This is a semiotic study of a corpus of texts that KumĆ¢rajĆ®va (344-413 CE), ParamĆ¢rtha (499~569 CE) and Xuanzang (599~664 CE) transmitted from India to China, featuring a critical reading of the Dazhidu Lun (T1509, MahĆ¢-PrajñâpĆ¢ramitĆ¢-upadeĆŗa-ĆĆ¢stra), San Wuxing Lun (T1617, Try-asvabhĆ¢va-prakara.na), and Guangbai Lun (T1571, Catu.hĆŗataka-ĆŗĆ¢stra-kĆ¢rika). Focusing its attention on the MahĆ¢yĆ¢na Buddhist notion of samatĆ¢, it identifies a Buddhist semiotics which anticipates Derrida's invocation of the notion of the Same in his deconstruction of binary oppositions.
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Three grades of understanding in the HÄ«nayÄna analytic system: A structural study of the list of seventy-five factors
In this book I will focus my attention on the semiotic implications of the literary legacy that KumÄrajÄ«va, ParamÄrtha and XuĆ”nzĆ ng have left with us. The three great translators saw themselves as MahÄyÄnists, but they were also specialists in the HÄ«nayÄna Buddhist doctrines.1 KumÄrajÄ«va began his religious career as a student of Abhidharma long before he studied PrajƱÄpÄramitÄ and Madhyamaka. ParamÄrtha was the first to introduce systematically to China the VijƱÄnavÄda branch of the MahÄyÄna system, but he was also the first to translate Vasubhandu IIā AbhidharmakoÅabhÄÅya into Chinese. XuĆ”nzĆ ng was the most prolific translator of the PrajƱÄpÄramitÄ and VijƱÄnavÄda literature, but he was just as productive in his translations of the Abhidharma texts. Each of these three translators has left with us a sizeable collection of texts that belong to the HÄ«nayÄna Buddhist tradition.
In two senses a preliminary study of the HÄ«nayÄna Buddhist system is compulsory for a serious engagement with the MahÄyÄna Buddhist texts. Firstly, MahÄyÄna Buddhist philosophy emerged in the history of Buddhist doctrinal development partly as a critique of some HÄ«nayÄna motifs. It would be difficult to grasp the subject matter of MahÄyÄna Buddhist texts without a knowledge of the writings of their opponents. Secondly, the MahÄyÄna Buddhist system inherited from the HÄ«nayÄna Buddhist system a rich legacy of technical vocabulary. Although critical of HÄ«nayÄna doctrines, the MahÄyÄnists were just as much thankful to the HÄ«nayÄnists for having systematised a set of categories of thought for the interpretation of the Buddhaās original teachings. Many concepts that are theoretically elaborated in the HÄ«nayÄna Buddhist texts continue to thrive in the MahÄyÄna Buddhist philosophical discourse.
It is not my intention to conduct a comprehensive review of the entire HÄ«nayÄna Buddhist system here. A systematic treatment would demand a much larger space than a short chapter of a small book. Our purpose is to get a general picture of the most fundamental philosophical concerns characteristic of this system. I hope to achieve this purpose by looking at a particular doctrinal sample. Up to a certain point I believe that a part of a fully developed system will in some significant ways reflect the whole. A case in point is the list of seventy-five dharmas under five categories. The use of lists for itemising categories of thought and enumerating the characteristics of existential factors under these categories is a salient feature of the HÄ«nayÄna analytic texts. This particular list accompanied by analyses has been considered to be the definitive statement of SarvÄstivÄda metaphysics, and many of the SautrÄntikasās disagreements with the SarvÄstivÄdins revolve round the logical implications of setting these categories as generic names for five paradigmatic classes of existential factors. Hence, the present study of HÄ«nayÄna semiotic thought is concerned only with the SarvÄstivÄda and SautrÄntika writings extant in the Chinese sources.
