenomena. Whilst these comments may apply to the understanding of cities and urbanization in many countries, the following arguments draw particularly on urban studies in and of the UK.
The increased attention given to the global context of urban growth in the 1980s serves to emphasize its earlier neglect, a neglect not only of the historical but also of the geo-political context in which European and North American cities developed. One cause of this neglect has been the restricted focus of many studies in urban political economy on the problems of cities in the âdevelopedâ economies of Europe and North America, as has recently been acknowledged (Harloe, 1987) and the (unstated) assumption that these could somehow be conceptualized separately from the rest of the world. The fact is that from the mid-1970s, the observable phenomena of a global system of production made their presence felt in two ways. The first was in the growing consciousness that with the expansion of multinational production (generally, though erroneously seen to have developed from the 1950s (see Dunning, 1983), jobs were being lost to countries where labour was cheaper (Blackaby, 1979; Singh, 1977; Portes and Walton, 1981). The second, and more visible factor was the high profile acquired by international labour migration (âimmigrantsâ, âguest workersâ (Castle and Kosack, 1978; Frobel, Heinrichs, and Kreye, 1980)), and the urban riots of 1980â1.
Among those concerned with urban development in the UK, these were some of the factors behind the increasing interest in âthe world outsideâ, an interest that appears to have gathered momentum at this time: Massey (1986b), for example, dates this perspective from the Community Development Projects of 1977. Prior to this date, and even later, few studies on urbanization and urban development in Britain, whether in urban history, geography, sociology, or the ânewâ urban political economy, paid much attention to this perspective as the journals and textbooks produced at this time will confirm (e.g. Cannadine and Reeder, 1982; Dyos and Wolff, 1973; Pahl, 1970; Fahl et al., 1983; Peach et al., 1978; Robson, 1973; Saunders, 1981). The work of Roberts (1978ab) is the major exception. Robson, for example, though recognizing the effects of international trade on urban growth in England and Wales, none the less undertakes his analysis on the assumption that these two countries form âa closed systemâ (Robson, 1973: 46). âUrbanization in developing countriesâ was treated as a distinct and separate phenomenon from âBritish urbanizationâ or, in cases, seen as a process that bore historical comparison to British experience, a view that has persisted into the 1980s (e.g. Johnson and Pooley, 1982). Whichever the viewpoint, the two were not seen as part of the same process. Thus, comments such as âthe periphery nations of Latin America, Asia, and Africa now become an accessible and seemingly inexhaustible reservoir of cheap labourâ (Hill, 1984: 131, emphasis added) overlook the fact that millions of workers in those countries had, through indentured labour, the encomienda system, or simply as part of a colonial-plantation economy, formed part of the international division of labour for centuries. As in Wolfs study (1982), these are âthe forgotten people of Europeâ. Smith and Feaginâs recent suggestion (1987: 5) that urban development can best be understood âby analysing cities in terms of their transnational linkages, especially their connections with the world capitalistic economyâ is not only an agenda for the present (and future) but points up the inadequacy of our understanding of urban development in the past (and much urban policy analysis in the UK has been flawed for failing to recognize this (see King, 1986a; Thrift, 1985).
In short, one answer to the earlier question as to why there has been a sudden interest in globally oriented urban research in the 1980s is clear: only when the economic base of cities in âadvanced economiesâ at the core was affected, have many urbanists in those countries looked beyond national boundaries to the larger economic system that supported them. Yet the inhabitants of that âexternal worldâ have long been aware that their own urban situation has been affected by core societies, except that this was seen as part of a larger process that went by another name â colonialism. Another answer is more prosaic: the academic realization that earlier explanations of urban growth and decline were too parochial and therefore, inadequate: the analysis required a deeper (historical) and broader (geographical) framework (see Harloe, 1987), which also went beyond traditional disciplinary boundaries.
Thus, whilst it is true that âsomething fundamental happenedâ in the 1970s (Thrift, 1986b: 14) with major changes taking place in the organization of the world-economy (these are discussed in Chapter 2) equally significant has been a change in the perception and understanding of urban phenomena. Friedmann (1986: 69) attributes this to the âspecial achievementâ of Castells (1977) and Harvey (1973) in linking âcity forming processes to the larger historical movement of industrial capitalismâ. Yet it is only since 1980, according to Friedmann, that âthe study of cities has been directly linked to the world economyâ.
Whilst Friedmannâs (1986) statement may be correct in terms of its precise wording (his use of the word âdirectlyâ) it is also misleading: fundamental to the development of the world-economy and the world system in general was the emergence of modern industrial colonialism, the cities that it created and through which it operated. Hence, the study of cities as âdirectly linked to colonialismâ is the necessary prerequisite for understanding the development of cities as âdirectly linked to the world economyâ. As indicated elsewhere (King, 1989b), most of the work cited by Friedmann in making his point is concerned with the impact of world economic processes on urban economies in the core states, especially in the USA. Earlier studies of colonial cities demonstrated the impact of industrial capitalism and world economic forces on city-forming processes (if not in the particular form or detail Friedmann (1986) implies) well before the date he suggests (e.g. McGee, 1967; Rayfield, 1974; see also King, 1989b).
However, equally important in the emergence of globally oriented urban research has been the selective adoption of the world-system paradigm (Wallerstein, 1974; 1979; 1984) and the erosion of disciplinary boundaries in urban research, particularly (and at the risk of caricature), between a more globally oriented âdevelopment studiesâ, previously focused on the periphery, and other academic disciplines previously focused on advanced industrial societies at the core (the division also relating to the work experience of practitioners in these fields); second, between social and spatial theorists (Gregory and Urry, 1985; Society and Space, 1983-). A third gap that has yet to be bridged is between social and spatial theorists and theorists of architecture and the built environment.
Other scholars, however (for example, Chase-Dunn, 1985: 273) do not see the recent changes noted by Cohen (1981) and Friedmann and Wolff (1982) as fundamentally new. Rather, trends that have been growing for the last 500 ye...