In what follows, I will first examine the principle of coherence that provides the logical basis for the structure of this list. I will pay particular attention to the questions of why these five categories have emerged as a complete classification of all the existential factors and what HÄ«nayÄna epistemological concerns have been expressed in the structure of the list. Then, I will examine the notion of existential factors in the HÄ«nayÄna critique of naĆÆve realism. The HÄ«nayÄna philosophers did not develop lists of existential factors as catalogues of sensible objects in the empirical world. Instead, they were drawing a distinction between the actual and the nominal by setting these factors against the sensible objects. Finally, I will take up the semiotic strand in the fabric of HÄ«nayÄna onto-epistemology. The opposition between the nominal and the actual as encountered in the analyses of the factors is based on a distinction between two types of sign: nimitta that is linked with the merely nominal and lakį¹£aį¹a that hints at the intelligible. It is interesting to note that the list also considers the question of the sign in language.
1.1. Dialectics in the structure of the five categories
The HÄ«nayÄna philosophical discourse is analytical in its manner of presentation. In nearly every canonical text, we come across passages that enumerate categories of thought for the analysis of dharmas. If we look at the style in which these categories are organised we will have the impression that these analyses under the name of Abhidharma consist in a set of logical propositions and statistical figures. Sometimes the author of a particular text is defining the domain of discourse. Sometimes he is itemising the objects of a particular category. Sometimes he is assigning a predicate to a particular set of items. Sometimes he is specifying the number of items that can be predicated of a particular property. Traditionally, the term mÄtį¹kÄ (matrix) is used to describe the genre of this type of text. Following modern conventions of symbolic notation, one might be able to translate the contents of these propositions into symbolic sentences, statistical tables and charts.
The list of Seventy-five Factors under Five Categories (see figure 1.1) is an example of such analyses. As the result of a continual expansion of categories, this list is first given its definitive formulation in Vasumitraās Prakaraį¹apÄda (T1541, T1452), and its status as an authoritative statement of SarvÄstivÄda taxonomy is established when it is adopted in PÄÅva and Vasumitraās MahÄvibhÄį¹£Ä (T1545). The TaishÅ Tripiį¹aka also includes a Chinese translation of the self-contained treatise PaƱcavastuka (T1556) devoted to the analysis of this classification. Vasubhandu IIās AbhidharmakoÅabhÄÅya (T1558) begins with a detailed discussion of each of the seventy-five dharmas, and it is a SautrÄntika critique of the list as given in the MahÄvibhÄį¹£Ä. Saį¹ ghabhadra also takes up this problematic when he replies to Vasubhandu IIās critique in his NyÄyÄnusÄra (T1562).
According to Vasubhandu II, the five categories of factors were broached to provide an account of the necessary conditions of possibility for the emergence of any identifiable factors.2 This explanation has at least two implications. (1) The HÄ«nayÄna analysts of dharmas wanted to provide a complete list of everything that counts as a dharma. Accordingly, we can read the entire set of items in the list as comprising the entire universe of the Abhidharma discourse. (2) They wanted to categorise all the factors that constitute the condition of possibility for the rise of any identifiable dharma. For instance, when thought (
, citta) is preoccupied with a material form (
, rūpa), a multitude of factors are simultaneously involved. These factors that accompany the rise of a particular dharma can be organised under the five general headings:3
Figure 1.1. Seventy-five Factors under Five Categories
A. Material Form (
, rÅ«pa): This category includes ten sensible and one intelligible objects in the phenomenal world. The ten sensible items are aspects of existence that appeal to the senses. They are further divided into two types: the first five items represent the internal factors as they constitute the physical aspect of the perceiving subject and the second five items are external factors as they form the perceived aspects of the external world. Unlike the merely sensible, the unmanifest (avijƱapti) is known only to the individual who experiences it at the very moment when it arises, and it is not perceived by parties who do not share the experience. As it is not out there for public gaze, it is named āthe unmanifestā. As it has elevated itself above the merely sensible and is available to understanding, we might also treat it as the intelligible.4 The idea is that, when an identifiable item is to be given the status of dharma, it must appear either as a sensible or as an intelligible object in one of the eleven forms.
B. Thought (
, citta): At first glance there is only one item listed under this category, but the term citta is a generic name for consciousness at two different levels. The Prakaraį¹apÄda says that citta consists of the consciousness of the internal mind and the five types of consciousness regarding the external phenomenal world.5 The five types of external consciousness address the ten manifest and sensible items under the category of form, and the internal consciousness responds to the unmanifest but intelligible item. The AbhidharmakoÅabhÄÅya also draws our attention to the fact that, as the generic name for two types of consciousness, citta only represents the initial moment of awareness.6